Independence, Risk and Compliance Manager in London

Independence, Risk and Compliance Manager in London

London Full-Time 44100 - 53900 £ / year (est.) Home office (partial)
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At a Glance

  • Tasks: Advise on risk, compliance, and independence while managing and coaching junior team members.
  • Company: Join PwC's Independence, Conflicts and Ethics team in a collaborative environment.
  • Benefits: Flexible working, private medical cover, and six volunteering days a year.
  • Other info: Comprehensive training and development opportunities to support your career growth.
  • Why this job: Make a real impact by protecting the firm's reputation and supporting ethical behaviour.
  • Qualifications: Experience in risk management or compliance; strong communication and project management skills.

The predicted salary is between 44100 - 53900 £ per year.

The Independence, Conflicts and Ethics team is a key part of One Firm Risk Management, helping to ensure PwC meets its regulatory, ethical, and operational responsibilities. Independence is more than a policy requirement; it underpins objectivity, maintains public trust, and supports the delivery of services to the highest professional standards.

The team provides policy guidance and operational support while monitoring compliance with internal policies and external regulations relating to independence, business conduct, and ethics. We are looking for a capable and pragmatic Manager to advise Partners and staff on a wide range of complex independence, conflicts, and ethics matters. You will interpret regulations, apply them to real business situations, and contribute to the delivery of strategic projects and initiatives.

Working within a geographically dispersed team, including offshore support centres, you will collaborate regularly with colleagues across locations, supported by quarterly team meetings in London. The team offers a collaborative and supportive environment that values professionalism, teamwork, and continuous development.

As a trusted advisor, you will play an important role in protecting the firm's reputation and regulatory standing by delivering practical, solutions-focused guidance. You will also support and develop colleagues, helping to resolve challenging issues while building valuable risk management and stakeholder engagement skills. Comprehensive training and ongoing development opportunities will be provided to support your success.

What your days will look like:

  • Offering advice and guidance on risk, compliance, and independence queries, interpreting both firm policies and external regulations within the relevant context.
  • Manage and coach junior team members, assisting them in developing both technical capabilities and soft skills.
  • Oversee and enhance key compliance and independence processes to ensure their ongoing operational effectiveness.
  • Support the business during audit tenders, client onboarding, and non-audit service assessments, making sure all relevant rules are adhered to.
  • Lead or contribute to ad hoc projects, which may include regulatory reporting, investigations into breaches, and improvements to processes.
  • Engage with stakeholders at every level, including partners, engagement teams, and contacts across the global network.
  • Monitor adherence to policies and procedures, reporting on compliance, and proactively identifying and mitigating risks.
  • Develop and standardise processes and controls and help implement new regulatory requirements.
  • Foster a culture of ethical behaviour and continuous improvement throughout the team and the wider business.

This role is for you if:

  • You are analytical, organised, and have proven project management skills, with a keen attention to detail.
  • You have excellent written and verbal communication abilities, with the capacity to convey complex information clearly and confidently.
  • You have a proven ability to build relationships and influence stakeholders at all levels.
  • You have relevant experience in risk management, compliance, or a related discipline; experience in independence, conflicts, or ethics is advantageous but not essential.
  • You have an eagerness to learn new technical areas and adapt to changes in regulation.
  • You are proficient in coaching and people management skills.
  • You have commercial awareness and an empathetic approach to client-facing colleagues.
  • You have the capacity to work under pressure, manage competing priorities, and deliver challenging messages when necessary.
  • You are a conscientious and ambitious team player, demonstrating initiative and strong self-management skills.

What you’ll receive from us:

No matter where you may be in your career or personal life, our benefits are designed to add value and support, recognising and rewarding you fairly for your contributions. We offer a range of benefits including empowered flexibility and a working week split between office, home and client site; private medical cover and 24/7 access to a qualified virtual GP; six volunteering days a year and much more.

Independence, Risk and Compliance Manager in London employer: PricewaterhouseCoopers

As a Senior Associate in our Client Assets (CASS) specialist audit team, you will thrive in a dynamic and supportive work environment that prioritises employee growth and development. Our Leeds, Birmingham, and London offices foster a collaborative culture where you can enhance your skills while working on complex audits for prestigious Banking & Capital Markets clients. With a strong commitment to professional development and a focus on work-life balance, we offer an excellent platform for meaningful and rewarding employment.

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Contact Details:

PricewaterhouseCoopers Recruitment Team

StudySmarter Expert Advice🤫

We think this is how you could land Independence, Risk and Compliance Manager in London

Join Compliance Communities

Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!

Attend Industry Conferences

Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.

Leverage Your University Career Services

If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.

Showcase Your Knowledge Online

Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like PricewaterhouseCoopers looking for candidates who are engaged and informed.

We think you need these skills to ace Independence, Risk and Compliance Manager in London

Analytical Skills
Project Management
Attention to Detail
Communication Skills
Stakeholder Engagement
Risk Management
Compliance Oversight

Some tips for your application 🫡

Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!

Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.

Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!

Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at PricewaterhouseCoopers. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!

How to prepare for a job interview at PricewaterhouseCoopers

Master the Regulations

Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!

Show Your Analytical Skills

Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!

Know Your Tools

Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!

Align with Company Culture

Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with PricewaterhouseCoopers’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!