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For Companies At a Glance
- Tasks: Support compliance in financial promotions and collaborate with marketing and product teams.
- Company: Join a high-growth FinTech redefining trading for over 340,000 global customers.
- Benefits: Enjoy a hybrid work model with 3 days in-office and opportunities for career growth.
- Why this job: Be part of a dynamic team in a respected fintech brand with a focus on innovation.
- Qualifications: 1-2 years in compliance; financial services experience is a bonus but not essential.
- Other info: Ideal for those eager to learn in a fast-paced, collaborative environment.
The predicted salary is between 36000 - 60000 £ per year.
Job Description
Compliance Associate – FTSE250 FinTech / 6 month FTC 🚀
Propel is partnering with a publicly traded, high-growth FinTech that’s redefining the world of trading. With 340,000+ customers using their mobile, web, and desktop platforms globally, they’re building a new kind of investing experience, from stocks and crypto to options and futures.
They’re looking for a motivated Compliance Associate to support their expanding compliance function. If you have 1-2 years experience in compliance or a regulated environment (financial services experience is a bonus, but not essential), and a keen interest in financial markets and regulation, this is an exciting opportunity to grow your career in fintech.
What you’ll be doing:
- Supporting Financial Promotions compliance, working closely with marketing and product teams.
- Assisting in the development and implementation of compliance policies and controls.
- Helping deliver compliance training and monitoring activities.
- Assisting with the review and management of complaints and operational risk events.
- Collaborating with various departments to ensure adherence to Consumer Duty and FCA rules.
What they’re looking for:
- 1-2 years’ compliance experience, ideally in financial services or a regulated industry.
- Basic understanding of trading products and financial regulations is a plus.
- Strong attention to detail and excellent communication skills.
- Proactive and eager to learn in a fast-moving, collaborative environment.
- Interest in fintech, investing, and regulatory compliance.
Location: London-based | Hybrid: 3 days in-office
If you’re looking to build a strong compliance career at a respected fintech brand and contribute to a supportive, fast-paced team, apply today.
Compliance Associate – FTSE250 FinTech / 6 month FTC🚀
Compliance Associate employer: Propel
Contact Detail:
Propel Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Associate
✨Tip Number 1
Familiarise yourself with the latest financial regulations and compliance standards relevant to fintech. This knowledge will not only help you in interviews but also demonstrate your genuine interest in the industry.
✨Tip Number 2
Network with professionals in the compliance and fintech sectors. Attend industry events or join online forums to connect with others who can provide insights and potentially refer you to opportunities at companies like ours.
✨Tip Number 3
Prepare to discuss real-world scenarios where compliance issues arose and how they were handled. This will showcase your problem-solving skills and understanding of compliance in action, which is crucial for a role like this.
✨Tip Number 4
Stay updated on trends in the fintech space, especially regarding consumer duty and FCA rules. Being knowledgeable about current events will help you engage in meaningful conversations during interviews and show your commitment to the field.
We think you need these skills to ace Compliance Associate
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in compliance or regulated environments. Emphasise any specific roles or projects that demonstrate your understanding of financial regulations and trading products.
Craft a Compelling Cover Letter: Write a cover letter that showcases your enthusiasm for the fintech industry and your interest in compliance. Mention how your skills align with the responsibilities outlined in the job description, particularly your attention to detail and communication skills.
Highlight Relevant Experience: In your application, clearly outline any previous compliance roles or experiences, even if they are not directly in financial services. Use specific examples to illustrate your proactive approach and eagerness to learn.
Showcase Your Interest in Fintech: Demonstrate your passion for fintech and regulatory compliance in your application. You could mention any relevant courses, certifications, or personal projects that reflect your commitment to staying informed about industry trends and regulations.
How to prepare for a job interview at Propel
✨Know Your Compliance Basics
Brush up on your understanding of compliance regulations, especially those relevant to financial services. Being able to discuss key regulations and how they apply to the role will show your preparedness and interest in the field.
✨Demonstrate Attention to Detail
As a Compliance Associate, attention to detail is crucial. Prepare examples from your past experience where your meticulous nature helped identify issues or improve processes. This will highlight your suitability for the role.
✨Show Enthusiasm for FinTech
Express your passion for the fintech industry and its innovations. Research the company’s products and recent developments, and be ready to discuss how you can contribute to their mission of redefining trading experiences.
✨Prepare for Scenario-Based Questions
Expect questions that assess your problem-solving skills in compliance scenarios. Think of situations where you had to navigate complex regulations or resolve compliance issues, and be ready to explain your thought process and actions.
