At a Glance
- Tasks: Oversee compliance, develop policies, and ensure regulatory adherence in a dynamic banking environment.
- Company: A small international bank with a focus on compliance and integrity.
- Benefits: Competitive salary, professional development, and a supportive team culture.
- Other info: Work in a vibrant London office with opportunities for career advancement.
- Why this job: Join a vital role in safeguarding the bank's operations and making a real difference.
- Qualifications: Extensive compliance experience in banking and strong communication skills required.
The predicted salary is between 60000 - 75000 £ per year.
A small international Bank is seeking an experienced individual to be the Compliance Officer & MLRO (SMF16 & 17). Your duties will be:
- Compliance Oversight: maintaining the Compliance Monitoring Programme, reporting and investigations, training staff etc.
- Internal controls: monitoring daily operations of the London branch to ensure compliance with statutory requirements.
- Developing policies/procedures.
- Liaising with all regulatory bodies.
- Money Laundering Reporting.
Your experience must include:
- Extensive relevant compliance experience gained within banking and MLRO support.
- Strong understanding of all regulatory requirements FCA/PRA.
- Excellent communication skills to liaise at all levels.
This role will be working 5 days a week in the London office.
Compliance/MLRO in City of London employer: Prime Personnel
As a small international bank, we pride ourselves on fostering a collaborative and inclusive work culture that values each employee's contributions. Our London office offers a dynamic environment where compliance professionals can thrive, with ample opportunities for personal and professional growth, competitive benefits, and the chance to make a meaningful impact in the banking sector. Join us to be part of a dedicated team committed to upholding the highest standards of compliance and integrity.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance/MLRO in City of London
✨Tip Number 1
Network like a pro! Reach out to your connections in the banking sector, especially those who have experience in compliance. A friendly chat can lead to insider info about job openings or even a referral.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of FCA and PRA regulations. We want you to be able to discuss how you've navigated compliance challenges in the past, so think of specific examples that showcase your expertise.
✨Tip Number 3
Don’t underestimate the power of follow-ups! After an interview, drop a quick thank-you email to express your appreciation. It keeps you fresh in their minds and shows your enthusiasm for the role.
✨Tip Number 4
Apply through our website! We’ve got loads of resources to help you land that Compliance Officer & MLRO role. Plus, it’s a great way to ensure your application gets seen by the right people.
We think you need these skills to ace Compliance/MLRO in City of London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV highlights your extensive compliance experience and understanding of regulatory requirements. We want to see how your skills align with the Compliance Officer & MLRO role, so don’t hold back on showcasing your relevant achievements!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for our team. Mention specific experiences that relate to compliance oversight and internal controls, and show us your passion for the banking sector.
Be Clear and Concise:When filling out your application, keep your language clear and to the point. We appreciate straightforward communication, especially since this role involves liaising with regulatory bodies. Avoid jargon unless it’s necessary!
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it gives you a chance to explore more about our company culture!
How to prepare for a job interview at Prime Personnel
✨Know Your Compliance Stuff
Make sure you brush up on the latest FCA and PRA regulations. Being able to discuss specific compliance frameworks and how they apply to the role will show that you're not just familiar with the basics, but that you’re genuinely engaged with the field.
✨Showcase Your Investigative Skills
Prepare examples of past investigations you've conducted or compliance issues you've resolved. This will demonstrate your hands-on experience and ability to handle real-world challenges in compliance oversight.
✨Communicate Clearly
Since excellent communication skills are a must, practice articulating complex compliance concepts in simple terms. You might be asked to explain how you would train staff on compliance matters, so think about how you can make it relatable and easy to understand.
✨Understand the Bank's Culture
Research the bank’s values and culture before the interview. Tailoring your responses to align with their ethos will help you stand out as a candidate who not only fits the role but also the organisation itself.
