At a Glance
- Tasks: Support client asset control environment and enhance oversight processes.
- Company: Join a leading global custodian bank prioritising innovation and collaboration.
- Benefits: Competitive daily rate, hybrid working, and inclusive workplace culture.
- Other info: Dynamic role with opportunities for professional growth and development.
- Why this job: Make a real impact in financial services while developing your skills.
- Qualifications: Experience in Client Assets, CASS, and strong analytical skills required.
The predicted salary is between 40500 - 49500 £ per year.
- Client Asset Oversight Specialist
- London
- 12 months contract
- £500 per day via Umbrella Company
Pontoon is an employment consultancy.
We put expertise, energy, and enthusiasm into improving everyone's chance of being part of the workplace.
We respect and appreciate people of all ethnicities, generations, religious beliefs, sexual orientations, gender identities, and more.
We do this by showcasing their talents, skills, and unique experience in an inclusive environment that helps them.
My client is one of the world's largest custodian bank and securities services company.
Businesses, communities and global economies rely on them because they prioritize client experience, collaboration, innovation and resilience.
As the "bank of banks," their unique perspective, informed by one of the largest datasets in the world, powers the financial industry.
They understand the best way to succeed at anything is to Consider Everything.
Guided by values and behaviours focused on excellence, integrity, diversity and leadership, their global team brings unique perspectives, experiences and skills to pioneer a new generation of financial services.
Role Summary
The Client Asset Oversight Specialist will support a programme of work focused on strengthening the client asset control environment.
The role will contribute to control reviews, thematic deep dives, quality assurance activities, and the enhancement of oversight processes across the Operations function.
This opportunity is suited to an individual with experience in Client Assets, CASS, controls, governance, and oversight within a regulated financial services environment.
You will work closely with Operations, Risk, Compliance, Legal and other stakeholders to identify control weaknesses, support remediation activities, and drive continuous improvement.
Based out of the London office you will be hybrid working being in the office 4 days a week, 1 day working from home, standard office hours with the occasional out of office requirement in line with business needs.
Key Responsibilities
- Support the delivery of actions arising from client asset and CASS reviews.
- Conduct deep dives into client asset processes, controls, incidents and risk themes.
- Review activities relating to client money and custody assets, including reconciliations, segregation, record keeping and exception management.
- Enhance the quality assurance framework and support improvements to control testing and reporting.
- Identify control gaps, breaches, exceptions and emerging risks.
- Support investigations, root cause analysis and remediation of client asset incidents.
- Track remediation actions through to completion.
- Maintain governance documentation, oversight records and reporting.
- Support internal audits, external audits and regulatory reviews.
- Liaise with Operations, Risk, Compliance and Legal teams to resolve client asset matters.
- Contribute to control framework improvements and automation initiatives.
- Required Skills & Experience
- Experience in Client Assets, CASS, Client Money, Custody Operations, Asset Servicing, or a related controls function.
- Strong understanding of client asset regulatory and control requirements.
- Experience conducting control reviews, assurance activities, thematic assessments, breach management and remediation tracking.
- Ability to identify control weaknesses, assess risk and support corrective actions.
- Experience within a regulated financial services environment.
- Strong analytical, communication and stakeholder management skills.
- Preferred Experience
- Banking, custody, asset servicing or financial markets experience.
- Knowledge of CASS and client asset regulatory frameworks.
- Experience supporting audits, regulatory reviews or large-scale remediation programmes.
- Exposure to process improvement, automation or control enhancement initiatives.
We use generative AI tools to support our candidate screening process.
This helps us ensure a fair, consistent, and efficient experience for all applicants.
Rest assured, all final decisions are made by our hiring team, and your application will be reviewed with care and attention
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Client Asset Oversight Specialist in City of London employer: Pontoon
Join a forward-thinking organisation in Warwick that values innovation and collaboration, offering a hybrid work model that promotes work-life balance. As a Strategic Comms & Engagement Lead, you'll thrive in a supportive environment that prioritises employee growth through continuous learning opportunities and a culture of open communication. With a commitment to enhancing the visibility of Asset Management, you'll be part of a dynamic team that encourages creativity and strategic thinking, making it an excellent place for those seeking meaningful and rewarding employment.
StudySmarter Expert Advice🤫
We think this is how you could land Client Asset Oversight Specialist in City of London
✨Join Financial Networking Events
Jump into local finance meetups and conferences — they’re a goldmine for temporary roles in banking and financial services. You can chat with industry professionals and even get leads on upcoming opportunities that might not be posted online yet.
✨Utilise Temp Agencies Specialised in Finance
Reach out to temp agencies that focus on the banking sector. They often have strong ties with various firms and can help you secure short-term gigs that can help beef up your CV and get your foot in the door at firms like Pontoon.
✨Connect with Alumni from Your Uni
Don't underestimate the power of your university’s alumni network. Many former students are working in banking and can help you find temporary roles or even offer mentorship. Reach out directly or attend alumni events to broaden your circle.
✨Stay Active on Job Boards and Company Websites
Keep your eyes peeled on job boards specifically for finance roles. Companies like Pontoon might post temporary positions directly on their sites, so make sure to apply there too. Set alerts to catch those roles the moment they go live!
We think you need these skills to ace Client Asset Oversight Specialist in City of London
Some tips for your application 🫡
Show Off Your Academic Achievements:In banking and financial services, your academic record can really make you stand out. List relevant grades, certifications, or coursework on your CV, especially if you've taken finance-related modules. This is particularly important for a temporary role where qualifications can help you shine even brighter!
Highlight Relevant Experience:If you’ve done any internships, part-time roles, or even coursework that aligns with banking or finance, make sure you include those! Showcase specific tasks where you used quantitative skills or analytical thinking, as this is what the hiring managers at Pontoon will be keen to see in your application.
Tailor Your Cover Letter Purposefully:When writing your cover letter, focus on why you’re interested in a temporary position at Pontoon. Let them know how you can quickly adapt to the team's needs and how eager you are to learn the ropes of the banking sector during this short stint. Your motivation and enthusiasm could really set you apart!
Be Prepared with References:For temporary roles, references can play a crucial role in your application. Make sure you’ve got a couple of references lined up who can vouch for your skills and work ethic. This helps to give Pontoon confidence in your short-term commitment to the role.
How to prepare for a job interview at Pontoon
✨Brush Up on Financial Regulations
Since this is a role in banking and financial services, be ready to discuss key regulations like MiFID, Basel III, or GDPR. These are hot topics, and your awareness of how they impact daily operations can give you a significant edge during your interview with Pontoon.
✨Showcase Your Analytical Skills
Prepare for interview questions that assess your analytical abilities. You might need to tackle hypothetical scenarios involving risk assessment or financial forecasting. Bringing examples of relevant projects or coursework can emphasise your practical understanding of these concepts.
✨Highlight Flexibility and Adaptability
For a temporary role, showing that you can quickly pick up new processes and tools is crucial. Be ready to discuss previous experiences where you had to adapt to changing requirements or tight deadlines, as this will reassure Pontoon that you’re a reliable team player.
✨Demonstrate a Willingness to Learn
In a temporary position, leaning into your eagerness to learn can really set you apart. Be prepared to share how you’re staying updated on industry trends or any additional training you've pursued. Employers appreciate candidates who are proactive about their development—even for short-term roles.
