At a Glance
- Tasks: Shape compliance strategy and oversee regulatory obligations in a flexible role.
- Company: Ambitious, tech-forward independent financial planning firm.
- Benefits: One day per week commitment with potential for growth and genuine work-life balance.
- Other info: Collaborative environment with strategic oversight and support from outsourced compliance.
- Why this job: Join a dynamic team and influence compliance with innovative AI-driven processes.
- Qualifications: Experience as SMF16 and SMF17 in independent financial planning.
The predicted salary is between 49500 - 60500 £ per year.
Are you a forward-thinking compliance professional seeking a flexible Compliance Director - SMF16/17 job with an ambitious, tech-forward independent financial planning firm?
This is your opportunity to shape compliance strategy whilst maintaining genuine work-life balance.
Our client, a rapidly growing IFA firm.
They're now seeking a Compliance Director - SMF16/17 to provide expert oversight on a part-time, fractional basis approximately one day per week.
Why This Compliance Director - SMF16/17 Role Stands Out
- True flexibility - One day per week commitment with scope to grow as the business scales
- Technology-led approach - Work with AI-driven processes, streamlined suitability reporting
- Strategic influence - Join quarterly leadership events and genuinely shape the compliance framework
- Independence matters - Support a firm that champions advisor autonomy with a wide CIP across major platforms
- Collaborative model - Work alongside outsourced compliance support for operational tasks, whilst you focus on strategic oversight
As Compliance Director - SMF16/17, you'll oversee regulatory obligations, support advisor onboarding processes, and ensure robust frameworks across a geographically dispersed team serving UK and international clients within FCA guidelines.
Compliance Director - SMF16/17 Requirements
- Essential: SMF16 and SMF17 experience within independent financial planning &bu...
Compliance Director - SMF16/17 in Bexleyheath employer: Premier Jobs UK
Join a dynamic and supportive team as a Paraplanner, where your expertise will be valued and your contributions recognised. Our company fosters a collaborative work culture that prioritises employee growth through continuous training and development opportunities, all while offering a competitive salary and benefits package. Located in a vibrant area, we provide a stimulating environment that encourages innovation and professional advancement.
