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- Tasks: Manage compliance for Appointed Representatives and enhance customer journeys.
- Company: Join a leading insurance firm with a focus on regulatory excellence.
- Benefits: Full-time role with competitive salary and opportunities for professional growth.
- Other info: Dynamic team environment with opportunities to collaborate with industry stakeholders.
- Why this job: Make a real impact in the insurance sector while ensuring compliance standards.
- Qualifications: Experience in insurance compliance and strong understanding of FCA rules required.
The predicted salary is between 36000 - 60000 £ per year.
Reporting to the Head of Compliance, the AR Compliance Manager will play a crucial role in the success of the Polo MGA sector within the PCIS platform business. This role will primarily focus on managing the transition and oversight of the network of Appointed Representatives (ARs), ensuring ongoing regulatory compliance for this segment of the organisation. The successful candidate will be responsible for developing, implementing, and maintaining relevant regulatory and operational risk frameworks, as well as leading initiatives to enhance the customer journey while ensuring regulatory standards for this part of the business.
Department: Risk & Compliance
Location: Cheltenham
Key Responsibilities:
- Complete applications for regulatory permissions, including becoming an Appointed Representative, and providing support throughout the entire authorisation process.
- Create and facilitate the onboarding and transition process for appointed representatives, including obtaining FCA authorisation.
- Oversee ARs, conduct due diligence, review policies, and ensure ongoing regulatory adherence.
- Manage the transition of appointed representatives, ensuring they meet compliance standards.
- Support the compliance team with acquired businesses and day-to-day tasks.
- Review financial promotions and AR customer journeys for compliance with ICOBS.
- Collaborate with internal and external stakeholders (e.g. FCA, BIBA, MGAA), as required.
- Ensure compliance with all relevant regulatory reporting requirements.
- Provide regular reporting to senior management and the PCIS Appointed Representative Committee.
- Ensure company policies are in line with regulatory requirements.
- Develop and maintain appropriate regulatory and operational risk framework, including policies, procedures, and controls.
- Conduct risk assessments and implement measures to mitigate identified risks.
Skills, Knowledge & Expertise:
- Extensive experience of compliance within insurance, inclusive of the Lloyd's and London markets.
- Strong understanding of FCA rules (PRIN, ICOBS, SYSC, SUP) and AR models.
- Experience in reviewing financial promotions and compliance monitoring.
- Strong understanding of regulatory requirements and compliance standards.
- Excellent analytical and problem-solving skills.
- Strong communication and interpersonal skills.
- Ability to manage multiple tasks and prioritise effectively.
Seniority level: Mid-Senior level
Employment type: Full-time
Job function: Legal
Industries: Insurance
AR Compliance Manager in London employer: PoloWorks
Contact Detail:
PoloWorks Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land AR Compliance Manager in London
✨Tip Number 1
Network like a pro! Reach out to people in the insurance and compliance sectors, especially those who work with Appointed Representatives. A friendly chat can lead to insider info about job openings that aren't even advertised yet.
✨Tip Number 2
Show off your expertise! When you get the chance to meet potential employers or industry professionals, don’t hold back on discussing your knowledge of FCA rules and compliance standards. It’ll help you stand out as a candidate who knows their stuff.
✨Tip Number 3
Prepare for interviews by brushing up on real-world scenarios. Think about how you've handled compliance challenges in the past and be ready to share those stories. Employers love hearing about practical experience!
✨Tip Number 4
Don’t forget to apply through our website! We’ve got loads of opportunities waiting for you, and applying directly shows your enthusiasm for joining our team. Plus, it’s super easy to keep track of your application status!
We think you need these skills to ace AR Compliance Manager in London
Some tips for your application 🫡
Tailor Your Application: Make sure to customise your CV and cover letter to highlight your experience in compliance, especially within the insurance sector. We want to see how your skills align with the AR Compliance Manager role, so don’t hold back on showcasing your relevant expertise!
Showcase Your Regulatory Knowledge: Since this role involves a strong understanding of FCA rules and compliance standards, be sure to mention any specific experiences you have with these regulations. We’re looking for candidates who can demonstrate their knowledge and application of these frameworks.
Highlight Your Problem-Solving Skills: In your application, share examples of how you've tackled compliance challenges in the past. We love seeing candidates who can think critically and come up with effective solutions, especially in a fast-paced environment like ours.
Apply Through Our Website: We encourage you to submit your application directly through our website. It’s the best way for us to receive your details and ensures you’re considered for the role. Plus, it shows you’re keen on joining our team at StudySmarter!
How to prepare for a job interview at PoloWorks
✨Know Your Regulations
Make sure you brush up on FCA rules, especially PRIN, ICOBS, SYSC, and SUP. Being able to discuss these regulations confidently will show that you understand the compliance landscape and can navigate it effectively.
✨Showcase Your Experience
Prepare specific examples from your past roles where you've successfully managed compliance processes or improved customer journeys. This will help demonstrate your hands-on experience and problem-solving skills in real-world scenarios.
✨Engage with Stakeholders
Think about how you would collaborate with internal and external stakeholders like the FCA or BIBA. Be ready to discuss your approach to building relationships and ensuring everyone is aligned on compliance standards.
✨Prepare for Scenario Questions
Expect questions that put you in hypothetical situations related to compliance challenges. Practise articulating your thought process and decision-making strategies, as this will highlight your analytical skills and ability to manage risks.