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For Companies At a Glance
- Tasks: Manage compliance for Appointed Representatives and enhance customer journeys.
- Company: Leading insurance firm with a focus on regulatory excellence.
- Benefits: Competitive salary, career development, and a supportive work environment.
- Why this job: Join a dynamic team and make a real impact in the insurance sector.
- Qualifications: Experience in insurance compliance and strong understanding of FCA rules.
- Other info: Opportunity for growth in a fast-paced, collaborative environment.
The predicted salary is between 36000 - 60000 £ per year.
Overview
Reporting to the Head of Compliance, the AR Compliance Manager will play a crucial role in the success of the Polo MGA sector within the PCIS platform business. This role will primarily focus on managing the transition and oversight of the network of Appointed Representatives (ARs), ensuring ongoing regulatory compliance for this segment of the organisation. The successful candidate will be responsible for developing, implementing, and maintaining relevant regulatory and operational risk frameworks, as well as leading initiatives to enhance the customer journey while ensuring regulatory standards for this part of the business.
Department: Risk & Compliance
Location: Cheltenham
Key Responsibilities
- Complete applications for regulatory permissions, including becoming an Appointed Representative, and providing support throughout the entire authorisation process.
- Create and facilitate the onboarding and transition process for appointed representatives, including obtaining FCA authorisation.
- Oversee ARs, conduct due diligence, review policies, and ensure ongoing regulatory adherence.
- Manage the transition of appointed representatives, ensuring they meet compliance standards.
- Support the compliance team with acquired businesses and day-to-day tasks.
- Review financial promotions and AR customer journeys for compliance with ICOBS.
- Collaborate with internal and external stakeholders (e.g. FCA, BIBA, MGAA), as required.
- Ensure compliance with all relevant regulatory reporting requirements.
- Provide regular reporting to senior management and the PCIS Appointed Representative Committee.
- Ensure company policies are in line with regulatory requirements.
- Develop and maintain appropriate regulatory and operational risk framework, including policies, procedures, and controls.
- Conduct risk assessments and implement measures to mitigate identified risks.
Skills, Knowledge & Expertise
- Extensive experience of compliance within insurance, inclusive of the Lloyd’s and London markets.
- Strong understanding of FCA rules (PRIN, ICOBS, SYSC, SUP) and AR models.
- Experience in reviewing financial promotions and compliance monitoring.
- Strong understanding of regulatory requirements and compliance standards.
- Excellent analytical and problem-solving skills.
- Strong communication and interpersonal skills.
- Ability to manage multiple tasks and prioritise effectively.
Details
- Seniority level: Mid-Senior level
- Employment type: Full-time
- Job function: Legal
- Industries: Insurance
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AR Compliance Manager employer: PoloWorks
Contact Detail:
PoloWorks Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land AR Compliance Manager
✨Tip Number 1
Network like a pro! Reach out to people in the insurance and compliance sectors, especially those who work with Appointed Representatives. A friendly chat can lead to insider info about job openings that aren't even advertised yet.
✨Tip Number 2
Prepare for interviews by brushing up on FCA rules and compliance standards. We recommend creating a cheat sheet of key regulations and examples of how you've applied them in your previous roles. This will show you're not just knowledgeable but also ready to hit the ground running.
✨Tip Number 3
Don’t forget to showcase your problem-solving skills! Think of specific challenges you’ve faced in compliance and how you tackled them. We love hearing about real-life scenarios that demonstrate your analytical abilities.
✨Tip Number 4
Apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, it shows you’re genuinely interested in joining our team at StudySmarter, which is always a bonus!
We think you need these skills to ace AR Compliance Manager
Some tips for your application 🫡
Tailor Your Application: Make sure to customise your CV and cover letter to highlight your experience in compliance, especially within the insurance sector. We want to see how your skills align with the AR Compliance Manager role, so don’t hold back on showcasing your relevant achievements!
Showcase Your Knowledge: Demonstrate your understanding of FCA rules and compliance standards in your application. We’re looking for someone who knows their stuff, so mentioning specific regulations like PRIN or ICOBS can really make you stand out!
Be Clear and Concise: When writing your application, keep it straightforward and to the point. We appreciate clarity, so avoid jargon and ensure your key points shine through. This will help us quickly see why you’re a great fit for the team!
Apply Through Our Website: We encourage you to submit your application directly through our website. It’s the best way for us to receive your details and ensures you’re considered for the role. Plus, it’s super easy – just follow the prompts!
How to prepare for a job interview at PoloWorks
✨Know Your Regulations
Make sure you brush up on FCA rules, especially PRIN, ICOBS, SYSC, and SUP. Being able to discuss these regulations confidently will show that you understand the compliance landscape and can navigate it effectively.
✨Showcase Your Experience
Prepare specific examples from your past roles where you've successfully managed compliance processes or improved regulatory adherence. This will help demonstrate your hands-on experience and problem-solving skills in real-world scenarios.
✨Understand the Customer Journey
Be ready to discuss how compliance impacts the customer journey. Think about ways you can enhance this experience while still meeting regulatory standards, as this role focuses on balancing compliance with customer satisfaction.
✨Engage with Stakeholders
Highlight your communication skills by preparing to talk about how you've collaborated with internal and external stakeholders in the past. This is crucial for the role, so showing that you can build relationships will set you apart.
