At a Glance
- Tasks: Produce and oversee MiFID Transaction Reporting submissions while ensuring compliance.
- Company: Join a forward-thinking financial services company that values collaboration and innovation.
- Benefits: Competitive salary, professional development, and a flexible work environment.
- Other info: Dynamic role with opportunities for personal and professional growth.
- Why this job: Tackle challenging issues in finance and tech while making a real impact.
- Qualifications: 2-3 years in a similar role with knowledge of MiFID reporting obligations.
The predicted salary is between 40000 - 50000 £ per year.
Are you curious, motivated, and forward-thinking? At FIS you'll have the opportunity to work on some of the most challenging and relevant issues in financial services and technology. Our talented people empower us, and we believe in being part of a team that is open, collaborative, entrepreneurial, passionate and above all fun.
About the role
We are currently looking for a MiFID Transaction Reporting Analyst. You will produce and oversee the MiFID Transaction Reporting (RTS22) submissions, as well as support the team with other regulatory submissions (MiFID Trade reporting, EMIR, SFTR, etc.) and any new transaction‐based regulatory reporting when required in the future.
What you will be doing:
- Responsibility for the daily production, delivery and oversight of RLAM's MiFID Transaction Reporting BAU submissions.
- Undertake the associated BAU assurance activities in collaboration with compliance and RLAM's assurance partner.
- Carry out remediation work as required where issues are identified across processes and reporting.
- Review the existing reporting processes and control framework to identify enhancements and opportunities for continuous improvement.
- Identify and deliver necessary reporting process change to maintain compliance with an evolving regulatory reporting and business change environment.
- Participate in internal and external audits as well as regulatory inspections in relation to the firm's reporting obligations.
- Complete daily and monthly reconciliations involving multiple sets of data to ensure regulatory compliance.
- Produce periodic MI for presentation on various board and committee meetings as well as statistics packs for external clients.
- Liaise with both external clients and internal departments for fast and accurate resolution of queries and exceptions.
What you bring:
- Knowledge of MiFID Transaction reporting obligations, relevant instruments, reporting technical standards and associated industry guidance.
- 2–3 years' experience in a similar role.
- Prior experience in regulatory assurance or QA activities is an advantage.
- Prior experience of MiFID reporting solutions is an advantage.
- Demonstrable expertise in data analysis techniques, problem solving, root‐cause analysis and clear communication of conclusions to senior management.
- Experience working within a regulatory‐driven agenda and assessing regulatory impacts on business and operations.
- Operating across businesses and functions such as Compliance, Legal, Technology and the Business with demonstrable negotiation, influencing and relationship‐management skills.
- Strong communication skills and effective stakeholder management.
What we offer you:
- A multifaceted job with a high degree of responsibility and a broad spectrum of opportunities.
- A broad range of professional education and personal development possibilities.
- A competitive salary and company benefits.
- The chance to work on some of the most challenging, relevant issues in financial services & technology.
- A work environment built on collaboration, flexibility and respect.
Transaction Reporting Analyst - MiFID in London employer: Platform Securities Services Limited
At FIS, we pride ourselves on fostering a dynamic and inclusive work culture where curiosity and collaboration thrive. As a Transaction Reporting Analyst, you will not only tackle significant challenges in financial services but also benefit from extensive professional development opportunities and a competitive salary package. Our commitment to employee growth, coupled with a fun and entrepreneurial environment, makes FIS an exceptional employer for those seeking meaningful and rewarding careers in the heart of the financial technology sector.
Contact Details:
Platform Securities Services Limited Recruitment Team
StudySmarter Expert Advice🤫
We think this is how you could land Transaction Reporting Analyst - MiFID in London
✨Tip Number 1
Network like a pro! Reach out to people in the industry, attend events, and connect on LinkedIn. You never know who might have the inside scoop on job openings or can put in a good word for you.
✨Tip Number 2
Prepare for interviews by researching the company and role thoroughly. Understand their values and how your skills align with what they’re looking for. This will help you stand out and show that you're genuinely interested.
✨Tip Number 3
Practice makes perfect! Do mock interviews with friends or use online resources to get comfortable with common questions. The more you practice, the more confident you'll feel when it’s time to shine.
✨Tip Number 4
Don’t forget to apply through our website! We’ve got loads of opportunities waiting for you, and applying directly can sometimes give you an edge. Plus, it’s super easy to keep track of your applications!
We think you need these skills to ace Transaction Reporting Analyst - MiFID in London
Some tips for your application 🫡
Show Your Curiosity:We want to see your curiosity shine through in your application! Make sure to highlight any experiences or projects that demonstrate your eagerness to learn and tackle challenges, especially in financial services and technology.
Tailor Your Experience:When you’re writing your application, be sure to tailor it to the MiFID Transaction Reporting Analyst role. Mention your relevant experience with regulatory reporting and how you've contributed to compliance in previous roles. We love seeing how your background fits with what we do!
Be Clear and Concise:Keep your application clear and to the point. Use straightforward language to explain your skills and experiences. We appreciate a well-structured application that makes it easy for us to see why you’d be a great fit for our team.
Apply Through Our Website:Don’t forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re serious about joining our fun and collaborative team!
How to prepare for a job interview at Platform Securities Services Limited
✨Know Your MiFID Inside Out
Make sure you brush up on your knowledge of MiFID Transaction Reporting obligations and the relevant instruments. Being able to discuss these confidently will show that you're not just familiar with the basics, but that you understand the nuances of the role.
✨Showcase Your Analytical Skills
Prepare to demonstrate your data analysis techniques and problem-solving abilities. Bring examples of how you've tackled complex issues in previous roles, especially those related to regulatory compliance. This will highlight your capability to handle the responsibilities of the position.
✨Communicate Clearly and Effectively
Strong communication skills are key for this role. Practice articulating your thoughts clearly, especially when discussing technical topics. You might even want to prepare a few scenarios where you've successfully managed stakeholder relationships or resolved queries.
✨Be Ready for Change
The regulatory landscape is always evolving, so be prepared to discuss how you've adapted to changes in past roles. Highlight any experience you have with process improvements or compliance adaptations, as this will show your proactive approach to challenges.
