At a Glance
- Tasks: Oversee compliance and regulatory risk controls while reviewing financial advice.
- Company: Join Quilter Cheviot, a leader in financial services with a focus on client care.
- Benefits: Enjoy hybrid working, competitive salary, and opportunities for professional growth.
- Other info: Collaborative environment with a focus on process improvements and client satisfaction.
- Why this job: Make a real difference by ensuring financial advice meets regulatory standards.
- Qualifications: Experience in compliance and a keen eye for detail are essential.
The predicted salary is between 37800 - 46200 £ per year.
Quilter Cheviot is seeking a Business Assurance professional to independently oversee core compliance and regulatory risk controls, reviewing financial advice and supporting thematic reviews to safeguard clients and the business.
Based in Birmingham with hybrid working across other UK locations, you will collaborate with Financial Planners and Paraplanners, driving process improvements and ensuring advice meets regulatory expectations.
Financial Compliance & QA Specialist in Birmingham employer: Quilter Cheviot
Quilter Cheviot is an exceptional employer, offering a dynamic work culture in the heart of London that fosters professional growth and collaboration. With a hybrid working model and a comprehensive benefits package, employees are empowered to thrive both personally and professionally while contributing to a leading firm in the Financial Services sector.
