Overview Compliance Manager – FTSE250 FinTech Propel is partnering with a publicly traded, high-growth FinTech that’s redefining the world of trading. With 340,000+ customers using their mobile, web, and desktop platforms globally, they’re building a new kind of investing experience, from stocks and crypto to options and futures. If you have 5+ years’ experience in compliance within financial services or similarly regulated industries, a strong understanding of FCA regulations (Consumer Duty, COBS, DISP), and a genuine interest in financial markets and crypto, this could be your next big career move. Location: London-based | Hybrid: 3 days in-office What you’ll be doing Leading Financial Promotions compliance, acting as a trusted advisor to marketing and leadership. Guiding marketing and product teams on regulatory requirements for campaigns and product changes. Advising the business on Consumer Duty obligations, ensuring policies and controls meet regulatory standards. Delivering compliance training and supporting monitoring activities across the UK business. Reviewing complex complaints and providing strategic advice on responses, including ombudsman cases. Participating in Client Money and Assets Committees and operational risk reviews. What they’re looking for 5+ years of compliance experience in financial services or similar regulated sectors. Solid knowledge of leveraged and non-leveraged trading products including crypto. Strong grasp of FCA regulations relevant to retail investments. Interest in financial markets and the UK regulatory landscape. Excellent communication skills with ability to influence cross-functional teams. Proactive, strategic thinker comfortable in a fast-paced environment. Additional details Seniority level: Mid-Senior level Employment type: Full-time Job function: Legal Note: This description retains the core information about responsibilities and qualifications as provided, with formatting cleaned for readability.
Compliance Manager employer: Propel
Join a dynamic and innovative team as a Project Management Office (PMO) Officer, where your expertise in vendor and contract management will be valued in a collaborative and high-performing environment. With a focus on employee growth and development, we offer flexible working arrangements, including remote work with occasional days in London, ensuring a healthy work-life balance. Our commitment to fostering a culture of excellence and continuous improvement makes us an exceptional employer for those seeking meaningful and rewarding opportunities in the finance and IT sectors.
