Associate - Financial Regulatory
Associate - Financial Regulatory

Associate - Financial Regulatory

London Full-Time 48000 - 72000 £ / year (est.) No home office possible
Q

At a Glance

  • Tasks: Advise on UK and EU financial services regulatory issues and assist clients with compliance.
  • Company: Join a top-tier global law firm known for excellence and innovation in financial services law.
  • Benefits: Enjoy a competitive salary, hybrid working, and access to top-notch training and mentorship.
  • Why this job: Be at the forefront of legal transformation and work on cutting-edge digital finance projects.
  • Qualifications: Qualified solicitor with 1-3 years' experience in financial regulation and strong communication skills.
  • Other info: Opportunities for career development and collaboration across various practice areas.

The predicted salary is between 48000 - 72000 £ per year.

Join a firm that’s shaping the future of financial services law. Our client is a top-tier global law firm with a reputation for excellence, innovation and impact. Their award-winning Financial Regulatory practice is consistently recognised for its role in advising some of the world’s most high-profile financial institutions, FinTechs, asset managers and regulatory bodies. The team works on the most complex and high-value regulatory mandates, including ground-breaking digital finance projects and landmark UK/EU reforms.

If you’re looking to accelerate your career at the forefront of legal and regulatory transformation, this is the place to be.

ROLE
  • Advise on a broad range of UK and EU financial services regulatory issues including in relation to wholesale markets, banking, payment services and asset management.
  • Work on complex regulatory matters related to authorisations, perimeter queries and ongoing compliance.
  • Assist clients on regulatory reform and implementation projects (e.g. MiFID II, AIFMD, EMIR, CRD, PSD2).
  • Support clients through investigations, supervisory engagement and regulatory enforcement processes.
  • Get involved in cutting-edge digital finance matters including crypto-assets, DLT, DeFi, AI and data use.
  • Collaborate with other practice areas (e.g. corporate, disputes, employment, tax) to deliver seamless advice on multi-disciplinary matters.
REQUIREMENTS
  • England & Wales qualified solicitor with 1-3 years’ post-qualification experience in financial regulation.
  • Solid understanding of UK and/or EU regulatory regimes (including experience advising on FSMA, PRA and FCA rules, MiFID II, AIFMD, PSD2, EMIR, CRR/CRD, etc.).
  • Demonstrated interest in emerging areas of regulation such as digital assets, ESG and AI is advantageous.
  • Strong communication skills with the ability to explain complex issues clearly to clients and colleagues.
  • A team player with the initiative, drive, and ambition to grow within a leading international firm.
WHAT’S ON OFFER FOR YOU
  • Highly competitive salary with generous bonus potential.
  • Work alongside some of the most well-regarded regulatory partners in the city.
  • Exposure to cutting-edge legal work with global impact.
  • A clear and structured career development pathway including secondment opportunities.
  • Hybrid working model that supports work-life balance.
  • Access to best-in-class training, resources and mentorship within a truly collaborative environment.

Ready to take your regulatory finance career to the next level? Apply now or get in touch for a confidential conversation.

Associate - Financial Regulatory employer: QC Legal

Join a top-tier global law firm in London that is at the forefront of financial services law, offering an exceptional work culture that prioritises collaboration and innovation. With a highly competitive salary, generous bonuses, and a clear career development pathway, employees benefit from exposure to cutting-edge legal work and mentorship from leading regulatory partners. The hybrid working model ensures a healthy work-life balance, making this an ideal environment for ambitious professionals looking to thrive in the dynamic field of financial regulation.
Q

Contact Detail:

QC Legal Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Associate - Financial Regulatory

✨Tip Number 1

Familiarise yourself with the latest developments in UK and EU financial regulations. Being well-versed in regulations like MiFID II, AIFMD, and PSD2 will not only boost your confidence but also demonstrate your commitment to staying updated in this fast-paced field.

✨Tip Number 2

Network with professionals in the financial regulatory space. Attend industry events, webinars, or join relevant online forums. Building connections can provide you with insights into the role and may even lead to referrals within our firm.

✨Tip Number 3

Showcase your interest in emerging areas such as digital assets and AI during interviews. Discuss any relevant projects or research you've undertaken, as this will highlight your proactive approach and alignment with our firm's focus on cutting-edge legal work.

✨Tip Number 4

Prepare to discuss how you can contribute to a collaborative environment. Think of examples where you've worked effectively in teams, as this role requires strong collaboration across various practice areas to deliver comprehensive advice.

We think you need these skills to ace Associate - Financial Regulatory

Understanding of UK and EU financial regulatory regimes
Knowledge of FSMA, PRA and FCA rules
Experience with MiFID II, AIFMD, PSD2, EMIR, CRR/CRD
Ability to advise on complex regulatory matters
Strong communication skills
Ability to explain complex issues clearly
Interest in emerging areas of regulation such as digital assets, ESG and AI
Team collaboration skills
Initiative and drive for career growth
Experience in regulatory reform and implementation projects
Ability to support clients through investigations and regulatory enforcement processes
Familiarity with digital finance matters including crypto-assets and DLT

Some tips for your application 🫡

Understand the Role: Thoroughly read the job description for the Associate - Financial Regulatory position. Make sure you understand the key responsibilities and requirements, especially regarding UK and EU regulatory regimes.

Tailor Your CV: Customise your CV to highlight relevant experience in financial regulation, particularly any work related to FSMA, PRA, FCA rules, and emerging areas like digital assets or AI. Use specific examples to demonstrate your expertise.

Craft a Compelling Cover Letter: Write a cover letter that showcases your passion for financial regulation and your understanding of the firm's impact in this field. Mention specific projects or areas of interest that align with the firm's work, such as digital finance or regulatory reform.

Proofread and Edit: Before submitting your application, carefully proofread all documents for spelling and grammatical errors. Ensure that your writing is clear and professional, reflecting the high standards expected in the legal field.

How to prepare for a job interview at QC Legal

✨Know Your Regulatory Stuff

Make sure you have a solid understanding of UK and EU financial regulations, especially FSMA, PRA, FCA rules, and the latest reforms like MiFID II and PSD2. Brush up on recent developments in digital finance and emerging areas like AI and ESG to impress your interviewers.

✨Showcase Your Communication Skills

Prepare to explain complex regulatory issues in simple terms. Practise articulating your thoughts clearly and concisely, as strong communication is key in this role. Consider using examples from your past experience to demonstrate your ability to convey intricate information effectively.

✨Demonstrate Team Spirit

This role requires collaboration across various practice areas. Be ready to discuss how you've worked in teams before, highlighting your initiative and drive. Share specific examples of successful teamwork and how you contributed to achieving common goals.

✨Ask Insightful Questions

Prepare thoughtful questions about the firm's approach to regulatory challenges and their work in digital finance. This shows your genuine interest in the role and helps you assess if the firm aligns with your career aspirations. It’s also a great way to engage with your interviewers.

Associate - Financial Regulatory
QC Legal
Q
  • Associate - Financial Regulatory

    London
    Full-Time
    48000 - 72000 £ / year (est.)

    Application deadline: 2027-04-14

  • Q

    QC Legal

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