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- Tasks: Conduct audits to assess risks and improve governance at Quilter.
- Company: Join Quilter, a top wealth management firm transforming financial futures.
- Benefits: Enjoy a dynamic work environment with opportunities for growth and development.
- Why this job: Be part of a forward-thinking team making a real impact in financial services.
- Qualifications: Experience in risk and controls within Financial Services is essential.
- Other info: This role is a 12-month fixed-term contract based in London or Southampton.
The predicted salary is between 36000 - 60000 £ per year.
Summary
Quilter plc is a leading wealth management business, helping to enable brighter financial futures for every generation.
Quilter oversees £119.6 billion in customer investments (as at end March 2025). It has an adviser and customer offering spanning financial advice, investment platforms, multi-asset investment solutions, and discretionary fund management. The business is comprised of two segments: Affluent and High Net Worth.
Affluent encompasses the financial planning business, Quilter Financial Planning, the Quilter Investment Platform and Quilter Investors, the multi-asset investment solutions business.
High Net Worth includes the discretionary fund management business, Quilter Cheviot, together with Quilter Cheviot Financial Planning – offering a highly personalised service to private clients, charities, trustees, and professional partners. Quilter Cheviot has presence throughout the UK, Ireland and Channel Islands.
At Quilter we never stand still. Our foundations are rooted in our extraordinary expertise, which is trusted by hundreds of thousands of customers, but we have great ambitions to stay one step ahead and make an even greater difference to the people and communities we serve, including our colleagues.
Our business is transforming, continually modernising, and becoming even more customer centric. So, if you want to be bold in the pursuit of your ambitions, bring new ideas, and challenge and evolve what we do, it\’s the perfect time to join us!
About the Role
Level: 4
Department: Internal Audit
Location: London/ Southampton
Contract Type: 12 Month FTC/ Secondment
Non-Regulated
In this role, you will contribute to the effective delivery of audits across Quilter\’s Internal Audit Plan; to help the Board, Executive Management and the Audit and Risk Committees of Quilter protect the assets, reputation and sustainability of the organisation.
Responsibilities include:
- Assessing whether all significant risks are identified and appropriately reported by Management and the Risk function to the Board, Executive Management and the Audit and Risk Committees of Quilter.
- Assessing whether risks are adequately controlled.
- Finding ways to improve the effectiveness of governance, risk management and the system of internal controls.
- Develop a thorough understanding of Quilter\’s business processes in scope for assigned audits.
- Working on multiple audit assignments, delivering to deadlines and budgets and in accordance with IA methodology and agreed quality standards.
- Execution of audits with involvement at all stages of the audit process including planning, fieldwork and reporting.
- Engage with business unit process owners to understand processes and identify key risks.
- Perform audit testing that is focused on key risks and makes use of techniques such as data analytics.
- Demonstrate application of root cause analysis to drive value add audit findings which reflect the evolving risk and control environment.
- Propose clear, practical and value add actions to address control weaknesses identified.
- Manage and perform Issue Assurance activities on a quarterly basis.
- Ensure key stakeholders are kept abreast of Internal Audit observations during the audit and contribute to developing Internal Audit\’s relationship with stakeholders beyond the audit.
About You
The successful candidate:
- Understanding of risk and controls in the Financial Services environment.
- Knowledge of the Financial Services regulatory environment.
- Experience working within a risk and controls focused role e.g. Internal or External Audit, Risk or Compliance.
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Quilter is one of the biggest names in financial services in the UK, providing financial advice, investments and wealth management to help our custome…
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Audit Specialist | London, UK employer: Quilter
Contact Detail:
Quilter Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Audit Specialist | London, UK
✨Tip Number 1
Familiarise yourself with Quilter's business model and their specific offerings in wealth management. Understanding their Affluent and High Net Worth segments will help you demonstrate your knowledge during interviews and show that you're genuinely interested in the role.
✨Tip Number 2
Network with current or former employees of Quilter on platforms like LinkedIn. Engaging in conversations about their experiences can provide you with valuable insights into the company culture and expectations, which you can leverage in your discussions.
✨Tip Number 3
Stay updated on the latest trends and regulations in the Financial Services sector. Being knowledgeable about current events and changes in compliance can set you apart as a candidate who is proactive and well-informed.
✨Tip Number 4
Prepare to discuss specific audit methodologies and tools you have experience with, especially those related to risk assessment and data analytics. Highlighting your technical skills will demonstrate your capability to contribute effectively to Quilter's Internal Audit team.
We think you need these skills to ace Audit Specialist | London, UK
Some tips for your application 🫡
Understand the Role: Read the job description thoroughly to understand the responsibilities and requirements of the Audit Specialist position. Tailor your application to highlight relevant experience in risk management and internal controls.
Highlight Relevant Experience: In your CV and cover letter, emphasise your experience in audit roles or risk management within the financial services sector. Use specific examples to demonstrate your understanding of governance and risk assessment.
Craft a Strong Cover Letter: Write a compelling cover letter that not only outlines your qualifications but also expresses your enthusiasm for Quilter's mission and values. Mention how you can contribute to their goals of modernising and enhancing customer-centric services.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any spelling or grammatical errors. A polished application reflects attention to detail, which is crucial for an Audit Specialist role.
How to prepare for a job interview at Quilter
✨Understand the Company and Its Values
Before your interview, take some time to research Quilter plc. Understand their mission, values, and the services they offer. This will not only help you answer questions more effectively but also demonstrate your genuine interest in the company.
✨Showcase Your Audit Knowledge
Be prepared to discuss your understanding of risk and controls within the financial services sector. Highlight any relevant experience you have in internal or external audit roles, and be ready to provide examples of how you've identified and managed risks in previous positions.
✨Prepare for Scenario-Based Questions
Expect scenario-based questions that assess your problem-solving skills and ability to handle real-world audit situations. Think of specific examples from your past experiences where you successfully navigated challenges related to governance, risk management, or internal controls.
✨Ask Insightful Questions
At the end of the interview, make sure to ask thoughtful questions about the role, team dynamics, and Quilter's future plans. This shows your enthusiasm for the position and helps you gauge if the company culture aligns with your career goals.
