At a Glance
- Tasks: Review and approve financial promotions to ensure compliance with FCA and ASA standards.
- Company: Join PRIMIS, the UK's largest Mortgage & Protection Network, part of LSL Property Services.
- Benefits: Hybrid work model, competitive salary, and opportunities for professional growth.
- Other info: Diverse and inclusive workplace welcoming applicants from all backgrounds.
- Why this job: Make a real impact by ensuring clear and fair communication in financial promotions.
- Qualifications: 2 years in Mortgage & Protection sector and CeMAP 123 qualification required.
The predicted salary is between 28000 - 30000 € per year.
PRIMIS Mortgage Network are the largest dedicated Mortgage & Protection Network in the UK with some 3000 advisors and circa 1000 partner AR firms nationally. We are recruiting for a Compliance Consultant to join our Financial Promotions department. The team are an integral part of our large Risk and Compliance function.
The role duties include the following:
- Review, approve and proactively develop Appointed Representative (AR) financial promotion communications in line with FCA and ASA requirements.
- Ensure promotion communications issued by our AR firms are clear, fair, and not misleading.
- Play a prominent role in delivering good customer outcomes.
- Provision of assistance and guidance to advisers so that all financial promotions are compliant ensuring the customer is at the heart of everything we do.
- Ensure relevant policies and procedures are updated as necessary where things change.
- Follow FCA rules and guidelines for financial promotions and adhere to the B2B and B2C approval processes.
- Ensure timely and comprehensive oversight across all elements of financial promotions across all mediums.
- Delivery of effective and efficient AR website & social media licence programmes.
Skills, Qualifications & Experience Required for the role:
- Minimum of 2 years’ experience within the Mortgage & Protection financial services sector.
- CeMAP 123 (or equivalent) qualification is a compulsory requirement for the role.
- Demonstrable knowledge of the UK mortgage and personal protection sector.
- General knowledge of FCA regulation including Consumer Duty requirements.
- Attention to detail.
- Desire to learn and to grow with the role and regulatory requirements.
Salary is between £28,000 and £30,000 per annum DOE.
We are an equal opportunity and Disability Confident employer, dedicated to building a diverse and inclusive workplace. We welcome applications from people of all abilities and backgrounds, and we do not discriminate based on disability or individual needs. If you require any reasonable adjustments during the recruitment process, please let us know.
Compliance Consultant in Shirley employer: PRIMIS Mortgage Network
At PRIMIS Mortgage Network, we pride ourselves on being an exceptional employer, offering a supportive and inclusive work culture that prioritises employee growth and development. With a hybrid working model based in Solihull, our Compliance Consultants benefit from a collaborative environment while enjoying the flexibility of remote work, alongside competitive salaries and comprehensive training opportunities to enhance their expertise in the financial services sector.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Consultant in Shirley
✨Tip Number 1
Network like a pro! Reach out to people in the industry, especially those already working at PRIMIS. A friendly chat can give you insider info and maybe even a referral.
✨Tip Number 2
Prepare for the interview by brushing up on FCA regulations and the latest trends in financial promotions. Show us you’re not just knowledgeable but also passionate about compliance!
✨Tip Number 3
Don’t forget to showcase your attention to detail during interviews. Bring examples of how you’ve ensured compliance in past roles – we love a good story!
✨Tip Number 4
Apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, it shows you’re serious about joining our team.
We think you need these skills to ace Compliance Consultant in Shirley
Some tips for your application 🫡
Tailor Your Application:Make sure to customise your CV and cover letter for the Compliance Consultant role. Highlight your experience in the Mortgage & Protection sector and any relevant qualifications like CeMAP 123. We want to see how you fit into our team!
Showcase Your Attention to Detail:Since this role involves reviewing financial promotions, it’s crucial to demonstrate your attention to detail. Use specific examples from your past work where you ensured compliance and clarity in communications. This will show us you’re the right fit!
Understand FCA Regulations:Brush up on your knowledge of FCA regulations and Consumer Duty requirements. Mentioning your understanding of these in your application will impress us and show that you’re ready to hit the ground running in this role.
Apply Through Our Website:We encourage you to apply through our website for a smoother process. It helps us keep track of applications and ensures you don’t miss out on any important updates. Plus, it’s super easy!
How to prepare for a job interview at PRIMIS Mortgage Network
✨Know Your Regulations
Make sure you brush up on FCA and ASA requirements before the interview. Understanding these regulations will not only show your expertise but also demonstrate your commitment to compliance, which is crucial for the role.
✨Showcase Your Experience
Prepare specific examples from your past roles that highlight your experience in the Mortgage & Protection sector. Discuss how you've ensured compliance in financial promotions and any challenges you've overcome.
✨Ask Insightful Questions
Come prepared with questions about the company's approach to compliance and how they handle changes in regulations. This shows your interest in the role and helps you gauge if the company aligns with your values.
✨Demonstrate Attention to Detail
Since attention to detail is key in this role, be ready to discuss how you ensure accuracy in your work. You might even want to bring a sample of your previous work that reflects your meticulous nature.
