Area Compliance Manager

Area Compliance Manager

Exeter Full-Time 30000 - 35000 £ / year (est.) No home office possible
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At a Glance

  • Tasks: Oversee compliance for mortgage advisors, ensuring standards and training are met.
  • Company: Join PRIMIS, the UK's largest Mortgage Network, part of LSL Property Services.
  • Benefits: Enjoy remote work flexibility and a competitive salary with car allowance.
  • Why this job: Be part of a dynamic team making a real impact in the mortgage industry.
  • Qualifications: Must have supervisory experience in the mortgage sector and relevant qualifications.
  • Other info: We value diversity and welcome applicants from all backgrounds.

The predicted salary is between 30000 - 35000 £ per year.

Area Compliance / Supervision Manager - Home working - SOUTH WEST

PRIMIS Mortgage Network are the largest Mortgage Network in the UK and form part of the LSL Property Services plc group. We are recruiting for a home working / field-based AREA COMPLIANCE / SUPERVISION MANAGER to join our 50 + strong Area Supervision team across the UK that support 3000+ regulated advisors & appointed representatives throughout our network. The region to be covered is the South West with the ideal candidate location being circa Exeter.

This is an excellent opportunity for an existing Mortgage Compliance individual with a proven track record in Mortgage & Protection compliance / supervision to join a truly fast-paced people business. Candidates will only be considered if they have relevant supervisory experience within the Mortgage Industry.

Duties to include:

  • To ensure compliance with both in-house and regulators’ compliance procedures for appointed representatives.
  • To ensure appropriate standards/procedures are followed by authorised appointed representatives.
  • Instruct, coach and monitor individuals, producing reports and individual training/development plans ensuring all outstanding actions are completed within agreed timescales.
  • Identifying areas where Advisors can improve their standards and associated risk ratings.
  • Conduct and evaluate assessments of Advisors, as part of an ongoing regulatory regime including audit of defined procedures, competence requirements.
  • Identify areas of improvement, ensuring an appropriate report or action plan is communicated with responses monitored to ensure deadlines are timely and achievable.
  • Facilitate in the delivery of appropriate training, liaising with the PRIMIS training team where necessary.
  • Demonstrate a suitable level of industry knowledge and experience to conduct the role.
  • Ensuring that appropriate needs are identified and where appropriate facilitate delivery of additional support to ensure needs are being met.
  • Supervise individual Advisors in accordance with the approved training and competence scheme.

Salary is between £36,000 and £40,000 per annum DOE negotiable. The salary stated includes the car allowance offered with this role. A full UK driving license is essential. The full CeMAP or equivalent qualification is a requirement of the role and ideally an Equity Release qualification also.

Apply today for an exciting and challenging career with the largest Mortgage and Protection Network in the UK. Applications in confidence to James McNee of PRIMIS / LSL's internal recruitment function.

We are an equal opportunity and Disability Confident employer, dedicated to building a diverse and inclusive workplace. We welcome applications from people of all abilities and backgrounds, and we do not discriminate based on disability or individual needs. If you require any reasonable adjustments during the recruitment process, please let us know.

LSL Property Services are dedicated to protecting your data - our Recruitment Privacy Notice can be viewed on the LSL Careers website.

Area Compliance Manager employer: PRIMIS Mortgage Network

At PRIMIS Mortgage Network, we pride ourselves on being an exceptional employer, offering a dynamic work culture that fosters collaboration and professional growth. As part of the largest Mortgage Network in the UK, our Area Compliance Managers benefit from flexible home working arrangements, competitive salaries, and comprehensive training opportunities, all while being supported by a dedicated team of over 50 professionals. Located ideally in the South West, with a focus on inclusivity and diversity, we are committed to empowering our employees to thrive in their careers while making a meaningful impact in the mortgage industry.
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Contact Detail:

PRIMIS Mortgage Network Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Area Compliance Manager

✨Tip Number 1

Familiarise yourself with the latest compliance regulations in the mortgage industry. This will not only help you understand the role better but also demonstrate your commitment to staying updated, which is crucial for an Area Compliance Manager.

✨Tip Number 2

Network with professionals in the mortgage compliance field. Attend industry events or join relevant online forums to connect with others who can provide insights and potentially refer you to opportunities within PRIMIS.

✨Tip Number 3

Prepare to discuss specific examples of how you've successfully managed compliance issues in the past. Highlighting your supervisory experience and the impact of your actions will set you apart during interviews.

✨Tip Number 4

Research PRIMIS Mortgage Network thoroughly. Understanding their values, culture, and recent developments will allow you to tailor your approach and show genuine interest in becoming part of their team.

We think you need these skills to ace Area Compliance Manager

Mortgage Compliance Knowledge
Regulatory Knowledge
Supervisory Experience
Coaching and Mentoring Skills
Report Writing
Training Development
Risk Assessment
Analytical Skills
Communication Skills
Attention to Detail
Problem-Solving Skills
Time Management
Interpersonal Skills
Full UK Driving License
CeMAP Qualification

Some tips for your application 🫡

Understand the Role: Before applying, make sure you fully understand the responsibilities of an Area Compliance Manager. Familiarise yourself with compliance procedures in the mortgage industry and how they apply to appointed representatives.

Tailor Your CV: Highlight your relevant supervisory experience within the mortgage industry in your CV. Use specific examples that demonstrate your ability to coach, monitor, and improve compliance standards among advisors.

Craft a Strong Cover Letter: Write a compelling cover letter that outlines your passion for compliance and your track record in the mortgage sector. Mention your qualifications, such as CeMAP or equivalent, and how they relate to the role.

Proofread Your Application: Before submitting, carefully proofread your application materials. Check for any spelling or grammatical errors, and ensure that all information is clear and concise. A polished application reflects your attention to detail.

How to prepare for a job interview at PRIMIS Mortgage Network

✨Showcase Your Compliance Knowledge

Make sure to brush up on the latest compliance regulations in the mortgage industry. Demonstrating your understanding of both in-house and regulatory compliance procedures will show that you're well-prepared for the role.

✨Prepare for Scenario-Based Questions

Expect questions that assess your ability to handle real-life compliance scenarios. Think of examples from your past experience where you successfully coached or supervised advisors, and be ready to discuss the outcomes.

✨Highlight Your Training Experience

Since the role involves facilitating training, be prepared to talk about any previous experience you've had in delivering training or developing training plans. Share specific examples of how you identified needs and tailored your approach.

✨Demonstrate Your People Skills

As an Area Compliance Manager, you'll be working closely with advisors. Be ready to discuss how you build relationships, motivate teams, and manage performance. Highlight your interpersonal skills and how they contribute to a positive compliance culture.

Area Compliance Manager
PRIMIS Mortgage Network
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