At a Glance
- Tasks: Lead compliance, oversee AML frameworks, and ensure GDPR adherence.
- Company: A small European Bank with a focus on compliance and regulatory excellence.
- Benefits: Competitive salary, hybrid working model after 6 months, and professional development opportunities.
- Other info: Dynamic role with opportunities for career advancement and team development.
- Why this job: Make a significant impact in compliance and data protection within the banking sector.
- Qualifications: Extensive compliance experience in international banking and strong knowledge of regulatory requirements.
The predicted salary is between 80000 - 100000 £ per year.
A small European Bank is seeking a dynamic and experienced individual to manage the compliance function, act as MLRO and Data Protection Officer. Your responsibilities will cover:
- Maintaining the Compliance Framework and Compliance Monitoring Programme
- Providing independent compliance and regulatory advice to management and business teams
- Providing compliance oversight for Treasury activities including wholesale banking, market conduct, and regulatory requirements
- As MLRO oversee AML, financial crime frameworks, risk assessments, training, reporting and regulatory obligations
- As DPO support compliance with GDPR requirements
- Monitoring regulatory developments and support the implementation of any regulatory change initiatives affecting the London office
- Supporting and developing the Compliance team
Your experience must include:
- Extensive compliance experience gained within international banking including regulatory risk and financial crime as an SMF 16 and ideally SMF 17
- Strong knowledge of FCA and PRA regulatory requirements, AML & Financial Crime regulations, UK GDPR and Data Protection Requirements, SMCR and MIFID II, Market Abuse Regulation and EMIR
- Good understanding of corporate and wholesale banking activities
- Excellent communication skills to liaise at all levels and with regulators etc
- Strong analytical, judgement and problem-solving abilities
This role will be working 5 days a week in the London office for the first 6 months and will then convert to hybrid – working 3 days a week in the office and 2 days remotely.
Head of Compliance, MLRO & Data Protection Officer employer: Prime Personnel UK
Join a prestigious international bank that values innovation and excellence in the financial sector. With a strong emphasis on employee development, you will have access to comprehensive training programs and career advancement opportunities, all within a collaborative and dynamic work culture. Located in a vibrant city, this role offers not only competitive benefits but also the chance to work on impactful projects that shape the future of finance.
