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- Tasks: Conduct SAR investigations and monitor financial crime controls across the bank.
- Company: Join an international bank based in Harrow, committed to compliance and integrity.
- Benefits: Enjoy competitive pay, potential remote work options, and a dynamic work environment.
- Why this job: Make a real impact in financial crime prevention while growing your career in a supportive culture.
- Qualifications: Ideal for those with a keen interest in compliance, financial regulations, and analytical skills.
- Other info: Opportunity to work on ad hoc projects and collaborate with various departments.
The predicted salary is between 43200 - 72000 £ per year.
We are hiring for a Senior Associate - Compliance & Financial Crime role with an International Bank based in Harrow.
Purpose of the role: To perform SAR investigations, perform transaction monitoring and second line review of Financial Crime controls including KYC, AML, Sanctions, ABC, Fraud and Market Abuse across different functions of the Bank; payments escalations and compliance oversights.
Job Responsibilities:
- Suspicious Activity Reporting (SAR) investigations within prescribed timelines. Ensure timely, efficient reporting of SAR to the MLRO.
- Preparing quality SAR reports and disclose it to National Crime Agency after getting sign off from MLRO.
- Adherence to SAR timelines as described in POCA 2002.
- Ensure compliance with Money Laundering Regulations/ JMLSG guidelines and other AML/KYC related laws and regulations.
- Monitoring of System generated reports and identify out of patterns transactions and escalate accordingly.
- Perform compliance oversight reviews across Business and support functions and tracking and follow up for implementation of oversight recommendations / action points.
- Reporting of MI pertaining to open actions to Legal & Compliance Committee.
- Assist with review of Compliance Policies and Procedures and where required review of other department owned policies.
- Ad hoc projects and assignments related to Compliance and Financial Crime, Internal Audit and FCA action plan as allocated by the Deputy Manager/Head of Legal & Compliance.
Senior Associate - Compliance & Financial Crime employer: Quantum Group
Contact Detail:
Quantum Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Associate - Compliance & Financial Crime
✨Tip Number 1
Familiarise yourself with the latest regulations and guidelines related to AML, KYC, and financial crime. Being well-versed in these areas will not only boost your confidence but also demonstrate your commitment to compliance during discussions.
✨Tip Number 2
Network with professionals in the compliance and financial crime sectors. Attend industry events or webinars to connect with others in the field, as personal recommendations can often lead to job opportunities.
✨Tip Number 3
Prepare for potential interviews by practising common questions related to SAR investigations and transaction monitoring. Think of specific examples from your past experience that showcase your skills in these areas.
✨Tip Number 4
Stay updated on current trends and case studies in financial crime. This knowledge can help you engage in meaningful conversations during interviews and show that you are proactive about staying informed in this ever-evolving field.
We think you need these skills to ace Senior Associate - Compliance & Financial Crime
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities of the Senior Associate - Compliance & Financial Crime position. Familiarise yourself with terms like SAR investigations, KYC, AML, and other compliance-related regulations.
Tailor Your CV: Highlight your relevant experience in compliance, financial crime, or related fields. Use specific examples that demonstrate your ability to perform SAR investigations, transaction monitoring, and compliance oversight.
Craft a Strong Cover Letter: In your cover letter, express your passion for compliance and financial crime prevention. Mention how your skills align with the job requirements and provide examples of past achievements that relate to the role.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any spelling or grammatical errors. A polished application reflects your attention to detail, which is crucial in compliance roles.
How to prepare for a job interview at Quantum Group
✨Understand the Regulatory Framework
Familiarise yourself with the key regulations and guidelines related to AML, KYC, and financial crime. Being able to discuss these frameworks confidently will demonstrate your knowledge and commitment to compliance.
✨Prepare for Scenario-Based Questions
Expect questions that require you to think critically about real-life scenarios involving suspicious activity reporting or transaction monitoring. Practise articulating your thought process and decision-making skills in these situations.
✨Showcase Your Analytical Skills
Highlight your ability to analyse data and identify patterns during the interview. Be ready to provide examples of how you've successfully monitored transactions or conducted investigations in previous roles.
✨Demonstrate Team Collaboration
Since the role involves working across different functions, emphasise your experience in collaborating with various teams. Share specific instances where your teamwork led to successful compliance outcomes.
