Business Assurance Specialist: Regulatory Oversight

Business Assurance Specialist: Regulatory Oversight

Full-Time 45000 - 55000 Β£ / year (est.) Home office (partial)
Quilter Cheviot

At a Glance

  • Tasks: Oversee quality of financial advice and regulatory risk controls.
  • Company: Join Quilter Cheviot, a historic wealth manager with a strong reputation.
  • Benefits: Enjoy hybrid working, competitive salary, and opportunities for professional growth.
  • Other info: Collaborative environment with a focus on process improvements.
  • Why this job: Shape front-line assurance and make a real difference in consumer outcomes.
  • Qualifications: Experience in business assurance and a keen eye for detail.

The predicted salary is between 45000 - 55000 Β£ per year.

Quilter Cheviot is seeking a Business Assurance professional to oversee the quality of advice and regulatory risk controls.

You will review financial advice, support remediation, and ensure outcomes align with consumer duty standards.

Hybrid roles across multiple UK locations offer an opportunity to shape front-line assurance within a historic wealth manager.

You will collaborate with Financial Planners and Paraplanners, drive process improvements, and maintain impartiality while ensuring high

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Business Assurance Specialist: Regulatory Oversight employer: Quilter Cheviot

Quilter Cheviot is an exceptional employer, offering a dynamic work culture in the heart of London that fosters professional growth and collaboration. With a hybrid working model and a comprehensive benefits package, employees are empowered to thrive both personally and professionally while contributing to a leading firm in the Financial Services sector.

Quilter Cheviot

Contact Details:

Quilter Cheviot Recruitment Team

We think you need these skills to ace Business Assurance Specialist: Regulatory Oversight

Regulatory Risk Management
Quality Assurance
Financial Advice Review
Consumer Duty Standards
Collaboration Skills
Process Improvement
Impartiality