At a Glance
- Tasks: Produce and oversee MiFID Transaction Reporting submissions while ensuring compliance.
- Company: Join FIS, a forward-thinking leader in financial services and technology.
- Benefits: Enjoy competitive salary, professional development, and a collaborative work environment.
- Other info: Dynamic role with opportunities for growth and continuous improvement.
- Why this job: Tackle challenging issues in finance and tech while making a real impact.
- Qualifications: 2-3 years in a similar role with knowledge of MiFID reporting obligations.
The predicted salary is between 40000 - 50000 £ per year.
Are you curious, motivated, and forward-thinking? At FIS you’ll have the opportunity to work on some of the most challenging and relevant issues in financial services and technology. Our talented people empower us, and we believe in being part of a team that is open, collaborative, entrepreneurial, passionate and above all fun.
About the role
We are currently looking for a MiFID Transaction Reporting Analyst. You will produce and oversee the MiFID Transaction Reporting (RTS22) submissions, as well as support the team with other regulatory submissions (MiFID Trade reporting, EMIR, SFTR, etc.) and any new transaction‑based regulatory reporting when required in the future.
What you will be doing
- Responsibility for the daily production, delivery and oversight of RLAM’s MiFID Transaction Reporting BAU submissions
- Undertake the associated BAU assurance activities in collaboration with compliance and RLAM’s assurance partner
- Carry out remediation work as required where issues are identified across processes and reporting
- Review the existing reporting processes and control framework to identify enhancements and opportunities for continuous improvement
- Identify and deliver necessary reporting process change to maintain compliance with an evolving regulatory reporting and business change environment
- Participate in internal and external audits as well as regulatory inspections in relation to the firm’s reporting obligations
- Complete daily and monthly reconciliations involving multiple sets of data to ensure regulatory compliance
- Produce periodic MI for presentation on various board and committee meetings as well as statistics packs for external clients
- Liaise with both external clients and internal departments for fast and accurate resolution of queries and exceptions
What you bring
- Knowledge of MiFID Transaction reporting obligations, relevant instruments, reporting technical standards and associated industry guidance
- 2–3 years’ experience in a similar role
- Prior experience in regulatory assurance or QA activities is an advantage
- Prior experience of MiFID reporting solutions is an advantage
- Demonstrable expertise in data analysis techniques, problem solving, root‑cause analysis and clear communication of conclusions to senior management
- Experience working within a regulatory‑driven agenda and assessing regulatory impacts on business and operations
- Operating across businesses and functions such as Compliance, Legal, Technology and the Business with demonstrable negotiation, influencing and relationship‑management skills
- Strong communication skills and effective stakeholder management
What we offer you
- A multifaceted job with a high degree of responsibility and a broad spectrum of opportunities
- A broad range of professional education and personal development possibilities
- A competitive salary and company benefits
- The chance to work on some of the most challenging, relevant issues in financial services & technology
- A work environment built on collaboration, flexibility and respect
Transaction Reporting Analyst - MiFID employer: Platform Securities Services Limited
At FIS, we pride ourselves on fostering a dynamic and inclusive work culture where curiosity and collaboration thrive. As a Transaction Reporting Analyst, you will not only tackle significant challenges in financial services but also benefit from extensive professional development opportunities and a competitive salary package. Our commitment to employee growth, coupled with a fun and entrepreneurial environment, makes FIS an exceptional employer for those seeking meaningful and rewarding careers.
Contact Details:
Platform Securities Services Limited Recruitment Team
StudySmarter Expert Advice🤫
We think this is how you could land Transaction Reporting Analyst - MiFID
✨Tip Number 1
Network like a pro! Reach out to people in the industry, attend events, and connect on LinkedIn. You never know who might have the inside scoop on job openings or can put in a good word for you.
✨Tip Number 2
Prepare for interviews by researching the company and its culture. Understand their values and how they align with yours. This will help you stand out and show that you're genuinely interested in being part of their team.
✨Tip Number 3
Practice your responses to common interview questions, especially those related to MiFID and regulatory reporting. Being well-prepared will boost your confidence and help you articulate your experience effectively.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search.
We think you need these skills to ace Transaction Reporting Analyst - MiFID
Some tips for your application 🫡
Show Your Curiosity:When writing your application, let your curiosity shine through! Share examples of how you've tackled challenges in the past and what motivated you to pursue a role in transaction reporting. We love seeing that spark!
Tailor Your Experience:Make sure to highlight your relevant experience in MiFID transaction reporting and any regulatory assurance work you've done. We want to see how your background aligns with the responsibilities of the role, so don’t hold back!
Be Clear and Concise:Keep your application clear and to the point. Use straightforward language to communicate your skills and experiences. We appreciate clarity, especially when it comes to complex topics like regulatory reporting!
Apply Through Our Website:Don’t forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it’s super easy – just follow the prompts and you’re good to go!
How to prepare for a job interview at Platform Securities Services Limited
✨Know Your MiFID Inside Out
Make sure you brush up on your knowledge of MiFID Transaction reporting obligations and the relevant instruments. Being able to discuss these confidently will show that you're not just familiar with the basics, but that you understand the nuances of the role.
✨Showcase Your Analytical Skills
Prepare to demonstrate your data analysis techniques and problem-solving abilities. Bring examples of how you've tackled complex issues in previous roles, especially those related to regulatory compliance. This will highlight your capability to handle the responsibilities of the position.
✨Communicate Clearly and Effectively
Strong communication skills are key for this role. Practice articulating your thoughts clearly, especially when discussing technical topics. You might even want to prepare a few scenarios where you've successfully managed stakeholder relationships or resolved queries.
✨Be Ready for Change
The regulatory landscape is always evolving, so be prepared to discuss how you've adapted to changes in past roles. Highlight any experience you have with process improvements or compliance adaptations, as this will show your proactive approach to challenges.
