At a Glance
- Tasks: Ensure compliance and manage risk assessments for financial firms across the UK.
- Company: Join Quilter Financial Planning, a leader in financial services.
- Benefits: Enjoy 26 days holiday, pension scheme, and private medical insurance.
- Other info: Travel opportunities across the South East and South West regions.
- Why this job: Make a real impact in regulatory oversight while enjoying flexible remote work.
- Qualifications: Field supervision experience and QCF Level 4 Diploma in Financial Advice required.
The predicted salary is between 50000 - 60000 £ per year.
Quilter Financial Planning is looking for a Regulatory Oversight Manager to deliver regulatory oversight to appointed representative firms across the UK. The role involves working closely with AR Firm Principals, managing risk assessments, and ensuring compliance with existing regulations.
The ideal candidate will have field supervision experience and hold a QCF Level 4 Diploma in Financial Advice. This position offers a flexible working environment with travel across the South East and South West regions.
Enjoy a robust benefits package including 26 days of holiday, a pension scheme, and private medical insurance.
Regulatory Oversight Manager – Remote & Field employer: Quilter Financial Planning
Quilter Financial Planning is an exceptional employer for Financial Advisors, offering a supportive environment that prioritises your professional growth and success. With comprehensive paraplanning and admin support, robust lead generation, and market-focused training, you can focus on what you do best—advising clients and maximising your earning potential. Our strong network across the UK ensures that you are part of a collaborative team dedicated to delivering first-class service and achieving financial goals together.
Contact Details:
Quilter Financial Planning Recruitment Team
