Regulatory Oversight Manager – Remote & Field

Regulatory Oversight Manager – Remote & Field

Full-Time 50000 - 60000 Β£ / year (est.) No working from home possible
Quilter Financial Planning

At a Glance

  • Tasks: Ensure compliance and manage risk assessments for financial firms across the UK.
  • Company: Join Quilter Financial Planning, a leader in financial services.
  • Benefits: Enjoy 26 days holiday, pension scheme, and private medical insurance.
  • Other info: Travel opportunities across the South East and South West regions.
  • Why this job: Make a real impact in regulatory oversight while enjoying flexible remote work.
  • Qualifications: Field supervision experience and QCF Level 4 Diploma in Financial Advice required.

The predicted salary is between 50000 - 60000 Β£ per year.

Quilter Financial Planning is looking for a Regulatory Oversight Manager to deliver regulatory oversight to appointed representative firms across the UK. The role involves working closely with AR Firm Principals, managing risk assessments, and ensuring compliance with existing regulations.

The ideal candidate will have field supervision experience and hold a QCF Level 4 Diploma in Financial Advice. This position offers a flexible working environment with travel across the South East and South West regions.

Enjoy a robust benefits package including 26 days of holiday, a pension scheme, and private medical insurance.

Regulatory Oversight Manager – Remote & Field employer: Quilter Financial Planning

Quilter Financial Planning is an exceptional employer that prioritises employee well-being and professional growth. With a flexible working environment and a strong emphasis on work-life balance, employees benefit from a comprehensive package that includes generous holiday allowances, a pension scheme, and private medical insurance. The company fosters a collaborative culture where team members are encouraged to develop their skills and advance their careers while making a meaningful impact in the financial planning sector.

Quilter Financial Planning

Contact Details:

Quilter Financial Planning Recruitment Team

We think you need these skills to ace Regulatory Oversight Manager – Remote & Field

Regulatory Oversight
Risk Assessment
Compliance Management
Field Supervision Experience
QCF Level 4 Diploma in Financial Advice
Stakeholder Engagement
Communication Skills