At a Glance
- Tasks: Ensure top-notch financial advice quality and compliance checks across the practice.
- Company: Join Quilter Cheviot, a leader in financial services with a commitment to excellence.
- Benefits: Enjoy a competitive salary, flexible working options, and opportunities for professional growth.
- Other info: Collaborate with a passionate team dedicated to upholding consumer duty outcomes.
- Why this job: Make a real difference in client outcomes while working in a dynamic hybrid environment.
- Qualifications: Experience in financial advice quality assurance and knowledge of regulatory standards.
The predicted salary is between 40500 - 49500 £ per year.
Quilter Cheviot is seeking a Business Assurance professional to oversee independent checks on financial advice quality and core compliance activities across the practice.
The role supports remediations and upholds consumer duty outcomes within a hybrid UK setup.
You will work with planners and paraplanners, applying regulatory standards (Mi FID II, SDR) and using Excel, Xplan, and Power Point to drive positive client outcomes.
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Hybrid Financial Advice QA & Compliance Specialist employer: Quilter Cheviot
Quilter Cheviot is an exceptional employer, offering a dynamic work culture in the heart of London that fosters professional growth and collaboration. With a hybrid working model and a comprehensive benefits package, employees are empowered to thrive both personally and professionally while contributing to a leading firm in the Financial Services sector.
