At a Glance
- Tasks: Support global compliance initiatives and manage regulatory functions in a dynamic environment.
- Company: Join Quinbrook, a leader in energy and digital infrastructure investment.
- Benefits: Competitive salary, professional development, and a collaborative team culture.
- Other info: Fast-paced environment with opportunities for career advancement.
- Why this job: Make a real impact in the energy transition while growing your compliance expertise.
- Qualifications: 3-5 years in compliance or paralegal roles, with strong analytical skills.
The predicted salary is between 70000 - 90000 £ per year.
Quinbrook is a specialist investment manager focused exclusively on the infrastructure needed to drive the energy and digital transitions. Led and managed by a senior team of energy industry professionals, Quinbrook is an accomplished asset creator and business builder that conceives, develops, constructs and operates a diverse array of innovative infrastructure projects and growth platforms. Since its founding in 2015, Quinbrook has invested in energy infrastructure assets and businesses representing a total transaction value exceeding USD 27 billion spanning large-scale renewable power generation, biofuels production, long duration storage, hyperscale data centre infrastructure, AI powered asset optimisation, grid support and flexibility solutions in North America, the UK/Ireland and Australia. Quinbrook has offices in London, New York, Houston and Brisbane, Australia.
This is a newly created role based in London. The Compliance Associate will support the Global Head of Compliance in implementing the Global Compliance Program. Compliance oversees and manages Quinbrook’s compliance and regulatory functions and program. Under the leadership of the Global Head of Compliance, the Compliance Department operates with a global focus, including all global regulatory matters related to investment adviser compliance, global policies and central compliance and oversight functions, financial crime prevention and supporting the firm’s investment activities. Quinbrook has investment adviser licences in the UK, US and Australia, and a registered FINRA US Broker Dealer.
Responsibilities
- Support the administering of Quinbrook’s investment adviser entities globally, including required filings
- Help manage the Compliance Manual, Code of Ethics, Conflicts of Interest policies and other compliance policies and processes
- Be a point of contact for all Compliance system related queries and manage the system, processing and escalating pre-clearance requests related to business gifts and entertainment, employee outside business activity and political contributions
- Support the onboarding of new employees into the Compliance program including new hire access activation; new hire training and disclosure form tracking; tracking current employee statuses for certifications/access maintenance; and tracking temporary workers
- Work with and coordinate global service providers including compliance consultants, legal advisors, third-party Luxembourg AIFM and fund administrators
- Conduct AML screening on potential investments and/or counterparties
- Assist in the management and review of third-party administrators undertaking delegated regulated functions, such as KYC checks on fund investors and privacy requirements
- Participate in Compliance program initiatives, projects, etc. beyond core responsibilities
- Review financial promotion materials
- Identify exceptions to policies and elevate for further analysis to address root cause assessment
- Act as a daily resource to Quinbrook’s global employee base on compliance questions and issues
- Help maintain internal procedures and training materials that are critical to the effectiveness and continuity of the Compliance program
- Help maintain, track and report key performance indicators for the team and produce management report
- Assist with intake requests for record retention and data management
Experience
- 3 - 5 years of compliance and/or paralegal experience gained within the private markets investment management sector
- Proficiency with Microsoft Office Suite (Excel, Word, Powerpoint)
Attributes
- Well organised, thoughtful, attentive to detail, analytical, self‑motivated, and solutions orientated, able to work in teams under high pressure and contribute to a collaborative environment
- Excellent written and verbal communication and interpersonal skills, the ability to foster relationships globally
- Enjoys a fast‑paced environment with changing and evolving responsibilities
Academic Requirements
- Bachelor's degree in law, finance, business administration or a related field
- Good knowledge of regulatory industry standards, laws and regulations in the US and UK
- Compliance Certificate considered a plus
Compliance Associate in London employer: Quinbrook
Quinbrook Infrastructure Partners is an exceptional employer, offering a dynamic work environment in the heart of London where innovation meets sustainability. With a strong focus on employee growth and development, Quinbrook provides comprehensive training and support within a collaborative culture that values compliance and regulatory excellence. Employees benefit from being part of a leading investment manager dedicated to driving the energy and digital transitions, while also enjoying the unique opportunity to engage with global projects and initiatives.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Associate in London
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like Quinbrook looking for candidates who are engaged and informed.
We think you need these skills to ace Compliance Associate in London
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at Quinbrook. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at Quinbrook
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with Quinbrook’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
