Compliance Associate

Compliance Associate

City of London Full-Time 36000 - 60000 £ / year (est.) No home office possible
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At a Glance

  • Tasks: Support compliance functions, develop policies, and assist with training and risk management.
  • Company: Join a high-growth FinTech redefining trading for over 340,000 global customers.
  • Benefits: Enjoy a hybrid work model with 3 days in-office and opportunities for career growth.
  • Why this job: Be part of a dynamic team in a fast-paced environment while learning about financial markets.
  • Qualifications: 1-2 years in compliance; financial services experience is a bonus but not essential.
  • Other info: This is a 6-month fixed-term contract with potential for future opportunities.

The predicted salary is between 36000 - 60000 £ per year.

Job Description

Compliance Associate – FTSE250 FinTech / 6 month FTC 🚀

Propel is partnering with a publicly traded, high-growth FinTech that’s redefining the world of trading. With 340,000+ customers using their mobile, web, and desktop platforms globally, they’re building a new kind of investing experience, from stocks and crypto to options and futures.

They’re looking for a motivated Compliance Associate to support their expanding compliance function. If you have 1-2 years experience in compliance or a regulated environment (financial services experience is a bonus, but not essential), and a keen interest in financial markets and regulation, this is an exciting opportunity to grow your career in fintech.

What you’ll be doing:

  • Supporting Financial Promotions compliance, working closely with marketing and product teams.
  • Assisting in the development and implementation of compliance policies and controls.
  • Helping deliver compliance training and monitoring activities.
  • Assisting with the review and management of complaints and operational risk events.
  • Collaborating with various departments to ensure adherence to Consumer Duty and FCA rules.

What they’re looking for:

  • 1-2 years’ compliance experience, ideally in financial services or a regulated industry.
  • Basic understanding of trading products and financial regulations is a plus.
  • Strong attention to detail and excellent communication skills.
  • Proactive and eager to learn in a fast-moving, collaborative environment.
  • Interest in fintech, investing, and regulatory compliance.

Location: London-based | Hybrid: 3 days in-office

If you’re looking to build a strong compliance career at a respected fintech brand and contribute to a supportive, fast-paced team, apply today.

Compliance Associate – FTSE250 FinTech / 6 month FTC🚀

Compliance Associate employer: Propel

Join a dynamic and innovative FinTech company that is at the forefront of redefining trading experiences. With a strong commitment to employee development, you will benefit from a collaborative work culture that encourages growth and learning, all while enjoying the vibrant atmosphere of London. This role offers a unique opportunity to make a meaningful impact in compliance within a high-growth environment, supported by a team that values your contributions.
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Contact Detail:

Propel Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Compliance Associate

✨Tip Number 1

Familiarise yourself with the latest financial regulations and compliance standards relevant to fintech. This knowledge will not only help you in interviews but also demonstrate your genuine interest in the industry.

✨Tip Number 2

Network with professionals in the compliance and fintech sectors. Attend industry events or join online forums to connect with others who can provide insights and potentially refer you to opportunities at companies like ours.

✨Tip Number 3

Prepare for potential interview questions by practising how you would handle specific compliance scenarios. Think about examples from your past experience that showcase your problem-solving skills and attention to detail.

✨Tip Number 4

Stay updated on trends in the fintech space, especially those related to compliance and consumer protection. Being able to discuss current events and their implications during your interview can set you apart from other candidates.

We think you need these skills to ace Compliance Associate

Compliance Knowledge
Understanding of Financial Regulations
Attention to Detail
Excellent Communication Skills
Proactive Attitude
Ability to Work in a Fast-Paced Environment
Collaboration Skills
Experience in Financial Promotions Compliance
Training Delivery Skills
Complaint Management
Operational Risk Assessment
Interest in Fintech and Investing
Analytical Skills
Problem-Solving Skills

Some tips for your application 🫡

Tailor Your CV: Make sure your CV highlights relevant experience in compliance or regulated environments. Emphasise any specific roles or projects that demonstrate your understanding of financial regulations and trading products.

Craft a Compelling Cover Letter: Write a cover letter that showcases your motivation for the Compliance Associate role. Mention your interest in fintech and how your skills align with the responsibilities outlined in the job description, such as supporting compliance policies and training.

Highlight Relevant Skills: In your application, focus on key skills such as attention to detail, communication, and proactivity. Provide examples of how you've demonstrated these skills in previous roles, especially in compliance-related tasks.

Show Enthusiasm for Learning: Express your eagerness to learn and grow within the compliance field. Mention any relevant courses, certifications, or self-study you’ve undertaken to enhance your knowledge of financial markets and regulations.

How to prepare for a job interview at Propel

✨Know Your Compliance Basics

Brush up on your understanding of compliance regulations, especially those relevant to financial services. Being able to discuss key regulations and how they apply to the role will show your preparedness and interest in the field.

✨Demonstrate Attention to Detail

Since the role requires strong attention to detail, be ready to provide examples from your past experiences where your meticulousness made a difference. This could be in compliance tasks or any other relevant work.

✨Show Enthusiasm for FinTech

Express your passion for the fintech industry and your eagerness to learn. Research the company’s products and recent developments in the sector to demonstrate your genuine interest during the interview.

✨Prepare for Scenario Questions

Expect scenario-based questions that assess your problem-solving skills in compliance situations. Think about how you would handle specific compliance challenges and be ready to articulate your thought process clearly.

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