At a Glance
- Tasks: Ensure compliance and oversee operations in a dynamic banking environment.
- Company: A small international bank with a focus on compliance and integrity.
- Benefits: Competitive salary, professional development, and a supportive team culture.
- Other info: Work in a vibrant London office with opportunities for growth.
- Why this job: Join a vital role in safeguarding the bank's operations and making a real difference.
- Qualifications: Extensive compliance experience in banking and strong regulatory knowledge required.
A small international Bank is seeking an experienced individual to be the Compliance Officer & MLRO (SMF16 & 17). Your duties will be:
- Compliance Oversight – maintaining the Compliance Monitoring Programme, reporting and investigations, training staff etc.
- Internal controls – monitoring daily operations of the London branch to ensure compliance with statutory requirements.
- Developing policies/procedures
- Liaising with all regulatory bodies
- Money Laundering Reporting
Your experience must include:
- Extensive relevant compliance experience gained within banking and MLRO support.
- Strong understanding of all regulatory requirements FCA/PRA.
- Excellent communication skills to liaise at all levels.
This role will be working 5 days a week in the London office.
Compliance/MLRO in City of London employer: Prime Personnel UK
Join a small international bank that values compliance and integrity, offering a collaborative work culture where your expertise as a Compliance Officer & MLRO will be recognised and rewarded. With a focus on employee growth, you will have opportunities to develop policies and procedures while liaising with regulatory bodies in a dynamic London environment. Enjoy the benefits of working in a supportive team that prioritises professional development and compliance excellence.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance/MLRO in City of London
✨Tip Number 1
Network like a pro! Reach out to your connections in the banking and compliance sectors. Attend industry events or webinars to meet potential employers and get your name out there.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of FCA/PRA regulations. Be ready to discuss how your experience aligns with the Compliance Officer & MLRO role, showcasing your expertise in compliance oversight.
✨Tip Number 3
Don’t underestimate the power of follow-ups! After an interview, send a quick thank-you email to express your appreciation and reiterate your interest in the position. It keeps you fresh in their minds!
✨Tip Number 4
Apply through our website for the best chance at landing that Compliance Officer & MLRO role. We’re always looking for talented individuals who can help us maintain our high standards in compliance!
We think you need these skills to ace Compliance/MLRO in City of London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV highlights your extensive compliance experience and understanding of FCA/PRA regulations. We want to see how your background aligns with the Compliance Officer & MLRO role, so don’t hold back on showcasing relevant achievements!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for this role. Mention specific experiences that demonstrate your skills in compliance oversight and internal controls, and let us know why you’re excited about joining our team.
Show Off Your Communication Skills:Since excellent communication is key for this role, make sure your application reflects that. Use clear and concise language, and don’t forget to proofread for any typos or errors. We want to see your ability to communicate effectively right from the start!
Apply Through Our Website:We encourage you to apply directly through our website. It’s the easiest way for us to receive your application and ensures you’re considered for the role. Plus, it shows us you’re keen to be part of our team!
How to prepare for a job interview at Prime Personnel UK
✨Know Your Compliance Stuff
Make sure you brush up on your knowledge of FCA and PRA regulations. Be ready to discuss how you've applied these in your previous roles, especially in compliance oversight and internal controls.
✨Showcase Your Communication Skills
Since you'll be liaising with regulatory bodies, practice articulating complex compliance concepts clearly. Think of examples where your communication made a difference in your past roles.
✨Prepare for Scenario Questions
Expect questions about how you'd handle specific compliance challenges or investigations. Prepare some real-life examples that demonstrate your problem-solving skills and adherence to compliance protocols.
✨Demonstrate Your Training Experience
Highlight any experience you have in training staff on compliance matters. Be ready to discuss how you’ve developed training materials or conducted sessions to ensure everyone is up to speed with compliance requirements.
