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- Tasks: Lead compliance efforts and ensure the firm meets regulatory standards.
- Company: Established city firm with a strong reputation in legal services.
- Benefits: Hybrid working, career progression, and excellent firm-wide perks.
- Why this job: Take ownership of compliance and influence key decisions in a dynamic environment.
- Qualifications: Experience in compliance within a legal practice and strong knowledge of regulations.
- Other info: Opportunity to step into MLCO/MLRO roles and shape the compliance function.
The predicted salary is between 43200 - 72000 £ per year.
We're working with a well-established full service city firm that's looking to bring on board an experienced Compliance Manager to take ownership of day-to-day regulatory compliance. This is a key, hands-on role within the business, offering real influence, senior stakeholder exposure, and a clear path to assuming MLCO / MLRO responsibilities.
The Role:
- Act as a trusted compliance partner to senior management, ensuring the firm operates in line with regulatory requirements and industry best practice.
- Own and manage day-to-day compliance across the firm.
- Ensure adherence to SRA Standards & Regulations, AML legislation, and Data Protection (UK GDPR).
- Support the firm's COLP and senior leadership team.
- Act as the go-to point of contact for compliance queries.
- Develop, implement, and maintain compliance policies and procedures.
- Deliver compliance and regulatory training to staff.
- Monitor regulatory developments and implement changes proactively.
- Conduct file reviews, internal audits, and risk assessments.
- Maintain compliance registers and prepare management reports.
- Step into MLCO / MLRO responsibilities.
About you:
- Proven experience in a Compliance Officer / Compliance Manager role within a legal practice.
- Strong, practical knowledge of SRA regulations.
- Solid understanding of AML frameworks and procedures.
- Comprehensive knowledge of Data Protection / UK GDPR.
- Experience delivering compliance training.
- Confidence managing regulatory risk and advising senior stakeholders.
- Strong analytical, organisational, and communication skills.
What's in it for you?
- Progression into MLRO/MLCO role.
- High impact role with ownership.
- Opportunity to be part of shaping and building a compliance function.
- Hybrid working.
- Great firm wide benefits.
Interested? Know someone great? Reach out, let's have a confidential conversation.
Compliance Manager - Full service City firm in London employer: QED Legal LLP
Contact Detail:
QED Legal LLP Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Manager - Full service City firm in London
✨Tip Number 1
Network like a pro! Get out there and connect with people in the compliance field. Attend industry events, join relevant online forums, and don’t be shy about reaching out to potential colleagues on LinkedIn. You never know who might have the inside scoop on job openings!
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of SRA regulations and AML frameworks. Be ready to discuss how you've handled compliance challenges in the past. We want to see your practical experience shine through!
✨Tip Number 3
Showcase your training skills! If you’ve delivered compliance training before, be sure to highlight this in conversations. It’s a great way to demonstrate your expertise and ability to communicate complex information effectively.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive and engaged with our firm. Let’s get you that Compliance Manager role!
We think you need these skills to ace Compliance Manager - Full service City firm in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV reflects the specific skills and experiences that match the Compliance Manager role. Highlight your knowledge of SRA regulations and AML frameworks, as these are key for us.
Craft a Compelling Cover Letter: Use your cover letter to tell us why you're the perfect fit for this role. Share examples of how you've successfully managed compliance in previous positions and how you can bring that expertise to our firm.
Showcase Your Communication Skills: As a Compliance Manager, you'll need to communicate effectively with senior stakeholders. Make sure your application demonstrates your strong analytical and organisational skills, as well as your ability to deliver training.
Apply Through Our Website: We encourage you to apply directly through our website. This way, we can ensure your application gets the attention it deserves and you can easily keep track of your application status.
How to prepare for a job interview at QED Legal LLP
✨Know Your Regulations
Make sure you brush up on SRA Standards & Regulations, AML legislation, and UK GDPR. Being able to discuss these confidently will show that you're not just familiar with compliance but that you can also apply this knowledge practically in the role.
✨Showcase Your Experience
Prepare specific examples from your past roles where you've successfully managed compliance issues or implemented new policies. This will help demonstrate your hands-on experience and how you can bring value to the firm.
✨Engage with Stakeholders
Think about how you would approach senior management with compliance queries or concerns. Be ready to discuss your communication style and how you build relationships with stakeholders, as this is crucial for the role.
✨Prepare for Training Scenarios
Since delivering compliance training is part of the job, consider how you would approach this. Prepare to discuss any training you've conducted before and how you ensure that staff understand and adhere to compliance policies.