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- Tasks: Lead the Risk & Compliance team and provide strategic governance advice.
- Company: A top investment management firm in Greater London.
- Benefits: Competitive salary, professional development, and a dynamic work environment.
- Why this job: Make a significant impact in risk management within a leading firm.
- Qualifications: 8+ years in risk/compliance with strong analytical and communication skills.
- Other info: Client-first principles and a focus on regulatory compliance.
The predicted salary is between 48000 - 72000 £ per year.
A leading investment management firm in Greater London is seeking an experienced professional to lead its Risk & Compliance team. In this role, you will provide strategic governance, risk, and compliance advice across the firm, develop and maintain frameworks, and engage with industry risks.
The ideal candidate will have over 8 years of experience in risk and/or compliance in investment management, with strong analytical and communication skills. This position emphasizes client-first principles and regulatory compliance.
Senior Risk & Compliance Lead - Investment Management employer: Pinnacle Investment Management
Contact Detail:
Pinnacle Investment Management Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Risk & Compliance Lead - Investment Management
✨Tip Number 1
Network like a pro! Reach out to your connections in the investment management sector and let them know you're on the lookout for opportunities. You never know who might have the inside scoop on a role that’s perfect for you.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of current industry risks and compliance regulations. We recommend creating a cheat sheet of key topics to discuss, so you can showcase your expertise and impress the hiring team.
✨Tip Number 3
Don’t underestimate the power of follow-ups! After an interview, send a quick thank-you email to express your appreciation and reiterate your interest in the role. It shows you’re proactive and genuinely excited about the opportunity.
✨Tip Number 4
Apply through our website for the best chance at landing that Senior Risk & Compliance Lead position. We make it easy for you to showcase your skills and experience directly to the hiring team, so don’t miss out!
We think you need these skills to ace Senior Risk & Compliance Lead - Investment Management
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in risk and compliance, especially in investment management. We want to see how your skills align with the job description, so don’t be shy about showcasing relevant achievements!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for our Risk & Compliance team. Share specific examples of how you've tackled challenges in the past and how you can bring value to us.
Showcase Your Analytical Skills: Since this role requires strong analytical skills, make sure to include examples that demonstrate your ability to assess risks and develop compliance frameworks. We love seeing how you think critically about complex issues!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows us you’re keen on joining our team!
How to prepare for a job interview at Pinnacle Investment Management
✨Know Your Risk & Compliance Frameworks
Make sure you’re well-versed in the latest risk and compliance frameworks relevant to investment management. Brush up on regulations like MiFID II and AIFMD, and be ready to discuss how you've implemented these in your previous roles.
✨Showcase Your Analytical Skills
Prepare to demonstrate your analytical prowess by discussing specific examples where your analysis led to improved compliance or risk management outcomes. Use data and metrics to back up your claims, as this will show your ability to think critically.
✨Emphasise Client-First Principles
Since this role prioritises client-first principles, think of examples where you’ve put clients’ needs at the forefront of your risk and compliance strategies. Be ready to explain how you balance regulatory requirements with client satisfaction.
✨Engage in Industry Trends
Stay updated on current trends and challenges in the investment management sector. Be prepared to discuss how these trends might impact risk and compliance, and share your thoughts on proactive measures that can be taken.
