At a Glance
- Tasks: Lead compliance monitoring reviews and coach team members to ensure quality outputs.
- Company: Join Quilter plc, a top UK wealth management provider with a commitment to excellence.
- Benefits: Enjoy 26 days holiday, a non-contributory pension scheme, and private medical insurance.
- Other info: Be part of a diverse team that values integrity, curiosity, and empowerment.
- Why this job: Make a real impact in compliance while working in a dynamic and inclusive environment.
- Qualifications: Experience in compliance monitoring and strong analytical skills are essential.
The predicted salary is between 60000 - 75000 £ per year.
About the Business
Quilter plc is a leading provider of financial advice, investments and wealth management, committed to being the UK’s best wealth manager for clients and their advisers. Quilter oversees £141.2 billion in customer investments (as of 31 December 2025). The business is comprised of two segments: Affluent and High Net Worth. The Affluent segment includes the financial planning business (Quilter Financial Planning), the Quilter Investment Platform and Quilter Investors, the multi‑asset investment solutions business. The High Net Worth segment includes the discretionary fund management business, Quilter Cheviot, together with Quilter Cheviot Financial Planning, offering a highly personalised service to private clients, charities, trustees, and professional partners.
At Quilter we never stand still. Our foundations are rooted in our extraordinary expertise, which is trusted by hundreds of thousands of customers, and we have great ambitions to stay one step ahead and make an even greater difference to the people and communities we serve, including our colleagues. Our business is transforming, continually modernising, and becoming even more customer‑centric.
About the Role
Level 5, Department: Compliance, Location: London, Contract: Permanent. You will take the lead on delivering compliance monitoring reviews, coach and support other team members, and oversee the quality of their output.
Key Responsibilities
- Undertake rule‑based thematic monitoring reviews, including the interpretation of regulation; design and execute testing to assess Quilter’s compliance with regulatory expectations; and report findings to the business.
- Provide support and guidance on the scope and approach of compliance monitoring to others in the team, and, where necessary, take the lead on complex or challenging activities.
- Ensure focus on the quality of review documents and outputs, highlighting the ‘so what’ factor and clarifying how these add value for Quilter and address compliance risks.
- Align to the Quilter Compliance Monitoring Framework for consistent review.
- Develop and maintain strong working relationships with stakeholders across 1st, 2nd and 3rd lines of defence.
- Assist the Head of Compliance Monitoring & Thematic Reviews with other team activities as required.
- Identify opportunities for monitoring framework and process enhancement.
About You
- Experience in line management, and/or coaching or mentoring less experienced team members.
- Experience of working in compliance monitoring, assurance or auditing gained within financial services organisations, preferably in investments.
- Strong understanding of risk and regulation, particularly FCA.
- Strong attention to detail and ability to see the bigger picture.
- Strong planning, analytical and communications (both verbal and written) skills, and ability to influence others.
- High energy, drive, delivery focus, and ability to work well on your own or within a team.
- Resilience and perseverance – key attributes needed to complete monitoring reviews on time and handle objections and challenging conversations.
Inclusion & Diversity
We value diversity and strive to promote inclusivity in all aspects of our culture. We believe in equal opportunities for all, ensuring that no applicant encounters less favourable treatment based on anything but their skills, qualifications, experience, and potential. We celebrate the unique contributions of a diverse workforce and create a respectful, nurturing environment where every colleague can thrive.
Values
- Do the right thing: Act with integrity and are proudly committed to going above and beyond for our clients and communities.
- Always curious: Continuously seek new ideas and knowledge so we’re one step ahead of our clients’ needs.
- Embrace challenge: Aim high to transform potential into meaningful outcomes.
- Stronger together: Combine diverse talents to accomplish more collectively, speak openly, listen actively, support each other, and challenge new ideas.
- Empowerment: Demonstrate ownership and trust, with the confidence to make impactful decisions.
Core Benefits
- Holiday: 182 hours (26 days).
- Quilter Incentive Scheme: All employees are eligible to participate.
- Pension Scheme: Non‑contributory company pension, boosted by personal contributions.
- Private Medical Insurance: Single cover as standard with options to increase cover to include partner or children.
- Life Assurance: 4× your salary.
- Income Protection: 75% of salary, less state benefits, payable after 26 weeks of absence.
- Healthcare Cash Plan: Jersey employees only.
Legal Statement
We are committed to treating all our job applicants fairly and with respect. Our people come from all kinds of backgrounds and have a wide range of expertise, so we welcome your application regardless of your beliefs, culture, gender identity, ethnicity, sexual orientation, or disability.
Requirements for Application Process
Please contact the talent acquisition team if you need any reasonable adjustments made to the recruitment process, require information in an alternative format or have any questions around accessibility – we will try our very best to accommodate.
Senior Compliance Manager - Compliance Monitoring in London employer: Quilter plc
Quilter plc is an exceptional employer, offering a dynamic work environment in London where innovation and compliance excellence thrive. With a strong commitment to employee growth, you will have the opportunity to lead and mentor within a supportive team culture, while enjoying comprehensive benefits such as a generous holiday allowance, a non-contributory pension scheme, and private medical insurance. Join us at Quilter, where your contributions make a meaningful impact on our clients and communities, and where diversity and inclusion are at the heart of our values.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Compliance Manager - Compliance Monitoring in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services sector, especially those who know Quilter. A friendly chat can sometimes lead to insider info about job openings or even a referral.
✨Tip Number 2
Prepare for interviews by diving deep into Quilter’s values and recent news. Show us you’re not just another candidate; demonstrate how your experience aligns with our mission to be the best wealth manager in the UK.
✨Tip Number 3
Practice your responses to common compliance-related questions. We want to see your analytical skills and how you handle challenging conversations, so be ready to showcase your expertise!
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets the attention it deserves. Plus, we love seeing candidates who take that extra step.
We think you need these skills to ace Senior Compliance Manager - Compliance Monitoring in London
Some tips for your application 🫡
Tailor Your Application:Make sure to customise your CV and cover letter to highlight your experience in compliance monitoring and how it aligns with Quilter's values. We want to see how you can bring your unique skills to our team!
Showcase Your Achievements:Don’t just list your responsibilities; share specific examples of how you've made a difference in your previous roles. We love to see quantifiable results that demonstrate your impact in compliance or financial services.
Be Clear and Concise:When writing your application, keep it straightforward and to the point. Use clear language and avoid jargon where possible. We appreciate a well-structured application that’s easy to read!
Apply Through Our Website:We encourage you to submit your application directly through our website. It’s the best way for us to receive your details and ensures you’re considered for the role. Plus, it’s super easy!
How to prepare for a job interview at Quilter plc
✨Know Your Regulations
Make sure you brush up on the latest FCA regulations and compliance standards relevant to the financial services sector. Being able to discuss these confidently will show that you’re not just familiar with the rules, but that you understand their implications for Quilter.
✨Showcase Your Coaching Skills
Since the role involves coaching and mentoring, prepare examples of how you've successfully guided team members in the past. Think about specific situations where your support made a difference, and be ready to share these stories during the interview.
✨Highlight Your Attention to Detail
Quilter values quality outputs, so be prepared to discuss how you ensure accuracy in your work. Bring examples of how your attention to detail has helped identify compliance risks or improved processes in previous roles.
✨Build Relationships
The ability to develop strong working relationships is key. Think about how you’ve collaborated with different teams in the past and be ready to explain how you would approach building those relationships at Quilter, especially across the 1st, 2nd, and 3rd lines of defence.
