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- Tasks: Lead compliance processes and provide expert advice in a dynamic insurance environment.
- Company: Join Acquinex, a specialist MGA with a focus on integrity and collaboration.
- Benefits: Enjoy hybrid working, competitive salary, and opportunities for professional growth.
- Other info: Be part of a supportive culture that values integrity and continuous improvement.
- Why this job: Make a real impact by ensuring compliance and supporting business initiatives.
- Qualifications: Strong MGA compliance experience and knowledge of UK/EU regulations required.
The predicted salary is between 60000 - 75000 £ per year.
The Compliance Manager is a hands-on, operationally focused role based in London (hybrid working), requiring strong MGA compliance experience. The role combines day-to-day operational compliance delivery with monitoring, oversight and advisory responsibilities.
The role owns and delivers core compliance processes and controls within an MGA environment, including monitoring activities, policy implementation, regulatory reporting, and support for governance and risk frameworks. The Compliance Manager works closely with underwriting, operations and senior management to ensure that regulatory requirements, delegated authority obligations and internal standards are understood, embedded and adhered to in day-to-day operations.
Alongside these operational responsibilities, the role provides timely, pragmatic compliance advice on business initiatives, products and transactions; identifies and escalates issues and emerging risks; and contributes to the ongoing enhancement of the compliance framework as the business grows. This is a visible role in a specialist MGA, with regular interaction with senior stakeholders and capacity providers.
Ideal Candidate- Strong, demonstrable MGA compliance experience within insurance (delegated authority / binder environment).
- Solid understanding of UK and European regulatory requirements (e.g. FCA, PRA, and European regulators) and ability to apply them pragmatically in an MGA context.
- Proven track record in hands-on operational compliance, including:
- monitoring programmes and thematic reviews;
- underwriting/file reviews;
- policy and procedure implementation;
- SMCR support;
- regulatory reporting.
- Fundamentals
- Demonstrates a clear understanding of:
- Acquinex’s regulatory obligations and risk appetite;
- delegated authority / binder framework and related requirements;
- relevant FCA/PRA rules and expectations.
- Owns and executes day-to-day compliance activities, including:
- compliance monitoring and underwriting/file reviews;
- maintenance of compliance, breach and incident registers;
- support for SMCR processes (fit and proper, T&C, conduct rules).
- Designs, maintains and delivers a proportionate compliance monitoring plan tailored to an MGA, including:
- regular binder and file reviews;
- thematic reviews of underwriting, distribution, conduct risk and operational processes.
- new or existing products and wordings;
- underwriting processes and referral arrangements;
- distribution channels, brokers and coverholders.
- Takes process ownership for designated compliance responsibilities, which may include:
- FCA and European regulatory returns and other external reporting;
- capacity provider compliance requests, attestations and audits;
- complaints oversight, root cause analysis and trend reporting;
- financial crime controls (e.g. sanctions screening, PEPs/adverse media checks) in conjunction with relevant functions;
- compliance training and awareness (inductions, refreshers, MGA/delegated authority requirements).
- Provides day-to-day compliance guidance and informal coaching, particularly around MGA-specific requirements.
- Supports embedding of a strong compliance and conduct culture through training, workshops and clear communication of expectations.
- Provides constructive feedback to teams on monitoring findings and supports implementation of practical improvements.
- Builds effective working relationships with underwriting, operations and other functions to ensure compliance is integrated into business-as-usual activity.
- Provides early compliance input into business planning, new products, distribution initiatives and other projects.
- Represents compliance in relevant internal forums and, where appropriate, in interactions with brokers, advisors, capacity providers and regulators.
- Promotes a culture of integrity, good conduct and openness across Acquinex.
- Supports continuous improvement of systems, processes and governance structures from a compliance perspective.
- Collaborates with colleagues across offices and jurisdictions, contributing to a collegiate and supportive culture.
Compliance Manager in London employer: pib Group
Contact Detail:
pib Group Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Manager in London
✨Tip Number 1
Network like a pro! Get out there and connect with people in the industry. Attend events, join online forums, and don’t be shy about reaching out on LinkedIn. You never know who might have the inside scoop on a job opening!
✨Tip Number 2
Prepare for interviews by researching the company and its compliance practices. Understand their regulatory environment and think about how your experience aligns with their needs. This will help you stand out as a candidate who’s genuinely interested in the role.
✨Tip Number 3
Practice your pitch! Be ready to explain your compliance experience clearly and concisely. Use examples from your past roles to demonstrate how you’ve tackled challenges and contributed to compliance frameworks.
✨Tip Number 4
Don’t forget to apply through our website! We’re always looking for talented individuals who can bring their compliance expertise to our team. Plus, it’s a great way to ensure your application gets the attention it deserves.
We think you need these skills to ace Compliance Manager in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Manager role. Highlight your MGA compliance experience and any relevant regulatory knowledge. We want to see how your skills match what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for the role. Share specific examples of your hands-on compliance experience and how you've tackled challenges in the past.
Showcase Your Communication Skills: Since this role involves a lot of interaction with senior stakeholders, make sure to demonstrate your excellent written communication skills. Keep your application clear and concise, and avoid jargon where possible.
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It helps us keep track of applications and ensures you get all the updates directly from us. Plus, it shows you're keen on joining our team!
How to prepare for a job interview at pib Group
✨Know Your Compliance Stuff
Make sure you brush up on your MGA compliance experience and UK/EU regulatory requirements. Be ready to discuss how you've applied these in real-world scenarios, especially in operational compliance roles.
✨Showcase Your Analytical Skills
Prepare examples that highlight your analytical mindset and sound judgement. Think of situations where you identified risks or issues and how you tackled them. This will show your ability to challenge constructively.
✨Communicate Clearly
Practice explaining complex regulatory concepts in plain language. You might be asked to simplify compliance advice for non-compliance teams, so being able to communicate effectively is key.
✨Demonstrate Collaboration
Be ready to share experiences where you worked closely with underwriting, operations, or senior management. Highlight how you built relationships and integrated compliance into everyday business activities.