Job Description \n Risk & Compliance Manager London or Sussex \n Hybrid 2/3 days a week in office \n We're working with a leading regional law firm looking for a Risk & Compliance Manager to join its central management team. \n This is a broad, hands-on role covering professional risk, compliance, claims, complaints, insurance and regulatory matters, with significant exposure to partners and senior stakeholders. The role? \n • Managing and developing risk & compliance policies and procedures \n • Advising fee earners on SRA regulations, professional conduct, ethics and conflicts \n • Managing claims and complaints, including liaison with insurers, the SRA and Legal Ombudsman \n • Supporting the firm's PI insurance process \n • Carrying out compliance audits and identifying areas for improvement \n • Delivering training across the firm on risk and compliance matters \n • Coordinating the firm's Lexcel accreditation \n • Maintaining risk registers and root cause analysis \n • Supporting business continuity planning \n • Advising on regulatory requirements and changes in legislation \n • Supporting risk and compliance matters relating to M&A and mergers \n • Reviewing third-party terms of business \n • Working alongside IT, HR, Finance and other support functions on wider risk matters \n • Supervising a Risk & Compliance Assistant About you? \n 7+ years in legal compliance \n Strong knowledge of SRA regulations and professional conduct \n Experience managing professional indemnity insurance and claims \n Strong understanding of risk management within a legal environment \n Experience handling complaints and regulatory matters \n Excellent communication and stakeholder management skills \n Confidence working with partners and senior management \n Strong analytical, investigative and problem-solving abilities \n This is a great opportunity to join a truly supportive culture and team, working closely with the Head of Risk in a broad compliance role. \n Interested? \n Know someone great? \n \n ] \n
Risk & Compliance Senior Manager in London employer: qed legal
As a leading global law firm, we pride ourselves on fostering a collaborative and supportive culture that empowers our employees to excel. The Head of AML role not only offers a senior leadership position with exposure to complex, high-profile matters but also provides exceptional benefits and genuine opportunities for professional growth and influence within the firm. Join us in London, where you can make a meaningful impact while working alongside a team of dedicated professionals committed to excellence in compliance and financial crime prevention.
