IFA Advice Quality Control

IFA Advice Quality Control

Full-Time 50000 - 50000 £ / year (est.) Home office possible
Premier Jobs UK

At a Glance

  • Tasks: Review regulated financial advice and ensure it meets quality standards.
  • Company: Join a well-established financial planning group focused on advice quality.
  • Benefits: Enjoy a £50,000 salary, remote work, and comprehensive health benefits.
  • Other info: Flexible remote working with opportunities for professional development.
  • Why this job: Make a real impact on advice quality without being client-facing.
  • Qualifications: Experience in reviewing financial advice and strong knowledge of FCA standards.

The predicted salary is between 50000 - 50000 £ per year.

This job is an excellent opportunity if you enjoy reviewing regulated advice, safeguarding standards, and influencing outcomes without being in a front facing role. If you are looking for a position that combines technical depth, autonomy, and long term stability within a remote working environment, this role is well worth exploring.

In this role, you will be responsible for independently reviewing suitability reports and supporting documentation produced by Financial Planners and Paraplanners. Your focus will be on ensuring advice meets FCA requirements and internal quality standards, while providing clear, constructive feedback that supports continuous improvement.

This position is not field based and does not require constant on site presence. A dedicated Performance and Excellence team manages training and implementation activity, allowing you to remain focused on advice checking, quality assurance, and identifying trends or risks across advice activity. Some travel will be required for periodic catch ups, but this is not extensive and all expenses are fully covered.

This role would suit someone who is technically strong, comfortable challenging advice where required, and able to communicate proportionately and professionally. Whilst this is a controls focused role, personality still matters, and you will be encouraged to build positive working relationships across the business.

This job offers exposure to complex advice cases, long term security, and the opportunity to influence advice quality at a group level without moving into pure compliance.

Requirements
  • Essential
  • Experience reviewing regulated financial advice and suitability reports
  • Background in advice checking, quality assurance, paraplanning, or a technical advice controls role
  • Strong working knowledge of FCA advice standards
  • Desirable
    • Exposure to complex advice areas such as estate planning or specialist investments
    • Experience using advice or case management systems and Microsoft Office

    You will be joining a well established financial planning group that places strong emphasis on advice quality, governance, collaboration, and delivering positive client outcomes.

    Benefits
    • Salary of £50,000
    • Yearly bonus based on company and personal performance
    • Fully remote working arrangement
    • Some travel required with expenses covered
    • Private medical insurance
    • Medicash health cash plan
    • Pension plan
    • Group income protection
    • Group life assurance
    • 28 days holiday rising to 30 days after 2 years service
    • Ongoing CPD and regulatory training support

    This role is UK based and remote, with flexibility on location. Some travel is required for occasional catch ups but this is not extensive. If you are interested in this job and want to make a genuine impact on advice standards, apply now to learn more.

    IFA Advice Quality Control employer: Premier Jobs UK

    Join a well-established financial planning group that prioritises advice quality and governance, offering a supportive remote working environment. With a competitive salary, comprehensive benefits including private medical insurance and ongoing training support, this role provides excellent opportunities for professional growth while allowing you to influence advice standards from the comfort of your home. Enjoy the flexibility of remote work with occasional travel covered, making it an ideal position for those seeking stability and meaningful impact in their career.
    Premier Jobs UK

    Contact Detail:

    Premier Jobs UK Recruiting Team

    StudySmarter Expert Advice 🤫

    We think this is how you could land IFA Advice Quality Control

    ✨Tip Number 1

    Network like a pro! Reach out to your connections in the financial planning world and let them know you're on the lookout for IFA Advice Quality Control roles. You never know who might have the inside scoop on an opportunity that’s not even advertised yet.

    ✨Tip Number 2

    Prepare for those interviews by brushing up on FCA standards and recent changes in the industry. We want you to feel confident discussing how you can ensure advice quality and compliance, so practice articulating your thoughts clearly and professionally.

    ✨Tip Number 3

    Don’t underestimate the power of follow-ups! After an interview, shoot a quick thank-you email to express your appreciation. It shows your enthusiasm for the role and keeps you fresh in their minds as they make their decision.

    ✨Tip Number 4

    Apply through our website! We’ve got a streamlined process that makes it easy for you to submit your application. Plus, it gives us a chance to see your passion for the IFA Advice Quality Control role right from the start.

    We think you need these skills to ace IFA Advice Quality Control

    Reviewing Regulated Financial Advice
    Suitability Reports Analysis
    FCA Advice Standards Knowledge
    Quality Assurance
    Technical Advice Controls
    Communication Skills
    Constructive Feedback
    Attention to Detail
    Problem-Solving Skills
    Experience with Case Management Systems
    Microsoft Office Proficiency
    Building Positive Working Relationships
    Adaptability
    Understanding of Complex Advice Areas

    Some tips for your application 🫡

    Tailor Your Application: Make sure to customise your CV and cover letter to highlight your experience in reviewing regulated financial advice. We want to see how your background aligns with the IFA Advice Quality Control role, so don’t hold back on showcasing your relevant skills!

    Showcase Your Technical Knowledge: Since this role requires a strong understanding of FCA advice standards, be sure to mention any specific experiences or qualifications that demonstrate your technical depth. We love seeing candidates who can confidently challenge advice and ensure quality!

    Keep It Professional Yet Personable: While we’re all about quality control, personality matters too! Make sure your application reflects your ability to build positive working relationships. A friendly tone can go a long way in showing us you’re a great fit for our team.

    Apply Through Our Website: We encourage you to apply directly through our website for the best chance of success. It’s the easiest way for us to receive your application and ensures you’re considered for this exciting opportunity in IFA Advice Quality Control!

    How to prepare for a job interview at Premier Jobs UK

    ✨Know Your FCA Standards

    Make sure you brush up on the FCA advice standards before your interview. Being able to discuss these confidently will show that you understand the regulatory landscape and can effectively review suitability reports.

    ✨Prepare for Technical Questions

    Expect questions that dive deep into your experience with regulated financial advice and quality assurance. Be ready to share specific examples of how you've challenged advice or ensured compliance in previous roles.

    ✨Showcase Your Communication Skills

    Since this role involves providing constructive feedback, practice articulating your thoughts clearly and professionally. Think of scenarios where you’ve successfully communicated complex information to non-technical stakeholders.

    ✨Emphasise Relationship Building

    This position values personality and collaboration. Prepare to discuss how you've built positive working relationships in past roles, especially in a remote setting, and how you plan to maintain those connections in this new role.

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