Governance, Risk & Compliance Specialist | Southampton, UK
Governance, Risk & Compliance Specialist | Southampton, UK

Governance, Risk & Compliance Specialist | Southampton, UK

Southampton Full-Time 50000 - 60000 £ / year (est.) No home office possible
Quilter

At a Glance

  • Tasks: Strengthen risk and governance frameworks while providing expert advice and oversight.
  • Company: Join Quilter plc, a leading UK wealth management provider with ambitious goals.
  • Benefits: Enjoy a competitive salary, career development opportunities, and a supportive work environment.
  • Other info: Be part of a transformative journey in a customer-centric organisation.
  • Why this job: Make a real impact in a dynamic financial services sector focused on innovation.
  • Qualifications: Experience in governance, risk, and compliance is essential.

The predicted salary is between 50000 - 60000 £ per year.

About the Business

Quilter plc is a leading provider of financial advice, investments and wealth management, committed to being the UK's best wealth manager for clients and their advisers. Quilter oversees £141.2 billion in customer investments (as of 31 December 2025). It has an adviser and customer offering spanning financial advice, investment platforms, multi-asset investment solutions, and discretionary fund management. The business is comprised of two segments: Affluent and High Net Worth.

Affluent encompasses the financial planning business, Quilter Financial Planning, the Quilter Investment Platform and Quilter Investors, the multi-asset investment solutions business. High Net Worth includes the discretionary fund management business, Quilter Cheviot, together with Quilter Cheviot Financial Planning - offering a highly personalised service to private clients, charities, trustees, and professional partners. Quilter Cheviot has presence throughout the UK, Ireland and Channel Islands.

At Quilter we never stand still. Our foundations are rooted in our extraordinary expertise, which is trusted by hundreds of thousands of customers, but we have great ambitions to stay one step ahead and make an even greater difference to the people and communities we serve, including our colleagues. Our business is transforming, continually modernising, and becoming even more customer centric. So, if you want to be bold in the pursuit of your ambitions, bring new ideas, and challenge and evolve what we do, it's the perfect time to join us!

About the Role

  • Level: 4
  • Department: Quilter Invest
  • Location: Southampton
  • Contract: Permanent
  • Regulated/Non-Regulated: Non-Regulated

You will play a key role in strengthening Quilter Invest's first line risk and governance framework. Reporting to the Head of Operations, Risk & Compliance, you will provide specialist advice, oversight and constructive challenge across governance, risk and compliance activities.

Governance, Risk & Compliance Specialist | Southampton, UK employer: Quilter

Quilter plc is an exceptional employer, offering a dynamic work environment in Southampton where innovation and collaboration thrive. With a strong commitment to employee development, you will have access to numerous growth opportunities and a supportive culture that encourages bold ideas and challenges the status quo. Join us to be part of a transformative journey in wealth management, where your contributions will make a meaningful impact on our clients and communities.
Quilter

Contact Detail:

Quilter Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Governance, Risk & Compliance Specialist | Southampton, UK

✨Tip Number 1

Network like a pro! Reach out to people in the industry, especially those at Quilter. A friendly chat can open doors that a CV just can't.

✨Tip Number 2

Prepare for interviews by researching Quilter's values and recent news. Show us you’re not just another candidate; demonstrate your passion for what we do!

✨Tip Number 3

Practice your answers to common interview questions, but keep it natural. We want to see the real you, so let your personality shine through!

✨Tip Number 4

Don’t forget to follow up after your interview! A quick thank-you email can leave a lasting impression and show us you’re genuinely interested in joining our team.

We think you need these skills to ace Governance, Risk & Compliance Specialist | Southampton, UK

Governance Framework Development
Risk Management
Compliance Oversight
Advisory Skills
Constructive Challenge
Financial Services Knowledge
Stakeholder Engagement
Regulatory Knowledge
Analytical Skills
Communication Skills
Problem-Solving Skills
Attention to Detail
Project Management

Some tips for your application 🫡

Tailor Your CV: Make sure your CV is tailored to the Governance, Risk & Compliance role. Highlight relevant experience and skills that align with what Quilter is looking for. We want to see how you can bring value to our team!

Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to tell us why you're passionate about governance and compliance, and how your background makes you a great fit for Quilter. Keep it engaging and personal!

Showcase Your Achievements: Don’t just list your responsibilities; showcase your achievements! Use specific examples of how you've positively impacted risk management or compliance in previous roles. We love seeing results!

Apply Through Our Website: We encourage you to apply through our website for a smooth application process. It’s the best way to ensure your application gets into the right hands. Plus, you’ll find all the info you need about the role there!

How to prepare for a job interview at Quilter

✨Know Your Stuff

Make sure you understand the ins and outs of governance, risk, and compliance. Brush up on Quilter's business model and their approach to wealth management. Being able to discuss how your expertise aligns with their goals will show that you're genuinely interested.

✨Prepare Real-Life Examples

Think of specific situations where you've successfully navigated risk or compliance challenges in the past. Use the STAR method (Situation, Task, Action, Result) to structure your answers. This will help you demonstrate your problem-solving skills effectively.

✨Ask Insightful Questions

Prepare thoughtful questions about Quilter's current projects or future plans in risk management. This not only shows your enthusiasm but also helps you gauge if the company culture aligns with your values and ambitions.

✨Show Your Adaptability

Quilter is all about transformation and modernisation. Be ready to discuss how you've adapted to changes in previous roles and how you can contribute to their evolving landscape. Highlighting your flexibility will resonate well with their vision.

Governance, Risk & Compliance Specialist | Southampton, UK
Quilter
Location: Southampton

Land your dream job quicker with Premium

You’re marked as a top applicant with our partner companies
Individual CV and cover letter feedback including tailoring to specific job roles
Be among the first applications for new jobs with our AI application
1:1 support and career advice from our career coaches
Go Premium

Money-back if you don't land a job in 6-months

>