Senior Regulatory Associate (Hybrid - Birmingham, Al)

Join a leading company providing vital life protection services as a Compliance Representative. You will ensure adherence to regulatory standards and compliance policies while collaborating with various teams to safeguard client interests. This pivotal role requires a strong background in insurance compliance, extensive experience, and excellent analytical abilities.

Qualifications:

• 5-7 years experience in life insurance and annuities.
• Good working knowledge of annuities and life insurance.
• Experience with operational activities and procedural enhancements.

Responsibilities:

• Lead compliance for variable product lines and manage the 38a-1 program.
• Monitor regulatory developments impacting products.
• Develop and implement compliance procedures and conduct risk assessments.

Skills:

• Analytical skills
• Problem-solving
• Communication
• Multi-tasking

Education:

• Bachelor’s degree in Business, Finance, Law, or related field.

Tools:

• Microsoft Office (Excel and Word)

The work we do has an impact on millions of lives, and you can be a part of it. We help protect our customers against life’s uncertainties. Regardless of where you work within the company, you’ll be helping provide protection and peace of mind when our customers need it most.

Required Experience, Education, Certification/Training:

• Bachelor’s degree in Business, Finance, Law, or a related field, JD and FINRA license preferred.
• A minimum of 5-7 years experience working with life insurance and annuities.
• Good working knowledge of annuities, universal life insurance and variable universal life insurance strongly preferred.
• Experience with periodic testing and reporting of operation activities.
• Experience with implementing procedural enhancements.

Required Knowledge, Skills and Abilities:

• Proficient in Microsoft Office including: Excel and Word.
• Experience working with various databases.
• Self-starter with the ability to multi-task in a fast-paced environment.
• Excellent written and verbal communication skills.
• Strong analytical and problem-solving skills.
• Ability to work independently and as part of a team.

Salary: $75,000 - $105,000 a year. Protective’s targeted salary range for this position is $75,000 to $105,000. Actual salaries may vary depending on factors, including but not limited to, job location, skills, and experience.

Employee Benefits: We aim to protect the wellbeing of our employees and their families with a broad benefits offering. In addition to offering comprehensive health, dental and vision insurance, we support emotional wellbeing through mental health benefits and an employee assistance program. Work/life balance is important and Protective offers a variety of paid time away benefits (e.g., paid time off, paid parental leave, short-term disability, and a cultural observance day). The financial health of our employees is just as important as physical and emotional health. Some of the financial wellbeing benefits include contributions to healthcare accounts, a pension plan, and a 401(k) plan with Company matching.

We are proud to be an equal opportunity employer committed to being inclusive and attracting, retaining, and growing an inclusive workforce.