At a Glance
- Tasks: Conduct audits to enhance governance and risk management in a dynamic financial environment.
- Company: Join Quilter plc, a leading UK wealth management provider with a commitment to innovation.
- Benefits: Enjoy competitive salary, generous holiday, private medical insurance, and a pension scheme.
- Other info: Be part of a diverse team that values curiosity, integrity, and collaboration.
- Why this job: Make a real impact by strengthening internal controls and protecting our clients' assets.
- Qualifications: Experience in audit or risk roles, with knowledge of IT controls and regulations.
The predicted salary is between 70000 - 80000 £ per year.
About the Business
Quilter plc is a leading provider of financial advice, investments and wealth management, committed to being the UK’s best wealth manager for clients and their advisers. Quilter oversees £141.2 billion in customer investments (as of 31 December 2025). It has an adviser and customer offering spanning financial advice, investment platforms, multi‑asset investment solutions, and discretionary fund management. The business is comprised of two segments: Affluent and High Net Worth.
Affluent encompasses the financial advice network and national, Quilter's investment platform and multi‑asset solutions and Quilter Invest, the digital savings and investment app. High Net Worth includes the discretionary fund management and financial planning business, Quilter Cheviot. At Quilter we never stand still. Our foundations are rooted in our extraordinary expertise, which is trusted by hundreds of thousands of customers, but we have great ambitions to stay one step ahead and make an even greater difference to the people and communities we serve. Our business is transforming, continually modernising, and becoming even more customer centric. So, if you want to be bold in the pursuit of your ambitions, bring new ideas, and challenge and evolve what we do, it’s the perfect time to join us!
About the Role
This role supports the delivery of IT and business audits across Quilter’s Internal Audit Plan, helping protect the organisation’s assets, reputation, and sustainability. You will assess whether key risks are appropriately identified, reported, and effectively controlled, while identifying opportunities to strengthen governance, risk management, and internal controls. The focus is on Technology audits (applications, infrastructure, thematic reviews) and related areas including cyber security, third‑party risk, data privacy, and operational resilience. As a GIA Audit Specialist, you will deliver audits end‑to‑end, working to agreed timelines, budgets, and quality standards.
Key Responsibilities
- Deliver audits across planning, fieldwork, and reporting.
- Engage stakeholders to understand processes and key risks.
- Perform risk‑focused testing and root cause analysis.
- Produce clear, practical audit findings and recommendations.
- Keep stakeholders informed and build strong working relationships.
- Deliver work in line with methodology, timelines, and budgets.
Other GIA Activities
- Perform quarterly Issue Assurance reviews.
- Support risk monitoring and audit planning.
- Review business MI (e.g. financials, incidents, complaints).
- Contribute to team initiatives, including continuous improvement and use of data/analytics.
About You
- Experience in a risk and controls‑focused role (e.g. Internal/External Audit, Risk, or Compliance).
- Good understanding of IT and business risk and controls within Wealth and Asset Management.
- Knowledge of relevant Technology and Security regulations, frameworks, and best practices.
- Solid understanding of IT General Controls (e.g. access, change management, IT operations).
- Ability to clearly articulate audit findings in a business context.
- Ideally holds a relevant qualification (e.g. CISA, CISM, CRISC, ACA, ACCA, IMC, CFA or similar).
Desirable
- Experience in third‑party risk, business continuity, cyber security, and data/privacy controls.
- Exposure to auditing emerging technologies, IT infrastructure, and disaster recovery.
- Experience using data analytics in audit testing.
Inclusion & Diversity
We value diversity and strive to promote inclusivity in all aspects of our culture. We believe in equal opportunities for all, ensuring that no applicant encounters less favourable treatment based on anything but their skills, qualifications, experience, and potential. We celebrate the unique contributions of a diverse workforce and create a respectful, nurturing environment where every colleague can thrive.
Values
- Do the right thing: We act with integrity and are proudly committed to going above and beyond in service of our clients and the support we provide our communities.
- Always curious: We continuously seek new ideas and knowledge so we’re one step ahead of our clients’ needs.
- Embrace challenge: We aim high to transform our potential into meaningful outcomes.
- Stronger together: Combining our diverse talents, we accomplish more collectively than we ever could do alone.
Core Benefits
- Holiday: 182 hours (26 days)
- Quilter Incentive Scheme: All employees are eligible to participate in incentive scheme, to incentivise business performance and their contribution.
- Pension Scheme: A non‑contributory company pension scheme that can be boosted through personal contributions.
- Private Medical Insurance: Single cover as standard with options to increase cover to include your partner or children.
- Life Assurance: 4x your salary.
- Income Protection: 75% of salary, less state benefits, payable after 26 weeks of absence.
- Healthcare Cash Plan: Jersey employees only.
- Additional benefits: In addition to our core benefits, we offer a range of flexible benefits to UK employees that you can choose from and pay for conveniently via a salary deduction.
Audit Specialist - COO & Technology in Southampton employer: Quilter
Quilter plc is an exceptional employer, offering a dynamic work environment in London/Southampton where innovation and collaboration thrive. With a strong commitment to employee growth, competitive benefits including a generous holiday allowance, private medical insurance, and a non-contributory pension scheme, Quilter fosters a culture of inclusivity and continuous improvement, making it an ideal place for professionals seeking meaningful and rewarding careers in the financial services sector.
StudySmarter Expert Advice🤫
We think this is how you could land Audit Specialist - COO & Technology in Southampton
✨Tap into Campus Networks
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We think you need these skills to ace Audit Specialist - COO & Technology in Southampton
Some tips for your application 🫡
Show Off Your Numbers!:In the banking and financial services world, quantifiable achievements are key. Make sure your CV highlights your grades in relevant subjects, any financial certifications you hold, and specific projects where you've delivered measurable results. Employers love to see how your skills translate into real-world success.
Tailor Your Cover Letter to the Role:When applying for a full-time position, your cover letter should make a direct connection between your experience and the job description. Don't just state your enthusiasm for finance—dive into how your background in banking or financial analysis sets you apart. Let your passion shine through while being specific about what you can bring to Quilter.
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How to prepare for a job interview at Quilter
✨Brush Up on Financial Analysis Skills
Make sure you're well-versed in financial concepts and analytical techniques relevant to banking and financial services. Get comfortable with tools like Excel for modelling or financial forecasting, as technical questions in this area are common during interviews with Quilter.
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✨Network with Industry Professionals
Before your interview, reach out to current or former Quilter employees on platforms like LinkedIn. They'll offer unique insights into the company's culture and the interview process, which can give us a delightful edge in showcasing a good fit for the team.
