At a Glance
- Tasks: Lead the review of SFTR reporting policy and engage with market participants.
- Company: Join the Financial Conduct Authority, shaping the future of UK finance.
- Benefits: Competitive salary, excellent career growth, and a chance to make a real impact.
- Other info: Dynamic team environment with opportunities for professional development.
- Why this job: Be at the forefront of financial regulation and drive innovation in the industry.
- Qualifications: Expertise in Securities Financing Transaction reporting and strong communication skills.
The predicted salary is between 53800 - 78000 ÂŁ per year.
Division: Market Oversight
Department: Market Oversight, Data & Intelligence
Salary: National (Edinburgh and Leeds) ranging from ÂŁ53,800 to ÂŁ71,000 and London from ÂŁ59,200 to ÂŁ78,000 (salary offered will be based on skills and experience)
This role is graded as: Senior Associate - Regulatory
Your recruitment contact is: Riley riley.fox@fca.org.uk. Applications must be submitted through our online portal. Applications sent via social media or email will not be accepted.
About the FCA and team: We regulate financial services firms in the UK, to keep financial markets fair, thriving and effective. By joining us, youâll play a key part in protecting consumers, driving economic growth, and shaping the future of UK finance services. Enforcement & Market Oversight (EMO) is responsible for the FCAâs responsibilities for market monitoring, delivery of the functions of the UK Listing Authority (UKLA) and the investigation and prosecution of misconduct using the whole spectrum of criminal, civil and administrative sanctions and remedies against firms and individuals. Sitting within the Market Oversight Directorate, the Market Oversight Data and Intelligence (MODI) Department, formed in 2024, drives data-led regulation by delivering specialist services, intelligence, and casework across UK markets, supporting innovation, insight, and effective oversight through advanced analytical and technical capabilities.
Role responsibilities:
- Leading our review of SFTR reporting policy, bringing practical experience and insight to guide policy development
- Leading engagement with market participants on a range of policy and supervisory initiatives, including data quality remediation activities and thematic work
- Contributing to the long-term harmonisation of UK MiFID, EMIR and SFTR reporting policy requirements
- Responding to queries from market participants on SFTR reporting
- Providing technical support and advice to users of SFTR data
- Supporting horizontal supervisory work across UK MiFID, EMIR and SFTR
Skills required:
Minimum:
- Deep, demonstrable expertise in Securities Financing Transaction reporting, including reporting obligations, data fields, reconciliation processes and common data quality issues
Essential:
- Ability to exercise sound judgement in ambiguous or novel situations, making timely and wellâevidenced decisions
- Excellent written and oral communication skills, with the ability to explain complex regulatory policy issues clearly to both technical and nonâtechnical audiences
- Strong interpersonal skills and the ability to lead work collaboratively across teams and disciplines
- Experience supervising or working directly with firms involved in securities financing activities (e.g. repos, securities lending, margin lending)
- Experience working with large regulatory datasets, including building and reviewing SQLâbased queries to support supervisory
Securities Financing Transaction Reporting Specialist employer: PSR Limited
Contact Detail:
PSR Limited Recruiting Team
StudySmarter Expert Advice đ¤Ť
We think this is how you could land Securities Financing Transaction Reporting Specialist
â¨Tip Number 1
Network like a pro! Reach out to folks in the industry, attend events, and connect on LinkedIn. You never know who might have the inside scoop on job openings or can put in a good word for you.
â¨Tip Number 2
Prepare for interviews by researching the company and role thoroughly. Understand their values and how your skills align with their needs. This will help you stand out and show that you're genuinely interested.
â¨Tip Number 3
Practice common interview questions and scenarios related to Securities Financing Transaction Reporting. The more comfortable you are with your answers, the more confident you'll feel during the actual interview.
â¨Tip Number 4
Don't forget to apply through our website! Itâs the best way to ensure your application gets seen. Plus, it shows youâre serious about joining our team at the FCA.
We think you need these skills to ace Securities Financing Transaction Reporting Specialist
Some tips for your application đŤĄ
Tailor Your CV: Make sure your CV is tailored to the Securities Financing Transaction Reporting Specialist role. Highlight relevant experience and skills that match the job description, especially your expertise in SFTR reporting and data quality.
Craft a Compelling Cover Letter: Your cover letter should tell us why you're the perfect fit for this role. Use it to showcase your understanding of the regulatory landscape and how your background aligns with our needs at StudySmarter.
Be Clear and Concise: When filling out your application, keep your language clear and to the point. We appreciate straightforward communication, so avoid jargon unless it's necessary to explain your expertise.
Apply Through Our Website: Remember, applications must be submitted through our online portal. Donât send your application via email or social media, as we wonât be able to consider it. Make sure you follow the process!
How to prepare for a job interview at PSR Limited
â¨Know Your Stuff
Make sure you brush up on your knowledge of Securities Financing Transaction Reporting. Understand the reporting obligations, data fields, and common data quality issues. Being able to discuss these topics confidently will show that you're not just familiar with the role but also passionate about it.
â¨Practice Makes Perfect
Rehearse your answers to common interview questions, especially those related to regulatory policies and your experience with large datasets. You might even want to do a mock interview with a friend or mentor to get comfortable articulating your thoughts clearly.
â¨Showcase Your Communication Skills
Since this role requires excellent written and oral communication skills, prepare to demonstrate how you can explain complex regulatory issues to both technical and non-technical audiences. Think of examples from your past experiences where you successfully communicated difficult concepts.
â¨Be Ready for Scenario Questions
Expect to face scenario-based questions that assess your judgement in ambiguous situations. Prepare by thinking through past experiences where you had to make tough decisions and be ready to explain your thought process and the outcomes.