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For Companies At a Glance
- Tasks: Lead compliance for financial promotions and guide teams on regulatory requirements.
- Company: High-growth FinTech redefining trading with 340,000+ global customers.
- Benefits: Hybrid work model, competitive salary, and opportunities for professional growth.
- Why this job: Join a dynamic team shaping the future of investing in stocks and crypto.
- Qualifications: 5+ years in compliance with strong FCA regulations knowledge.
- Other info: Fast-paced environment with a focus on strategic thinking and influence.
The predicted salary is between 36000 - 60000 £ per year.
Overview
Propel is partnering with a publicly traded, high-growth FinTech that’s redefining the world of trading. With 340,000+ customers using their mobile, web, and desktop platforms globally, they’re building a new kind of investing experience, from stocks and crypto to options and futures. If you have 5+ years’ experience in compliance within financial services or similarly regulated industries, a strong understanding of FCA regulations (Consumer Duty, COBS, DISP), and a genuine interest in financial markets and crypto, this could be your next big career move.
Location: London-based | Hybrid: 3 days in-office
What you’ll be doing:
- Leading Financial Promotions compliance, acting as a trusted advisor to marketing and leadership.
- Guiding marketing and product teams on regulatory requirements for campaigns and product changes.
- Advising the business on Consumer Duty obligations, ensuring policies and controls meet regulatory standards.
- Delivering compliance training and supporting monitoring activities across the UK business.
- Reviewing complex complaints and providing strategic advice on responses, including ombudsman cases.
- Participating in Client Money and Assets Committees and operational risk reviews.
What they’re looking for:
- 5+ years of compliance experience in financial services or similar regulated sectors.
- Solid knowledge of leveraged and non-leveraged trading products including crypto.
- Strong grasp of FCA regulations relevant to retail investments.
- Interest in financial markets and the UK regulatory landscape.
- Excellent communication skills with ability to influence cross-functional teams.
- Proactive, strategic thinker comfortable in a fast-paced environment.
Additional details:
- Seniority level: Mid-Senior level
- Employment type: Full-time
- Job function: Legal
Compliance Manager employer: Propel
Contact Detail:
Propel Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Manager
✨Tip Number 1
Network like a pro! Reach out to your connections in the FinTech space, especially those who know about compliance. A friendly chat can lead to insider info on job openings that aren't even advertised yet.
✨Tip Number 2
Prepare for interviews by brushing up on FCA regulations and current trends in financial markets. We want you to be the go-to person for compliance questions, so show off your knowledge and passion during those interviews!
✨Tip Number 3
Don’t just apply anywhere; focus on companies that align with your values and interests. Check out our website for roles that excite you, and tailor your approach to each company’s culture and mission.
✨Tip Number 4
Follow up after interviews! A quick thank-you email can keep you top of mind. Share something insightful from your conversation to show you’re genuinely interested in the role and the company.
We think you need these skills to ace Compliance Manager
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your 5+ years of compliance experience and showcases your understanding of FCA regulations. We want to see how your skills align with the role, so don’t be shy about mentioning relevant projects or achievements!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to express your genuine interest in financial markets and crypto. We love seeing candidates who are passionate about what they do, so let that enthusiasm come through in your writing.
Showcase Your Communication Skills: Since this role involves advising cross-functional teams, make sure your application reflects your excellent communication skills. Whether it’s through your CV, cover letter, or any additional documents, we want to see how you can influence and engage others.
Apply Through Our Website: We encourage you to apply directly through our website for a smoother process. It helps us keep track of applications and ensures you’re considered for the role. Plus, it’s super easy – just follow the prompts and submit your materials!
How to prepare for a job interview at Propel
✨Know Your FCA Regulations
Make sure you brush up on the FCA regulations, especially Consumer Duty, COBS, and DISP. Being able to discuss these confidently will show that you’re not just familiar with compliance but that you truly understand the regulatory landscape.
✨Show Your Passion for Financial Markets
Demonstrate your genuine interest in financial markets and crypto during the interview. Share any personal experiences or insights you've gained, as this will help you connect with the interviewers and show that you’re invested in the industry.
✨Prepare for Scenario Questions
Expect scenario-based questions where you might need to advise on compliance issues or review complaints. Think through some examples from your past experience where you successfully navigated complex compliance challenges and be ready to share those stories.
✨Communicate Effectively
Since excellent communication skills are a must, practice articulating your thoughts clearly and concisely. Be prepared to explain how you would influence cross-functional teams and ensure everyone is aligned with compliance standards.