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- Tasks: Join our compliance team to ensure business assurance in mortgage finance advice.
- Company: Be part of a leading financial services provider in the heart of London.
- Benefits: Enjoy career progression and a dynamic work environment.
- Why this job: Make an impact in compliance while growing your career in a thriving business.
- Qualifications: Knowledge of FCA principles and experience in mortgage compliance is essential.
- Other info: Ideal for those passionate about compliance and consumer duty.
The predicted salary is between 36000 - 60000 £ per year.
Job Description Mortgage Compliance Officer / Business Assurance Officer – Mortgages Are you interested in working for a leading financial services provider based in the City of London? An opportunity is available for a Business Assurance Officer to join the compliance team, ensuring that the business assurance / consumer duty is maintained in areas of regulated and non-regulated property finance advice (mortgages, BTL, Bridging Finance, HNW, Self Build). The role would suit someone who is already working within mortgage compliance / business assurance or an experienced Mortgage Adviser who has a genuine interest in compliance / consumer duty. The is a great opportunity to join a thriving business offering career progression. Areas of responsibility: Business Assurance of regulated and non-regulated mortgage contracts. File reviews – assessing suitability of the recommendation as well as Consumer Duty considerations. Provide face-to-face or telephone feedback where appropriate. Assisting with general compliance queries. Dealing with Customer Due Diligence (CDD) queries Experience required: Must have adequate knowledge of FCA principles and regulations. Must have an understanding of the requirements un…
Mortgage Compliance Officer employer: Pure Resourcing Limited
Contact Detail:
Pure Resourcing Limited Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Mortgage Compliance Officer
✨Tip Number 1
Familiarize yourself with the latest FCA principles and regulations. This knowledge will not only help you in interviews but also demonstrate your commitment to compliance in the mortgage sector.
✨Tip Number 2
Network with professionals already working in mortgage compliance or business assurance. Engaging with industry experts can provide valuable insights and potentially lead to referrals for job openings.
✨Tip Number 3
Stay updated on current trends and changes in the mortgage market. Being well-informed about recent developments will show your proactive approach and genuine interest in the field during discussions.
✨Tip Number 4
Prepare to discuss real-life scenarios where you've applied compliance principles in your previous roles. Sharing specific examples can highlight your experience and suitability for the Mortgage Compliance Officer position.
We think you need these skills to ace Mortgage Compliance Officer
Some tips for your application 🫡
Understand the Role: Make sure to thoroughly read the job description for the Mortgage Compliance Officer position. Understand the key responsibilities and required experience, especially regarding FCA principles and regulations.
Tailor Your CV: Customize your CV to highlight relevant experience in mortgage compliance or business assurance. Emphasize any specific achievements or projects that demonstrate your understanding of consumer duty and compliance.
Craft a Strong Cover Letter: Write a compelling cover letter that explains why you are interested in the role and how your background aligns with the company's needs. Mention your passion for compliance and any relevant experiences that showcase your skills.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any spelling or grammatical errors. A polished application reflects your attention to detail, which is crucial in compliance roles.
How to prepare for a job interview at Pure Resourcing Limited
✨Know Your Compliance Regulations
Make sure you have a solid understanding of FCA principles and regulations. Be prepared to discuss how these regulations impact mortgage compliance and consumer duty in your previous roles.
✨Demonstrate Your Experience
Highlight your experience in mortgage compliance or as a Mortgage Adviser. Share specific examples of how you've ensured compliance in past positions, especially regarding regulated and non-regulated contracts.
✨Prepare for Scenario Questions
Expect scenario-based questions that assess your problem-solving skills in compliance situations. Think about how you would handle file reviews and provide feedback on recommendations.
✨Show Enthusiasm for Consumer Duty
Express your genuine interest in consumer duty and how it relates to business assurance. Discuss why it's important and how you can contribute to maintaining high standards in this area.
