At a Glance
- Tasks: Support compliance framework and monitor regulatory developments in a fast-paced investment environment.
- Company: Leading alternative investment manager based in London, focused on compliance excellence.
- Benefits: Competitive salary, benefits package, and opportunities for career growth.
- Other info: Diverse and inclusive workplace with a commitment to professional development.
- Why this job: Join a dynamic team and make a real impact in the world of finance.
- Qualifications: 1-4 years in compliance or risk within financial services; understanding of UK regulations.
The predicted salary is between 55000 - 65000 £ per year.
A leading alternative investment manager is seeking a Compliance Analyst to join its London-based Compliance team.
This is an excellent opportunity for an ambitious compliance professional looking to develop their career within a fast-paced investment management environment, gaining exposure to a broad range of regulatory and compliance matters.
About the Role
The Compliance Analyst will support the ongoing development and maintenance of the firm's compliance framework.
Responsibilities
- Support the ongoing development and maintenance of the firm's compliance framework.
- Assist in the delivery of the compliance monitoring programme, including thematic reviews and testing.
- Monitor regulatory developments and assess potential business impacts.
- Maintain compliance policies, procedures and registers.
- Assist with regulatory reporting and filings.
- Review marketing materials and financial promotions where required.
- Support compliance advisory activities across investment, operations, distribution and senior management teams.
- Assist with incident management, breaches and regulatory enquiries.
- Contribute to compliance training and awareness initiatives.
Qualifications
- 1-4 years' experience within compliance, risk or regulatory functions in financial services.
- Understanding of the UK regulatory environment and FCA requirements.
- Experience within asset management, investment management, alternatives, private markets or financial services.
- Exposure to hedge funds or alternative investment managers would be viewed favourably.
- Required Skills
- Strong analytical skills and attention to detail.
- Excellent communication and stakeholder management abilities.
- Preferred Skills
- Relevant compliance qualification (or progress towards one) is advantageous.
- Pay range and compensation package
Competitive salary and benefits package.
Equal Opportunity Statement
We are committed to diversity and inclusivity.
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Compliance Analyst employer: Pure Search
At Pure Search, we pride ourselves on being an exceptional employer, offering a dynamic work culture that fosters innovation and collaboration. Located in the vibrant Greater London area, we provide our employees with unparalleled growth opportunities, competitive benefits, and the chance to lead impactful tax strategies in a high-performance environment. Join us to make meaningful contributions while enjoying a supportive atmosphere that values your expertise and professional development.
