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- Tasks: Provide legal advice on anti-financial crime laws and compliance for PIMCO's EMEA business.
- Company: PIMCO is a global leader in active fixed income, known for its innovative investment solutions.
- Benefits: Enjoy a flexible work environment, diverse culture, and opportunities for professional growth.
- Why this job: Join a high-performance team that values collaboration and celebrates diverse thinking.
- Qualifications: Extensive knowledge of EU and UK AFC laws; experience in asset management is essential.
- Other info: PIMCO promotes equal employment opportunities and supports applicants with disabilities.
The predicted salary is between 54000 - 84000 ÂŁ per year.
Senior Legal Counsel, Anti-Financial Crime
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Senior Legal Counsel, Anti-Financial Crime
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PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients’ capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex debt markets. Our flexible capital base and deep relationships with issuers have helped us become one of the world’s largest providers of traditional and nontraditional solutions for companies that need financing and investors who seek strong risk-adjusted returns.
Since 1971, our people have shaped our organization through a high-performance inclusive culture, in which we celebrate diverse thinking. We invest in our people and strive to imprint our CORE values of Collaboration, Openness, Responsibility and Excellence. We believe each of us is here to help others succeed and this has led to PIMCO being recognized as an innovator, industry thought leader and trusted advisor to our clients.
Overview
Due to business growth, an expanding product range, and increasingly complex laws and regulations focused on sanctions, anti-bribery, anti-corruption and anti-money laundering (collectively, \”Anti-Financial Crimes\” or \”AFC\” laws), PIMCO seeks an experienced lawyer who can leverage subject matter expertise in these areas to provide practical advice on all aspects of PIMCO’s EMEA business, and to assist in the execution of that advice from a compliance perspective.
The role demands an experienced AFC lawyer with a first class intellect and significant experience in asset management, including in transactional due diligence, alternative (or private) investment funds, public funds, and separately managed accounts.
The candidate should be well versed in EU and UK AFC laws, as applied to investors/clients, investment transactions/holdings, fund formation and product distribution, as well as with US sanctions. The lawyer will partner closely with portfolio management, product strategy, finance, compliance, operations and other functions, from across the globe.
The ideal candidate will also be knowledgeable in anti-fraud controls as they relate to the asset management industry.
Lawyers with relevant experience, whether in-house or private practice, will be considered.
Responsibilities
- Advising stakeholders on requirements of EU and UK AFC laws and best practices for accomplishing compliance with those laws, and assisting with implementation
- Partnering with the Global AFC Team on implementation of US sanctions globally
- Providing AFC advice in connection with transaction diligence and securities trading
- Ensuring appropriate contractual protections are included in transactional documentation
- Providing AFC input on fund documentation (including Limited Partnership Agreements, investor subscription documents, Private Placement Memoranda, and prospectuses and other public fund disclosure documents), side letters, investment management agreements, service provider and vendor agreements, consultant agreements, and distribution and platform agreements
- Supporting other legal functions and projects (e.g., regulatory monitoring and implementation projects, policy advocacy and industry engagement, corporate projects and governance support)
- Overseeing and managing external counsel
- Providing subject matter expertise for AFC and anti-fraud training
Experience Required
- Extensive knowledge of legal and regulatory requirements in EMEA relating to AFC requirements
- Familiarity with US sanctions
- Monitoring of AFC requirements in EMEA jurisdictions
- Deal experience relating to transactions in asset classes such as real estate and private credit/private equity
- Ability to quickly assess and calibrate AFC and reputational risks and propose appropriate mitigants
- Interaction/management of related regulatory inquiries
- Experience working with Senior Management/Boards
Desirable
- Significant experience in a similar role, with investment management industry experience
- Trade floor advisory experience
- Excellent interpersonal skills (with the ability to communicate in a clear and succinct manner)
- Excellent communication skills
- Commercial and business oriented
- High degree of client service orientation, proactivity and responsiveness
- Collaborative, professional and team player essential
- Good attention to detail
- High degree of personal and professional integrity
- Ability to organise and deliver under tight deadlines
The Legal team is very client service focused and is looking for someone who can deliver the highest of client service standards, as well as communicate confidently with all levels of the organisation, work well within a team environment, own and drive forward their own workload and use initiative to continually assess and improve existing processes. With PIMCO’s rewarding environment and growing business, this role is full of opportunity for the right candidate.
