At a Glance
- Tasks: Lead client engagements in financial crime risk and compliance, optimising systems with AI technology.
- Company: Join Plenitude Consulting, a leader in financial crime consulting and compliance.
- Benefits: Competitive salary, inclusive culture, and opportunities for professional growth.
- Other info: Dynamic team environment focused on diversity, inclusion, and integrity.
- Why this job: Make a real impact in the fight against financial crime while developing your career.
- Qualifications: 10+ years in financial crime risk, with strong analytical and project management skills.
The predicted salary is between 48000 - 72000 £ per year.
Overview
Senior Tuning and Transaction Monitoring Manager role at Plenitude Consulting. Appointed to the FCA’s Skilled Person Panel for Financial Crime, we enable our clients to stay ahead of emerging risks and evolving regulations by optimising systems and controls, leveraging the latest AI-powered technology and data analytics, to drive greater effectiveness, efficiency and sustainability, reducing the overall cost of compliance.
To support our growth plans and build out our T&D and AI Assurance Services, we are looking for hardworking, intelligent, sociable and competitive problem solvers who are excited about delivering for our clients across the globe.
What you will do
- Accountability for the end to end delivery of client engagements including the management of Plenitude team members
- Delivery of defined deliverables and desired engagement outcomes on time and within budget
- Leading Anti- Financial Crime (AFC) delivery on TM projects, including development of tuning and optimisation framework, conducting reviews of client’s processes and procedures, support regulatory or audit reviews, advising on TM technology, optimisation, and remediation programmes
- Define and lead on TM model optimisation, industry monitoring typology risk assessment methodology and overall control framework in building an effective Transaction Monitoring programme
- Leading and developing strong relationships with project stakeholders
- Supporting with planning, status update and support project governance
- Supporting business development and drafting proposals to identify new prospects
Role Competencies, Skills, Behaviours and Attitude
Business Skills:
- Strong understanding of the AFC compliance risks relevant to Transaction Monitoring (e.g. money laundering, terrorist financing, fraud, bribery and corruption, capital surveillance)
- Excellent appreciation on conventional Transaction Monitoring typologies and industry practices across corporate banking, correspondent banking
- Good understanding of market SWIFT payment format and standard
- Hands-on capability in defining change governance, project management and business analyst background. Must demonstrate strong capability to define and articulate approach
Technical Skills (80%):
- (Must have) Min of 6+ years of hands-on experience in system tuning on new rules and new system capabilities
- (Must have) Min of 6+ years of hands-on understanding on minimum of one TM systems across rule designs, segment designs, technical design and processes (e.g NICE Actimize, Oracle Mantas, SAS, FiServ)
- Hands-on experience in defining and leading model validation and system tuning from inception to completion
- Good understanding on payment flows and data challenges
- Good SQL, Excel and Data Analysis on high volume of transaction data
Personal Skill (20%)
- Confidence to credibility with clients from project inception
- Self-motivation individual willing to learn new concepts, with excellent analytical skills and proven problem-solving skills
- Excellent verbal and written communication skills at business and technical levels
- Strong appreciation of business and delivery risks
- A high degree of integrity and the drive and willingness to succeed; and
- Managing and mentoring junior colleagues during projects
- Strong team ethos and ability to work efficiently and accurately under pressure and minimal supervisions
What you will need
- At least ten years experience in financial crime risk and compliance within the Financial Services industry
- 5-10 years of experience in either strategic and/or management consulting with a focus on financial crime compliance and risk
- Experience developing and applying corporate governance, compliance control and risk management frameworks
- Degree level education
- Financial crime risk or compliance related professional qualifications e.g. ICA Diploma
Other role requirements:
- Keeping abreast of legislation, regulation, guidance and technologies relating to financial crime risk and compliance
- Commercial business awareness and financial acumen and understanding
At Plenitude Consulting, we take great pride in being an Equal Opportunities Employer. We ensure the fair treatment of staff and are committed to promoting diversity and championing inclusivity throughout the business. We do not discriminate based on race, color, religion or belief, sex, age, national origin, marital status, military/veteran status, genetic information, sexual orientation, gender identity, physical or mental disability, or any other characteristic protected by applicable laws. We strive to create a safe working environment for all our staff members, one that reflects diversity, inclusion, integrity, and respect. It is important that our environment not only protects our staff but is inclusive of all.
The personal information we have collected from you will be shared with Cifas who will use it to prevent fraud, other unlawful or dishonest conduct, confidential malpractice, and other seriously improper conduct. If any of these are detected, you could be refused certain services or employment. Your personal information will also be used to verify your identity. Further details of how your information will be used by us and Cifas, and your data protection rights, can be requested from dpo@plenitudeconsulting.
Seniority level
- Mid-Senior level
Employment type
- Full-time
Job function
- Analyst and Consulting
- Industries: Financial Services and Business Consulting and Services
London, England, United Kingdom 1 week ago
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Senior Manager Tuning and Transaction Monitoring in London employer: Plenitude Consulting
At Plenitude Consulting, we pride ourselves on fostering a dynamic and inclusive work culture that empowers our employees to excel in their careers. As a Senior Manager in Tuning and Transaction Monitoring, you will benefit from our commitment to professional development, with ample opportunities for growth and mentorship within a collaborative team environment. Located in London, we leverage cutting-edge AI technology to tackle complex financial crime challenges, making your role not only impactful but also rewarding as you contribute to the safety and integrity of the financial services sector.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Manager Tuning and Transaction Monitoring in London
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
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✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like Plenitude Consulting looking for candidates who are engaged and informed.
We think you need these skills to ace Senior Manager Tuning and Transaction Monitoring in London
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at Plenitude Consulting. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at Plenitude Consulting
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with Plenitude Consulting’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
