Quilter plc is seeking a Compliance Monitoring Manager to provide independent oversight across the Affluent business. You will deliver monitoring, thematic reviews, surveillance and regulatory oversight to ensure compliance with FCA requirements and internal policies.
Working with stakeholders across all lines of defence, you will identify risks and drive improvements in controls to support positive customer outcomes. The role requires strong planning, communication and resilience.
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Compliance Monitoring Manager - Thematic Reviews 6-Month FTC in Southampton employer: Quilter
Quilter plc is an exceptional employer, offering a dynamic work environment in London where innovation and collaboration thrive. With a strong commitment to employee growth, you will have the opportunity to engage with diverse teams and contribute to strategic initiatives within the asset management division. Our inclusive culture, comprehensive benefits package, and focus on integrity and curiosity make Quilter a rewarding place to build your career.
