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- Tasks: Enhance audit quality and compliance in CASS and safeguarding areas.
- Company: Dynamic audit firm focused on high-quality services and client trust.
- Benefits: Competitive salary, excellent career development, and supportive work culture.
- Why this job: Make a real impact on audit standards and risk management practices.
- Qualifications: Experience in audit, particularly in CASS and safeguarding, with strong analytical skills.
- Other info: Collaborative environment with opportunities for continuous improvement and innovation.
The predicted salary is between 50000 - 65000 £ per year.
Our clients are committed to delivering high-quality audit services that build trust and confidence in the financial markets. As part of the growing audit quality function, you will play a key role in enhancing audit standards across the firm, with a particular focus on regulatory engagements including CASS and safeguarding. This is an exciting opportunity to contribute to a high-impact area of our business, where you will help shape our approach to audit quality, strengthen risk management practices, and support our teams in delivering excellence to clients.
As an Audit Quality & Technical Specialist, you will work closely with audit engagement teams and senior technical leadership to review, challenge, and enhance the execution of audit work. Your responsibilities will include:
- Reviewing audit procedures and documentation, particularly in regulated areas such as CASS and safeguarding
- Constructively challenging audit approaches to ensure compliance with regulatory expectations and internal standards
- Supporting and coaching engagement teams to implement improvements in audit quality
- Identifying recurring issues and areas requiring firm-wide action
- Contributing to internal projects focused on audit quality enhancement and risk management
- Collaborating with stakeholders across the firm to promote a culture of continuous improvement
- Also open to considering a blended role combining technical oversight with involvement in the delivery of CASS and safeguarding audits.
Essential Experience & Skills:
- Proven experience in audit and/or audit quality control
- Strong experience in CASS and safeguarding audits, with a sound understanding of applicable rules
- Good working knowledge of Financial Conduct Authority (FCA) regulations across financial services
- Strong analytical skills, with the ability to assess complex information and identify key risk areas
- Confidence to challenge constructively and influence stakeholders at all levels
- High level of motivation with a genuine interest in driving audit quality improvements
- Ability to work both collaboratively and independently in a flexible environment
Desirable Skills & Experience:
- Professionally qualified or part (ACA, ACCA)
- Experience in a technical or audit quality role within a professional services environment
- Strong communication skills, with the ability to explain complex technical concepts clearly
- Experience working across a diverse client base within financial services or related sectors
- Innovative mindset, with the ability to identify and implement improvements
- Strong teamwork and collaboration skills
- Proficiency in Microsoft Office tools (Excel, Word, PowerPoint)
In return: A competitive basic salary and benefits are on offer with superb career development.
CASS and Safeguarding Auditor in Monument employer: R&A Talent Aquisition Partners Ltd
Contact Detail:
R&A Talent Aquisition Partners Ltd Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land CASS and Safeguarding Auditor in Monument
✨Tip Number 1
Network like a pro! Reach out to your connections in the audit and financial services sectors. Attend industry events or webinars, and don’t be shy about introducing yourself. You never know who might have the inside scoop on job openings or can put in a good word for you.
✨Tip Number 2
Prepare for interviews by brushing up on your CASS and safeguarding knowledge. Be ready to discuss how you've tackled challenges in previous roles. We recommend practising common interview questions with a friend or even in front of the mirror to boost your confidence.
✨Tip Number 3
Showcase your analytical skills! During interviews, share specific examples of how you've identified key risk areas in past audits. This will demonstrate your ability to assess complex information and highlight your fit for the role.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search. So, get your application in and let’s make it happen!
We think you need these skills to ace CASS and Safeguarding Auditor in Monument
Some tips for your application 🫡
Tailor Your CV: Make sure your CV reflects the skills and experience mentioned in the job description. Highlight your audit experience, especially in CASS and safeguarding, to show us you’re the right fit for the role.
Craft a Compelling Cover Letter: Use your cover letter to tell us why you’re passionate about audit quality and how your background aligns with our needs. Be specific about your experiences and how they relate to the responsibilities outlined in the job description.
Showcase Your Analytical Skills: In your application, give examples of how you've assessed complex information and identified key risk areas in previous roles. We want to see your analytical prowess in action!
Apply Through Our Website: Don’t forget to submit your application through our website! It’s the best way for us to receive your details and ensures you’re considered for this exciting opportunity.
How to prepare for a job interview at R&A Talent Aquisition Partners Ltd
✨Know Your CASS and Safeguarding Inside Out
Make sure you brush up on your knowledge of CASS and safeguarding regulations. Be prepared to discuss how these apply in audit scenarios, as well as any recent changes in the rules. This will show that you're not just familiar with the basics but are genuinely engaged with the subject matter.
✨Showcase Your Analytical Skills
During the interview, be ready to demonstrate your analytical skills. You might be asked to assess a complex scenario or identify key risk areas. Practise explaining your thought process clearly, as this will highlight your ability to tackle challenges effectively.
✨Prepare to Challenge Constructively
Since the role involves challenging audit approaches, think of examples where you've done this successfully in the past. Frame your experiences in a way that shows your confidence and ability to influence stakeholders positively. This will illustrate your proactive approach to improving audit quality.
✨Emphasise Teamwork and Collaboration
This position requires working closely with various teams, so be sure to highlight your teamwork skills. Share specific instances where you've collaborated effectively with others to achieve a common goal, especially in a professional services environment. This will demonstrate that you can thrive in a flexible and collaborative setting.