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- Tasks: Oversee compliance with regulations and manage daily compliance activities for an international bank.
- Company: Join a leading international bank based in London with growth potential.
- Benefits: Enjoy opportunities for career advancement and a dynamic work environment.
- Why this job: Be part of a crucial team ensuring regulatory compliance and data protection, making a real impact.
- Qualifications: A strong understanding of PRA/FCA rules and compliance experience is essential.
- Other info: This role includes acting as the Data Protection Officer and engaging with all staff on compliance issues.
The predicted salary is between 43200 - 72000 £ per year.
We are inviting applications for compliance Manager position for an international Bank based in city London. This position has lots of potential to grow with the bank and reporting directly to Head of Compliance to the Bank. Job Purpose: To assist the Head of Compliance to oversee, manage and comply with the regulatory requirements of the Retail, Corporate and Treasury related business. Act as a Data Protection officer and carry out day to day compliance related activities. . . Areas of Responsibility To possess a thorough up-to-date understanding of the relevant PRA/FCA rules in particular which includes Conduct Risk, Consumer Duty, TCF, MiFID II, EMIR, PSD II and CASS and remain up-to-date with regulatory and legislative developments and ensure the implications for the Bank are assessed and where necessary disseminated and implemented. Undertake regular risk based monitoring, to test the embedding of Compliance arrangements within the Bank. For example, SMCR and CASS. Act as the Banks Data Protection Officer, review the Bank\’s controls maintain an oversight for the Data Protection requirements. To assist the Head of Compliance to ensure that staff are appropriately trained (including new staff as part of the induction process) on Compliance topics. To assists the Head of Compliance to maintain regulatory relationships and review the reports submitted to the regulator. To review and approve financial promotions in line with the regulatory requirements. To prepare and submit regular reports on Compliance related matters to the Governing bodies so that they are kept fully appraised on any regulatory developments and the Bank\’s compliance with existing requirements. To assist the Head of Compliance to maintain regulatory relationships and review the reports submitted to the regulator. To promptly deal with or escalate regulatory breaches to the Head of Compliance and ensure both corrective and preventive actions have been implemented by the business unit. To facilitate effective and constructive sharing of knowledge and experience of compliance issues and to effectively engage with all the staff members. To manage and complete regulatory notifications using the PRA / FCA online platform.POSITION DESCRIPTION To undertake other Compliance related projects as directed by the Head of Compliance. To support and provide inputs for the treasury related compliance. To act as the Data Protection Officer Provide support and act as a back-up for CASS related matters
Compliance Manager employer: Quantum Group
Contact Detail:
Quantum Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Manager
✨Tip Number 1
Familiarise yourself with the latest PRA/FCA regulations and guidelines. Being well-versed in Conduct Risk, Consumer Duty, and other relevant rules will not only boost your confidence but also demonstrate your commitment to compliance during any discussions.
✨Tip Number 2
Network with professionals in the compliance field, especially those who work in banking. Attend industry events or webinars to connect with others and gain insights into current trends and challenges in compliance management.
✨Tip Number 3
Prepare to discuss real-life scenarios where you've successfully managed compliance issues or implemented training programmes. This will showcase your practical experience and problem-solving skills, which are crucial for the role.
✨Tip Number 4
Research StudySmarter and our values, particularly how we approach compliance and regulatory matters. Tailoring your conversation to align with our mission can make a strong impression and show that you're genuinely interested in joining our team.
We think you need these skills to ace Compliance Manager
Some tips for your application 🫡
Understand the Role: Before applying, make sure you have a clear understanding of the Compliance Manager role. Familiarise yourself with the key responsibilities and required knowledge areas such as PRA/FCA rules, Conduct Risk, and Data Protection.
Tailor Your CV: Customise your CV to highlight relevant experience in compliance, risk management, and regulatory frameworks. Use specific examples that demonstrate your understanding of compliance issues and your ability to manage them effectively.
Craft a Strong Cover Letter: Write a compelling cover letter that outlines your motivation for applying and how your skills align with the job requirements. Mention your familiarity with the regulatory landscape and your experience in training staff on compliance topics.
Proofread Your Application: Before submitting, carefully proofread your application materials. Check for any spelling or grammatical errors, and ensure that all information is accurate and presented professionally.
How to prepare for a job interview at Quantum Group
✨Know Your Regulations
Familiarise yourself with the PRA/FCA rules, especially those mentioned in the job description like Conduct Risk and MiFID II. Being able to discuss these regulations confidently will show your expertise and readiness for the role.
✨Demonstrate Your Compliance Experience
Prepare examples from your past work where you successfully managed compliance issues or improved processes. This will help illustrate your capability to handle the responsibilities of the Compliance Manager position.
✨Showcase Your Training Skills
Since part of the role involves training staff on compliance topics, be ready to discuss any experience you have in training or mentoring others. Highlight how you can effectively communicate complex compliance matters to diverse audiences.
✨Engage with Scenario Questions
Expect scenario-based questions that test your problem-solving skills in compliance situations. Practice articulating your thought process and decision-making strategies when faced with regulatory challenges.
