Quilter plc is seeking a Firm Compliance Partner for Quilter Financial Planning. The role provides regulatory oversight for a portfolio of appointed representative firms, primarily remote supervision, with occasional travel.
You will own firm governance, attestations, and risk assessments, offering practical guidance while challenging standards when needed. You will review governance, systems, and controls, plan action plans, and monitor progress to completion, supporting onboarding decisions
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Remote Firm Compliance Partner, Regulatory Oversight employer: Quilter
Quilter plc is an exceptional employer, offering a dynamic work environment in London where innovation and collaboration thrive. With a strong commitment to employee growth, you will have the opportunity to engage with diverse teams and contribute to strategic initiatives within the asset management division. Our inclusive culture, comprehensive benefits package, and focus on integrity and curiosity make Quilter a rewarding place to build your career.
