Compliance Associate

Compliance Associate

Slough Full-Time 36000 - 60000 £ / year (est.) No home office possible
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At a Glance

  • Tasks: Support compliance functions, develop policies, and assist with training and risk management.
  • Company: Join a high-growth FinTech redefining trading for over 340,000 global customers.
  • Benefits: Enjoy a hybrid work model with 3 days in-office and a dynamic team culture.
  • Why this job: Grow your career in fintech while making a real impact in a collaborative environment.
  • Qualifications: 1-2 years in compliance; financial services experience is a bonus.
  • Other info: Ideal for those passionate about fintech, investing, and regulatory compliance.

The predicted salary is between 36000 - 60000 £ per year.

Compliance Associate – FTSE250 FinTech / 6 month FTC 🚀

Propel is partnering with a publicly traded, high-growth FinTech that’s redefining the world of trading. With 340,000+ customers using their mobile, web, and desktop platforms globally, they’re building a new kind of investing experience, from stocks and crypto to options and futures.

They’re looking for a motivated Compliance Associate to support their expanding compliance function. If you have 1-2 years experience in compliance or a regulated environment (financial services experience is a bonus, but not essential), and a keen interest in financial markets and regulation, this is an exciting opportunity to grow your career in fintech.

What you’ll be doing:

  • Supporting Financial Promotions compliance, working closely with marketing and product teams.
  • Assisting in the development and implementation of compliance policies and controls.
  • Helping deliver compliance training and monitoring activities.
  • Assisting with the review and management of complaints and operational risk events.
  • Collaborating with various departments to ensure adherence to Consumer Duty and FCA rules.

What they’re looking for:

  • 1-2 years’ compliance experience, ideally in financial services or a regulated industry.
  • Basic understanding of trading products and financial regulations is a plus.
  • Strong attention to detail and excellent communication skills.
  • Proactive and eager to learn in a fast-moving, collaborative environment.
  • Interest in fintech, investing, and regulatory compliance.

Location: London-based | Hybrid: 3 days in-office

If you’re looking to build a strong compliance career at a respected fintech brand and contribute to a supportive, fast-paced team, apply today.

Compliance Associate – FTSE250 FinTech / 6 month FTC🚀

Compliance Associate employer: Propel

Join a dynamic and innovative FinTech company that is not only redefining trading but also prioritising employee growth and development. With a collaborative work culture and a commitment to compliance excellence, you'll have the opportunity to thrive in a supportive environment while working alongside passionate professionals in the heart of London. Enjoy the benefits of a hybrid work model, competitive compensation, and the chance to make a meaningful impact in the financial services sector.
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Contact Detail:

Propel Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Compliance Associate

✨Tip Number 1

Familiarise yourself with the latest financial regulations and compliance standards relevant to fintech. This knowledge will not only help you in interviews but also demonstrate your genuine interest in the industry.

✨Tip Number 2

Network with professionals in the compliance and fintech sectors. Attend industry events or join online forums to connect with others who can provide insights and potentially refer you to opportunities at companies like ours.

✨Tip Number 3

Showcase your proactive attitude by engaging in relevant online courses or certifications related to compliance and financial markets. This will highlight your commitment to continuous learning and make you stand out as a candidate.

✨Tip Number 4

Prepare for the interview by thinking of examples from your past experience that demonstrate your attention to detail and communication skills. Be ready to discuss how you've handled compliance-related challenges in previous roles.

We think you need these skills to ace Compliance Associate

Compliance Knowledge
Understanding of Financial Regulations
Attention to Detail
Excellent Communication Skills
Proactive Attitude
Ability to Work in a Fast-Paced Environment
Collaboration Skills
Training and Development Skills
Analytical Skills
Problem-Solving Skills
Knowledge of Financial Products
Experience with Compliance Policies
Operational Risk Management
Customer Service Orientation

Some tips for your application 🫡

Tailor Your CV: Make sure your CV highlights relevant experience in compliance or regulated environments. Emphasise any specific roles or projects that demonstrate your understanding of financial regulations and trading products.

Craft a Compelling Cover Letter: Write a cover letter that showcases your passion for fintech and compliance. Mention your interest in financial markets and how your skills align with the responsibilities outlined in the job description.

Highlight Relevant Skills: In your application, focus on your attention to detail, communication skills, and proactive attitude. Provide examples of how you've successfully collaborated with teams or contributed to compliance initiatives in previous roles.

Show Enthusiasm for Learning: Express your eagerness to learn and grow within the compliance field. Mention any relevant courses, certifications, or self-study you've undertaken to enhance your knowledge of financial regulations and compliance practices.

How to prepare for a job interview at Propel

✨Know Your Compliance Basics

Brush up on your understanding of compliance regulations, especially those relevant to financial services. Being able to discuss key regulations and how they apply to the role will show your preparedness and interest in the field.

✨Showcase Your Attention to Detail

Prepare examples from your past experience that highlight your attention to detail. This could be instances where you identified compliance issues or improved processes, as this is crucial for a Compliance Associate.

✨Demonstrate Your Communication Skills

Since the role involves collaboration with various departments, be ready to discuss how you've effectively communicated compliance requirements in previous roles. Use specific examples to illustrate your ability to convey complex information clearly.

✨Express Your Enthusiasm for FinTech

Research the company and the FinTech industry to express genuine interest during the interview. Discussing recent trends or innovations in the sector can demonstrate your passion and eagerness to contribute to their mission.

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