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- Tasks: Monitor and investigate market abuse to ensure fair trading practices.
- Company: Join the FCA, a key player in UK financial regulation.
- Benefits: Competitive salary, career development, and a chance to make a real impact.
- Why this job: Be part of a team that protects consumers and maintains market integrity.
- Qualifications: Experience in market abuse monitoring and strong analytical skills required.
- Other info: Dynamic work environment with opportunities for growth and collaboration.
The predicted salary is between 36000 - 60000 £ per year.
We regulate financial services firms in the UK, to keep financial markets fair, thriving and effective. By joining us, you’ll play a key part in protecting consumers, driving economic growth, and shaping the future of UK finance services.
Enforcement & Market Oversight (EMO) is responsible for the FCA’s responsibilities for market monitoring, delivery of the functions of the UK Listing Authority (UKLA) and the investigation and prosecution of misconduct using the whole spectrum of criminal, civil and administrative sanctions and remedies against firms and individuals.
We have a vacancy for an associate within the Equity Manipulation Team (EMT) in the Secondary Market Oversight (SMO) Department. SMO leads the FCA's work to detect, investigate and prevent market abuse and EMT specialises in pursuing both criminal and civil cases of market manipulation, primarily involving equities and equity-related products. The EMT team has a vital role in helping the FCA achieve its objectives in ensuring the integrity of markets and protecting those who use them.
Role responsibilities:- Conduct trade surveillance activities by reviewing alerts, STORs, and indicators of potential market manipulation to detect and prevent suspicious trading behaviours, helping safeguard market integrity and investor confidence.
- Enhance surveillance systems by collaborating with developers and in-house tech teams to align tools with evolving market abuse risks, improving detection capabilities and staying ahead of emerging threats to protect the financial ecosystem.
- Conduct in-depth investigations into potential manipulation through detailed analysis of trading patterns, liaising with market participants, and making escalation recommendations to uncover complex schemes and ensure compliance with regulatory standards, ensuring transparency and fairness in financial markets.
- Provide specialised knowledge of financial markets and support evidence gathering for triage and enforcement investigations to enhance enforcement actions with robust, data-driven insights, guiding high-stakes decisions that uphold market stability and trust.
- Minimum: Demonstrable professional experience of market abuse monitoring, surveillance, and investigations within financial services with a regulator or professional exposure to financial markets, in particular, equities markets and equity derivatives.
- Prior experience of using big data tools such as Microsoft Excel and other internal big data applications.
- Extensive experience in using trade surveillance systems.
- Essential: Knowledge of the market abuse legislative framework.
- Critical thinking and judgement, with ability to make logical and consistent decisions based on the information available to you.
- An appreciation of the value of teamwork with an ability to engage effectively and constructively with colleagues.
- Ability to communicate complex trading analysis and concepts to a variety of audiences.
Market Abuse Case Officer employer: PSR Limited
Contact Detail:
PSR Limited Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Market Abuse Case Officer
✨Tip Number 1
Network like a pro! Reach out to folks in the industry, attend events, and connect on LinkedIn. You never know who might have the inside scoop on job openings or can put in a good word for you.
✨Tip Number 2
Prepare for interviews by researching the company and its culture. Understand their values and how your skills align with their mission. This will help you stand out and show that you're genuinely interested in the role.
✨Tip Number 3
Practice your responses to common interview questions. Use the STAR method (Situation, Task, Action, Result) to structure your answers. This will help you articulate your experiences clearly and confidently.
✨Tip Number 4
Don’t forget to follow up after your interview! A simple thank-you email can leave a lasting impression and keep you top of mind for the hiring team. Plus, it shows your enthusiasm for the position.
We think you need these skills to ace Market Abuse Case Officer
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Market Abuse Case Officer role. Highlight your experience in market abuse monitoring and surveillance, and don’t forget to mention any relevant tools you’ve used, like trade surveillance systems.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re passionate about financial markets and how your skills align with the responsibilities of the role. Keep it concise but impactful!
Showcase Your Analytical Skills: Since this role involves critical thinking and analysis, make sure to include examples of how you've successfully tackled complex problems in previous roles. We want to see your thought process in action!
Apply Through Our Website: Don’t forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it’s super easy to do!
How to prepare for a job interview at PSR Limited
✨Know Your Market Abuse Legislation
Make sure you brush up on the market abuse legislative framework before your interview. Understanding the key regulations and how they apply to equities and equity derivatives will show that you're not just familiar with the theory, but that you can apply it in practice.
✨Showcase Your Analytical Skills
Be prepared to discuss your experience with trade surveillance systems and big data tools like Microsoft Excel. Bring examples of how you've used these tools to detect suspicious trading behaviours or conduct investigations, as this will demonstrate your hands-on expertise.
✨Communicate Clearly
Practice explaining complex trading analysis in simple terms. The interviewers will want to see if you can communicate effectively with both technical and non-technical audiences, so think about how you would break down intricate concepts for someone unfamiliar with the details.
✨Emphasise Teamwork
Highlight your ability to work collaboratively with colleagues, especially when enhancing surveillance systems or conducting investigations. Share specific examples of how you've engaged with teams to achieve common goals, as teamwork is crucial in this role.
