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For Companies At a Glance
- Tasks: Lead the compliance department and drive business growth through process reviews and FCA communication.
- Company: A community-focused firm reactivating operations with a Matched Principle license.
- Benefits: Competitive salary, professional development, and a chance to shape compliance strategies.
- Why this job: Make a real impact in compliance while working on exciting projects in a dynamic environment.
- Qualifications: Understanding of UK compliance rules, AML, and experience with FCA applications.
- Other info: Opportunity for career advancement in a supportive and innovative team.
The predicted salary is between 36000 - 60000 £ per year.
A firm in our community has a Matched Principle license and is reactivating their operations after a recent Change in Control (CiC). They are seeking a compliance officer that can take up both the SMF16 (General Compliance) and SMF17 (AML) role. The role is to take over the compliance department and drive the business forward including reviewing of process and procedure.
Currently, the firm has permissions to deal with Spot FX. Once the compliance individual has been appointed, we want to apply for Variation of Permissions to include CFDs (Indices, Commodities, Equities, etc). The role is to take over the compliance department and drive the business forward including reviewing of process and procedure and to champion the VoP application for CFDs and communication with the FCA.
A suitable specialist will have an understanding of UK compliance rules, specifically for General Compliance and AML, as well as FCA applications for Variation of Permissions. They will demonstrate business-facing, regulator-facing as well as deep compliance process skills.
Junior Compliance Specialist in London employer: Project Brains
Contact Detail:
Project Brains Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Junior Compliance Specialist in London
✨Tip Number 1
Network like a pro! Reach out to people in the compliance field, especially those who work at firms similar to the one you're eyeing. A friendly chat can open doors and give you insider info that could set you apart.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of UK compliance rules and FCA applications. We recommend creating a cheat sheet of key points to discuss, so you can confidently showcase your expertise when it matters most.
✨Tip Number 3
Don’t just apply and wait! Follow up on your applications with a quick email or call. It shows your enthusiasm and keeps you on their radar. Plus, it’s a great way to ask any questions you might have about the role.
✨Tip Number 4
Check out our website for the latest job openings and resources. We’re here to help you land that Junior Compliance Specialist role, so make sure you’re utilising all the tools we offer to boost your chances!
We think you need these skills to ace Junior Compliance Specialist in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Junior Compliance Specialist role. Highlight your understanding of UK compliance rules and any relevant experience you have with AML and FCA applications. We want to see how your skills align with what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how you can drive our business forward. Be specific about your experience with compliance processes and procedures, and don’t forget to mention your enthusiasm for the role.
Showcase Your Skills: In your application, make sure to showcase your deep compliance process skills. Whether it's through examples from previous roles or projects, we want to see how you can contribute to our compliance department and champion the VoP application for CFDs.
Apply Through Our Website: We encourage you to apply through our website for a smoother application process. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates. We can’t wait to hear from you!
How to prepare for a job interview at Project Brains
✨Know Your Compliance Stuff
Make sure you brush up on UK compliance rules, especially around General Compliance and AML. Familiarise yourself with the FCA's processes for Variation of Permissions, as this will show your potential employer that you're ready to hit the ground running.
✨Showcase Your Process Skills
Be prepared to discuss your experience with reviewing processes and procedures. Think of specific examples where you've improved compliance measures or streamlined operations, as this will demonstrate your ability to drive the business forward.
✨Communicate Like a Pro
Since the role involves communication with regulators, practice articulating your thoughts clearly and confidently. You might even want to prepare a few scenarios where you've successfully navigated complex discussions or negotiations in the past.
✨Be Business-Focused
Remember, compliance isn't just about rules; it's about supporting the business. Prepare to discuss how you've aligned compliance initiatives with business goals in previous roles, showing that you understand the bigger picture and can champion compliance effectively.