Equal Employment Opportunity and Affirmative Action Statement
PIMCO recruits and hires qualified candidates without regard to race, national origin, ancestry, religion (including religious dress and grooming practices), sex (including pregnancy, childbirth, breastfeeding, or related medical conditions), sexual orientation, gender (including gender identity and expression), age, military or veteran status, disability (physical or mental), any factor prohibited by law, and as such affirms in policy and practice to support and promote the concept of equal employment opportunity and affirmative action, in accordance with all applicable federal, state, provincial and municipal laws. The company also prohibits discrimination on other basis such as medical condition, or marital status under applicable laws.
Applicants with Disabilities
PIMCO is an Equal Employment Opportunity/Affirmative Action employer. We provide reasonable accommodation for qualified individuals with disabilities, including veterans, in job application procedures. If you have any difficulty using our online system due to a disability and you would like to request an accommodation, you may contact us at 949-720-7744 and leave a message. This is a dedicated line designed exclusively to assist job seekers with disabilities to apply online. Only messages left for this purpose will be considered. A response to your request may take up to two business days.
Seniority level
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Seniority level
Mid-Senior level
Employment type
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Employment type
Full-time
Job function
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Job function
Legal
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Industries
Investment Management
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Senior Legal Counsel, Anti-Financial Crime employer: PIMCO
Contact Detail:
PIMCO Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Legal Counsel, Anti-Financial Crime
✨Tip Number 1
Familiarise yourself with the latest EU and UK anti-financial crime laws. Understanding these regulations will not only help you in interviews but also demonstrate your commitment to staying updated in this rapidly evolving field.
✨Tip Number 2
Network with professionals in the investment management industry, especially those who have experience in legal roles. Attend relevant conferences or webinars to connect with potential colleagues and learn about the latest trends and challenges in anti-financial crime.
✨Tip Number 3
Prepare to discuss specific case studies or examples from your past experience that highlight your expertise in transactional due diligence and compliance. This will showcase your practical knowledge and problem-solving skills during the interview process.
✨Tip Number 4
Demonstrate your ability to work collaboratively by preparing examples of how you've successfully partnered with different teams in previous roles. PIMCO values collaboration, so showing that you can effectively communicate and work with various stakeholders will set you apart.
We think you need these skills to ace Senior Legal Counsel, Anti-Financial Crime
Some tips for your application 🫡
Understand the Role: Before applying, make sure you thoroughly understand the responsibilities and requirements of the Senior Legal Counsel, Anti-Financial Crime position. Tailor your application to highlight your relevant experience in asset management and compliance with EU and UK AFC laws.
Craft a Strong Cover Letter: Your cover letter should not only express your interest in the role but also demonstrate your understanding of PIMCO's values and how your background aligns with their needs. Mention specific experiences that showcase your expertise in anti-financial crime and regulatory compliance.
Highlight Relevant Experience: In your CV, focus on your extensive knowledge of legal and regulatory requirements related to AFC. Include specific examples of your deal experience, particularly in asset classes like real estate and private equity, to illustrate your qualifications.
Proofread and Edit: Before submitting your application, take the time to proofread your documents. Ensure there are no grammatical errors or typos, as attention to detail is crucial in legal roles. A polished application reflects your professionalism and commitment.
How to prepare for a job interview at PIMCO
✨Know Your AFC Laws
Make sure you have a solid understanding of EU and UK Anti-Financial Crime laws, as well as US sanctions. Be prepared to discuss how these regulations apply to investment transactions and fund formation, as this will be crucial in demonstrating your expertise.
✨Showcase Your Experience
Highlight your previous experience in asset management, particularly in transactional due diligence and anti-fraud controls. Be ready to provide specific examples of how you've navigated complex legal scenarios in the past.
✨Demonstrate Collaboration Skills
PIMCO values collaboration, so be prepared to discuss how you've worked with various teams in the past. Share examples of how you've partnered with portfolio management, compliance, and other functions to achieve common goals.
✨Prepare for Scenario Questions
Expect scenario-based questions that assess your ability to handle real-world challenges related to AFC compliance. Think through potential situations you might face in the role and how you would approach them, showcasing your problem-solving skills.
