At a Glance
- Tasks: Oversee compliance and regulatory risk, review financial advice, and drive process improvements.
- Company: Quilter Cheviot, a leading firm in financial services with a focus on quality.
- Benefits: Hybrid working model, competitive salary, and opportunities for professional growth.
- Other info: Join a dynamic team dedicated to high professional standards and continuous improvement.
- Why this job: Make a real difference in client outcomes while collaborating with financial experts.
- Qualifications: Experience in compliance and strong analytical skills required.
The predicted salary is between 58349 - 71315 £ per year.
Quilter Cheviot is expanding its Business Assurance team to independently oversee core compliance and regulatory risk control activities across the advisor network. You will review financial advice, identify remedial actions, and help shape processes to ensure high-quality client outcomes.
Working within a hybrid model across multiple UK locations, you will partner with Financial Planners and Paraplanners, maintain professional standards, and drive improvements in pre- and post-approval checks.
Senior Business Assurance & Compliance Analyst in Carlisle employer: Quilter Cheviot
Quilter Cheviot is an exceptional employer, offering a dynamic work culture in the heart of London that fosters professional growth and collaboration. With a hybrid working model and a comprehensive benefits package, employees are empowered to thrive both personally and professionally while contributing to a leading firm in the Financial Services sector.
