At a Glance
- Tasks: Ensure compliance and support for over 3000 mortgage advisors across the UK.
- Company: Join PRIMIS Mortgage Network, the largest in the UK with a vibrant team culture.
- Benefits: Competitive salary, car allowance, and opportunities for professional growth.
- Other info: Flexible working environment with a commitment to diversity and inclusion.
- Why this job: Make a real impact in the mortgage industry while developing your career.
- Qualifications: Must have supervisory experience in the mortgage sector and relevant qualifications.
PRIMIS Mortgage Network are the largest Mortgage Network in the UK and form part of the LSL Property Services plc group. We are recruiting for a home working / field-based AREA COMPLIANCE / SUPERVISION MANAGER to join our 50+ strong Area Supervision team across the UK that support 3000+ regulated advisors appointed representatives throughout our network. The region to be covered is the Guildford, Portsmouth, or Bournemouth geography. This is an excellent opportunity for an existing Mortgage Compliance individual with a proven track record in Mortgage Protection compliance / supervision to join a truly fast paced people business. Candidates will only be considered if they have relevant supervisory experience within the Mortgage Industry.
Duties to include:
- To ensure compliance with both in house and regulators’ compliance procedures for appointed representatives.
- To ensure appropriate standards/procedures are followed by authorised appointed representatives.
- Instruct, coach, and monitor individuals, producing reports and individual training/development plans ensuring all outstanding actions are completed within agreed timescales.
- Identifying areas where Advisors can improve their standards and associated risk ratings.
- Conduct and evaluate assessments of Advisors, as part of an on-going regulatory regime including audit of defined procedures, competence requirements.
- Identify areas of improvement, ensuring an appropriate report or action plan is communicated with responses monitored to ensure deadlines are timely and achievable.
- Facilitate in the delivery of appropriate training, liaising with the PRIMIS training team where necessary.
- Demonstrate a suitable level of industry knowledge and experience to conduct the role.
- Ensuring that appropriate needs are identified and where appropriate facilitate delivery of additional support to ensure needs are being met.
- Supervise individual Advisors in accordance with the approved training and competence scheme.
Salary is between £38,000 and £42,000 per annum DOE negotiable. The salary stated includes the car allowance offered with this role. A full UK driving license is essential. The full CeMAP or equivalent qualification is a requirement of the role and ideally an Equity Release qualification also.
We are an equal opportunity and Disability Confident employer, dedicated to building a diverse and inclusive workplace. We welcome applications from people of all abilities and backgrounds, and we do not discriminate based on disability or individual needs. If you require any reasonable adjustments during the recruitment process, please let us know. LSL Property Services are dedicated to protecting your data – our Recruitment Privacy Notice can be viewed on the LSL Careers website.
Area Compliance Manager in Surrey employer: PRIMIS Mortgage Network
PRIMIS Mortgage Network is an exceptional employer, offering a dynamic work environment that prioritises employee growth and development. With a strong commitment to diversity and inclusion, we provide comprehensive training and support for our team members, ensuring they thrive in their roles while enjoying the flexibility of home working or field-based opportunities across Guildford, Portsmouth, and Bournemouth. Join us to be part of the largest Mortgage Network in the UK, where your contributions are valued and recognised.
StudySmarter Expert Advice🤫
We think this is how you could land Area Compliance Manager in Surrey
✨Tip Number 1
Network like a pro! Reach out to your connections in the mortgage industry and let them know you're on the hunt for an Area Compliance Manager role. You never know who might have the inside scoop on job openings or can put in a good word for you.
✨Tip Number 2
Prepare for interviews by brushing up on your compliance knowledge. Make sure you can discuss the latest regulations and how they impact the mortgage sector. We want you to shine when it comes to demonstrating your expertise!
✨Tip Number 3
Don’t just apply anywhere; focus on companies that align with your values and career goals. Check out our website for opportunities at PRIMIS Mortgage Network, where you can find roles that truly fit your skills and aspirations.
✨Tip Number 4
Follow up after interviews! A quick thank-you email can go a long way in keeping you top of mind. It shows your enthusiasm for the role and gives you another chance to highlight why you’re the perfect fit for the team.
We think you need these skills to ace Area Compliance Manager in Surrey
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Area Compliance Manager role. Highlight your relevant supervisory experience in the mortgage industry and any specific compliance achievements. We want to see how your background aligns with what we’re looking for!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for this role. Share your passion for compliance and supervision, and don’t forget to mention your understanding of the mortgage protection landscape. We love a good story!
Showcase Your Skills:In your application, be sure to showcase your skills in coaching, monitoring, and training. We’re looking for someone who can identify areas for improvement and communicate effectively. Use examples from your past roles to demonstrate these abilities!
Apply Through Our Website:We encourage you to apply through our website for a smooth application process. It’s the best way to ensure your application gets into the right hands. Plus, you’ll find all the details you need about the role and our company there!
How to prepare for a job interview at PRIMIS Mortgage Network
✨Know Your Compliance Stuff
Make sure you brush up on the latest mortgage compliance regulations and procedures. Being able to discuss specific compliance issues and how you've handled them in the past will show that you're not just familiar with the role, but that you’re also proactive about staying informed.
✨Showcase Your Supervisory Skills
Prepare examples of how you've successfully coached and developed advisors in your previous roles. Highlight any training programmes you've implemented or improvements you've driven, as this will demonstrate your ability to lead and enhance team performance.
✨Be Ready for Scenario Questions
Expect to be asked how you would handle specific compliance scenarios. Think through potential challenges you might face in the role and prepare your responses. This shows that you can think critically and act decisively under pressure.
✨Ask Insightful Questions
At the end of the interview, don’t shy away from asking questions about the company culture, team dynamics, or future compliance initiatives. This not only shows your interest in the role but also helps you gauge if the company is the right fit for you.
