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- Tasks: Support regulatory compliance and risk management in a leading law firm.
- Company: Dynamic regional law firm with a strong compliance culture.
- Benefits: Hybrid working, competitive salary, and excellent growth opportunities.
- Why this job: Join a skilled team and make a real impact on compliance processes.
- Qualifications: 2-5 years of compliance experience and strong understanding of AML regulations.
- Other info: Great opportunity for career progression in a supportive environment.
The predicted salary is between 36000 - 54000 £ per year.
We're currently working with a fabulous leading regional law firm with offices across Buckinghamshire and London looking for a Compliance Officer to join a well-established compliance function. This is a great opportunity for someone with solid compliance experience who enjoys being hands-on and working across a broad range of regulatory matters. You'll be joining a structured Risk & Compliance function and will play a key role in supporting the firm's ongoing regulatory and risk management obligations.
The role includes:
- Client onboarding and ongoing due diligence
- Reviewing AML documentation and supporting SAR reporting to the MLRO
- Source of Funds / Source of Wealth investigations
- Admin support for Credas / EIDV systems, including user access and queries
- Monitoring PEPs and sanctions alerts
- Managing and responding to complaints, including Legal Ombudsman matters
- Advising on GDPR and data protection issues
- Supporting regulatory audits and accreditations, including corrective actions
- Updating and maintaining policies and procedures
- Managing the Risk inbox (AML, conflicts, complaints, claims, data breaches, queries)
- Coaching colleagues through compliance processes
- Researching regulatory updates from the SRA / Law Society
- Maintaining sanctions lists and monitoring undertakings
- Supporting price transparency reviews
- Assisting with CQS accreditation and compliance training
- General risk and compliance administration
About you:
- 2–5 years' experience in a law firm or professional services environment
- Strong understanding of AML and regulatory requirements
- Confident communicator with a practical, can-do approach
- Comfortable dealing with senior stakeholders
- Highly organised with strong attention to detail
What's in it for you?
- Hybrid working
- Competitive salary for the region
- Opportunity to work with a highly skilled and knowledgeable team
- Great room for growth and progression
- Fabulous company-wide benefits
Interested? Know someone great?
Risk & Compliance Officer in London employer: qed legal
Contact Detail:
qed legal Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Risk & Compliance Officer in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the legal and compliance sectors. Attend industry events or webinars to meet potential employers and get your name out there. Remember, it’s all about who you know!
✨Tip Number 2
Prepare for interviews by researching the firm thoroughly. Understand their compliance processes and recent regulatory changes. This will help you tailor your answers and show that you’re genuinely interested in the role.
✨Tip Number 3
Practice your responses to common interview questions, especially those related to AML and GDPR. Use the STAR method (Situation, Task, Action, Result) to structure your answers and highlight your experience effectively.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who take the initiative to connect directly with us.
We think you need these skills to ace Risk & Compliance Officer in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Officer role. Highlight your experience in AML and regulatory requirements, as well as any hands-on compliance work you've done. We want to see how your skills match what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your background makes you a great fit for our team. Keep it concise but engaging – we love a good story!
Showcase Your Communication Skills: As a Compliance Officer, you'll be dealing with senior stakeholders, so make sure your written application reflects your confident communication style. Use clear language and structure your application well to demonstrate your organisational skills.
Apply Through Our Website: We encourage you to apply through our website for the best chance of getting noticed. It’s super easy, and you’ll be able to upload all your documents in one go. Plus, it shows us you’re serious about joining our fabulous team!
How to prepare for a job interview at qed legal
✨Know Your Compliance Stuff
Make sure you brush up on your knowledge of AML and regulatory requirements. Be ready to discuss specific regulations and how they apply to the role. This shows that you're not just familiar with compliance but are genuinely passionate about it.
✨Prepare for Scenario Questions
Expect questions that ask how you would handle specific compliance scenarios, like dealing with a complaint or conducting due diligence. Think of examples from your past experience where you successfully navigated similar situations, as this will demonstrate your hands-on approach.
✨Show Off Your Communication Skills
As a Compliance Officer, you'll need to communicate effectively with senior stakeholders. Practice articulating your thoughts clearly and confidently. You might even want to prepare a few questions to ask them, showing that you're engaged and interested in their perspectives.
✨Be Organised and Detail-Oriented
Since the role requires strong organisational skills and attention to detail, consider bringing a portfolio of your previous work or examples of how you've managed compliance processes. This can help illustrate your capabilities and give you an edge in the interview.
