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For Companies At a Glance
- Tasks: Lead compliance for financial promotions and guide teams on regulatory requirements.
- Company: Join a high-growth FinTech redefining the trading experience for 340,000+ customers.
- Benefits: Hybrid work model, competitive salary, and opportunities for professional growth.
- Why this job: Make a real impact in a fast-paced environment while shaping the future of finance.
- Qualifications: 5+ years in compliance with strong FCA regulations knowledge and communication skills.
- Other info: Dynamic role with excellent career advancement opportunities in a thriving industry.
The predicted salary is between 48000 - 72000 £ per year.
Overview
Propel is partnering with a publicly traded, high-growth FinTech that’s redefining the world of trading. With 340,000+ customers using their mobile, web, and desktop platforms globally, they’re building a new kind of investing experience, from stocks and crypto to options and futures.
If you have 5+ years’ experience in compliance within financial services or similarly regulated industries, a strong understanding of FCA regulations (Consumer Duty, COBS, DISP), and a genuine interest in financial markets and crypto, this could be your next big career move.
Location: London-based | Hybrid: 3 days in-office
What you’ll be doing:
- Leading Financial Promotions compliance, acting as a trusted advisor to marketing and leadership.
- Guiding marketing and product teams on regulatory requirements for campaigns and product changes.
- Advising the business on Consumer Duty obligations, ensuring policies and controls meet regulatory standards.
- Delivering compliance training and supporting monitoring activities across the UK business.
- Reviewing complex complaints and providing strategic advice on responses, including ombudsman cases.
- Participating in Client Money and Assets Committees and operational risk reviews.
What they’re looking for:
- 5+ years of compliance experience in financial services or similar regulated sectors.
- Solid knowledge of leveraged and non-leveraged trading products including crypto.
- Strong grasp of FCA regulations relevant to retail investments.
- Interest in financial markets and the UK regulatory landscape.
- Excellent communication skills with ability to influence cross-functional teams.
- Proactive, strategic thinker comfortable in a fast-paced environment.
Additional details:
- Seniority level: Mid-Senior level
- Employment type: Full-time
- Job function: Legal
Compliance Manager in London employer: Propel
Contact Detail:
Propel Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Manager in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the FinTech space, especially those who know about compliance. A friendly chat can lead to insider info on job openings or even a referral.
✨Tip Number 2
Prepare for interviews by brushing up on FCA regulations and current trends in financial markets. We recommend creating a cheat sheet of key points to discuss, so you can impress the hiring team with your knowledge.
✨Tip Number 3
Showcase your experience! When you get the chance to speak with potential employers, highlight specific examples of how you've navigated compliance challenges in the past. This will demonstrate your expertise and problem-solving skills.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search.
We think you need these skills to ace Compliance Manager in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Manager role. Highlight your 5+ years of experience in compliance and any specific knowledge of FCA regulations. We want to see how your background aligns with what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to express your genuine interest in financial markets and crypto, and explain how your skills can help us redefine the investing experience. Keep it engaging and relevant!
Showcase Your Communication Skills: Since excellent communication is key for this role, make sure to demonstrate your ability to influence cross-functional teams in your application. We love seeing examples of how you've successfully collaborated in the past!
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It helps us keep track of applications and ensures you don’t miss out on any important updates. Plus, it’s super easy!
How to prepare for a job interview at Propel
✨Know Your FCA Regulations
Make sure you brush up on the FCA regulations, especially Consumer Duty, COBS, and DISP. Being able to discuss these in detail will show that you’re not just familiar with compliance but that you truly understand the regulatory landscape.
✨Showcase Your Experience
Prepare specific examples from your 5+ years in compliance that highlight your expertise. Whether it’s leading financial promotions compliance or advising on complex complaints, having concrete stories ready will help you stand out.
✨Demonstrate Your Strategic Thinking
Be ready to discuss how you approach compliance challenges strategically. Think about how you can influence cross-functional teams and ensure policies meet regulatory standards. This will show that you’re proactive and can think on your feet.
✨Engage with Financial Markets
Express your genuine interest in financial markets and crypto during the interview. Share insights or recent trends you’ve noticed. This not only shows your passion but also aligns with the company’s focus on redefining trading experiences.