At a Glance
- Tasks: Join the Compliance team to oversee registrations and mitigate compliance risks.
- Company: Pontoon is a leading employment consultancy focused on inclusivity and workplace improvement.
- Benefits: Enjoy hybrid work, competitive salary, bonuses, medical insurance, and career development opportunities.
- Why this job: Be part of a diverse team in a respected financial institution making a real impact.
- Qualifications: Ideal candidates have a background in finance, strong communication skills, and attention to detail.
- Other info: This is a maternity cover role until September 2025, with training required in-office initially.
The predicted salary is between 36000 - 60000 £ per year.
Compliance Administrator London Contract to 5th September 2025 – maternity cover Salary: Competitive Pontoon is an employment consultancy, we put expertise, energy, and enthusiasm into improving everyone’s chance of being part of the workplace. We respect and appreciate people of all ethnicities, generations, religious beliefs, sexual orientations, gender identifies, and more. We do this by showcasing their talents, skills, and unique experience in an inclusive environment that helps them thrive. My client is on the world’s leading financial institutions united in their purpose to help make financial lives better through the power of every connection. They are dedicated to helping teammates be their best at work and at home. It starts with having a diverse, inclusive workplace where employees are valued for their individual strengths and perspectives. They firmly believe all employees should be treated with respect, live free of discrimination and be able to bring their whole selves to work. This is core to who they are as a company and how they drive responsible growth. They are seeking a Compliance Administrator in London on a maternity cover contract to 5th September 2025. This role is hybrid working with 3 days in the office, 2 days working from home, however you will need to be fully office based at the start whilst undergoing training. You will be working Monday to Friday, 9am to 5pm. About the Role: They are looking for a dedicated professional to join the Compliance and Operational Risk team in London, as part of the Registrations and Licensing department (R&L). You will be part of a team responsible for Associate registrations across the UK, Ireland and France regimes. In this role you will contribute to the independent oversight of Front Line Unit (FLU) and Control Function (CF) performance in alignment with the Compliance Risk Management Program. As an individual contributor the Compliance and Operational Risk Analyst promotes a culture of compliance and the identification, escalation and timely mitigation of compliance risks. You will get exposure to a wide range of Associates across Global Markets and Global Banking as well as support functions such as Human Resources Main Responsibilities: * · Assisting the team with Operational aspects of registrations work, ensuring the appropriate due diligence has been conducted prior to certification. * · Assisting with weekly rota tasks such as terminations, monitoring and reporting. * · Promote a culture of compliance and the identification, escalation and timely mitigation of compliance and operational risks. Core Skills * · A background in a similar role ideally within the financial sector. * · Solid written and verbal communication skills including the ability to communicate and work with all levels within the organization and with external regulators (e.g. senior manager applications). * · Ability to multitask; completing a high volume of transactions within specific deadlines. * · Ability to appropriately handle sensitive and confidential material. * · Excellent analytical skills – analyse documents for accuracy and risk; mitigate and/or call out where appropriate. * · Independent – can accurately perform functions with little direction. * · Computing skills for windows applications. * · Keen problem solver who can handle multiple projects. * · Follow-up initiative to resolve items. * · Excellent attention to detail. * · Excellent teamwork and interpersonal skills. * · Possess a positive, cooperative and professional attitude. * · Some knowledge the UK Certification Regime or the Irish Fitness and Probity regime is desirable. Please apply with an up-to-date CV which must show evidence of the above to be considered. Please be advised if you haven’t heard from us within 48 hours then unfortunately your application has not been successful on this occasion, we may however keep your details on file for any suitable future vacancies and contact you. You will be an integral part of Ajilon (Adecco), a FTSE500 Global organisation with over 52 clients and sole supplier to the biggest organisations in the country and the world. You will be employed by ourselves as an Ajilon Consultant working onsite with our client where you will receive a regular salary, annual bonus payment, pension contributions, holiday and sick pay, plus a number of additional benefits such as medical insurance, income protection, critical illness and life insurance, access to our discounted benefits website and library of online training materials and future career and certification opportunities. This great opportunity is being offered on a PAYE basis which means a LTD/Umbrella company cannot be used
Compliance Administrator employer: Pontoon
Contact Detail:
Pontoon Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Administrator
✨Tip Number 1
Familiarize yourself with the UK Certification Regime and the Irish Fitness and Probity regime. Understanding these frameworks will not only enhance your knowledge but also demonstrate your commitment to compliance, making you a more attractive candidate.
✨Tip Number 2
Network with professionals in the financial sector, especially those working in compliance roles. Engaging with industry peers can provide valuable insights and potentially lead to referrals that could help you land the job.
✨Tip Number 3
Showcase your analytical skills by preparing examples of how you've successfully identified and mitigated compliance risks in previous roles. Being able to discuss specific instances will highlight your problem-solving abilities during interviews.
✨Tip Number 4
Demonstrate your ability to multitask by discussing experiences where you managed multiple projects or deadlines simultaneously. This will illustrate your capability to handle the high volume of transactions expected in this role.
We think you need these skills to ace Compliance Administrator
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in compliance and operational risk, particularly within the financial sector. Use specific examples that demonstrate your skills in communication, multitasking, and attention to detail.
Craft a Strong Cover Letter: Write a cover letter that reflects your understanding of the role and the company’s commitment to diversity and inclusion. Emphasize your ability to promote a culture of compliance and your experience with sensitive information.
Highlight Relevant Skills: In your application, clearly outline your analytical skills and experience with the UK Certification Regime or Irish Fitness and Probity regime if applicable. Mention your computing skills and ability to handle multiple projects effectively.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any errors. Ensure that your documents are well-structured and free of typos, as attention to detail is crucial for this role.
How to prepare for a job interview at Pontoon
✨Understand the Compliance Landscape
Familiarize yourself with the UK Certification Regime and the Irish Fitness and Probity regime. Being knowledgeable about these frameworks will demonstrate your commitment to compliance and your ability to navigate regulatory environments.
✨Showcase Your Communication Skills
Prepare to discuss how you effectively communicate with various stakeholders, including senior management and external regulators. Provide examples of past experiences where your communication skills made a difference in compliance-related situations.
✨Highlight Your Analytical Abilities
Be ready to discuss specific instances where you've analyzed documents for accuracy and risk. Emphasize your attention to detail and how it has helped mitigate compliance risks in previous roles.
✨Demonstrate Teamwork and Initiative
Share examples of how you've worked collaboratively within a team to achieve compliance goals. Also, highlight situations where you've taken the initiative to resolve issues or improve processes, showcasing your proactive approach.